Transfer Agent
il y a 2 semaines
Who we are looking for
- We are seeking a motivated Transfer Agent to join our expanding AML Compliance team. This is an excellent opportunity for a driven and motivated professional to develop their financial career within a leading organization.- Why this role is important to us- The team you will be joining is a part of International Financial Data Services (IFDS). IFDS is a world-leading provider of outsourcing and technology solutions to the financial services industry. With its global headquarters in Toronto, IFDS services over 240 financial organizations around the world, providing solutions to a wide range of global asset managers, wealth managers, banks, and insurance companies. IFDS is present in North America, EMEA and APAC.- Join us if making your mark in the financial services industry from day one is a challenge you are up for.- In the role of Compliance, you will be responsible for:
- As the Compliance Associate, you will be responsible for providing an efficient and effective compliance service and to promote and to assist the company in meeting its regulatory obligations. The role requires to support your team to monitor the regulatory framework in order to ensure the relevant Compliance risks and requirements are captured and actively communicated to the relevant teams across the company.- Responsibilities:- Actively follow regulatory developments, participating in relevant meetings and provide your Manager and team with updates;- Maintain and update the regulatory compliance log with relevant regulations and laws issued at EU and Luxembourg level;- Support the develop and update of relevant IFDS policies and compliance procedures- Contribute to the gap analysis for each regulations/laws reviewed;- Provide regulatory advise to IFDSL staff- Maintain complaints register and other register as required by the Compliance Regulatory Team- Actively communicate to the Compliance team and Leadership the warnings alert provided by CSSF;- Support your team in carrying out the annual compliance plan;- Assist to close audit or compliance open points in a timely manner;- Assist your team to solve compliance issues related to the Business and Compliance team;
About State Street
What we do.
State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.
Work, Live and Grow.
We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary in locations, but you may expect generous medical care, insurance and savings plans among other perks. You’ll have access to flexible Work Program to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.
Inclusion, Diversity and Social Responsibility.
State Street is an equal opportunity and affirmative action employer.
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