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Investment Compliance Officer
il y a 1 mois
Vos missions au quotidien
**Main task**: The Compliance Controller's main task is to set up, carry out and adapt investment restriction controls on one or more clients in order to check the legal and statutory limits and to cover the commitments detailed in the SLA "Investment Restriction Control". He/she performs this function under a delegation of service from the management company.
**Tasks and responsibilities**:
- Ensure coverage of a scope of controls on investment funds for one or more dedicated clients as well as eligibility analyses on all NAV instruments
- Coordinate the proper implementation and monitoring of new fund setups between the various stakeholders in the onboarding process
- Contribute to strengthening controls through operational efficiency
- Act as organiser, participant and coordinator in setting up periodic Fund Compliance Committees with the client
- Study the impact of new regulations on investment restriction controls
- Implement and update operating methods and/or procedures relating to the activity
- Answer the auditors' questions during audits
- Establish the declarations to the CSSF within the framework of the CSSF Circular 2002/77 and carries out the impact calculations
- Participate in ad hoc service reviews for a dedicated client
- Participate in internal working groups on regulatory issues
- Contribute to process reviews and the development of RFPs
Et si c'était vous ?
**What if it was you?**
**Operational skills**
- Level of study: BAC+5 (Master's Degree)
- Knowledge of Sim Corp Dimension would be an advantage
- German and English both compulsory, notions of French is an advantage
- Good knowledge of regulations and case law relating to investment funds (UCITS, FIS, AIFMD)
- Good understanding of the roles and responsibilities of the different stakeholders in fund management and administration
- Good knowledge of the functioning and life cycle of a UCITS fund
- Good accounting skills and knowledge of financial products
- Good drafting skills
**Soft skills**
- Organisation and meticulousness
- Analytical and deductive skills
- Good interpersonal skills
- Process-oriented approach
- Team spirit
Plus qu'un poste, un tremplin
Société Générale Luxembourg is a multi-category bank offering every employee the possibility to have several careers in a professional career path. Internal mobility and training are two core areas we focus on, in a dynamic, prosperous and evolving context.
Pourquoi nous choisir ?
We offer our employees a working environment that is adapted to the evolution of the business, which is defined in two key words: remote working & agility (depending on the department).
Building a better and sustainable future together with our clients by providing responsible and innovative financial solutions."
Our CSR strategy is at the heart of our DNA and the Group wishes to position itself as one of the key players in the fight against climate change by accompanying clients in their energy transition. In Luxembourg, our international environment offers us vast diversity in our teams, for which we guarantee equal opportunities.
Our open innovation laboratory #LePlateauLUX, linked to the Luxembourg innovation ecosystem, allows our employees to benefit from close contact with external start-ups and internal project leaders.
Société Générale Securities Services (SGSS), the securities business line of the Société Générale Group, is one of the leading administrators and custodians of Undertakings for Collective Investment (UCIs) in Luxembourg. It offers a full range of securities services to institutional clients, including counter-balancing, cash management, custody and trustee services, fund administration and asset servicing, transfer agent services and issuer services.
**Our recruitment process**:
Job ID 230007U8
- ABOUT COMPANY
- SOCIETE GENERALE
- London, United Kingdom
3600 Employees Investment Banking / M & A
Societe Generale is one of the leading European financial services groups. Based on a diversified and integrated banking model, the Group combines fin...
