Investment Limits Officer

il y a 1 semaine

Luxembourg Findel Airport Quintet Private Bank Temps plein

**Purpose of the Job**:
**Key Accountabilities**:

- Configure the rules according to the appropriate Law and prospectus describing the investments policy of each UCITS/UCI in an adequate system to be able to control the respect of the investment restrictions.
- On a daily basis, perform the pre
- & post-NAV controls to detect any non-compliance with the Investment policy of the funds. Keep statistics of these controls for follow up and audit purposes
- Notify the Investment Manager and any other intervening parties in case of breach or potential breach in order to get it rectified.
- In case of active breach, prepare and issue the notification to the CSSF according to the circular 02/77.
- Be able to keep oneself up to date about any modification of the law, any rules/directives/opinions applicable to UCI.

**Knowledge and Experience**:

- Strong knowledge of Luxembourg Investment Fund Legislation and depositary duties/responsibilities in particular related to AIFM and UCITS V Directives.
- Strong understanding about Fund’s key stakeholders (Central Administrations, Registrar, Management Company) and its activities.
- Previous experiences on investment compliance is an asset.

**Attributes and Qualities**:

- Strong analytical skills and risk awareness.
- Ability to draft reporting, policies and procedure.
- Good interpersonal skills to develop working relationships
- Solution oriented, rigorous and proactive.

**Technical Skills**:

- Proficient use of MS Office.
- Knowledge of investment compliance tool is an asset.

**Languages Skills**:

- Fluent in French and English is required. Additional language (e.g. German, Dutch) will be considered as an asset.

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