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Senior Associate, Investment Compliance Officer, Luxembourg
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Overview
At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere.
We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what #LifeAtBNY is all about.
BNY Investments is a leading investment manager, with $2.0 Trillion* in assets under management as of March 31, 2024. Through an investor-first approach, the firm brings to clients the best of both worlds: specialist expertise from seven specialist investment managers offering solutions across every major asset class, backed by the strength, stability, and global presence of BNY.
We’re seeking a future team member for the role of Senior Associate, Investment Compliance Officer to join our Fund Management team. This role is located in Luxembourg and is HYBRID.
The Investment Compliance Officer mission is to monitor the funds’ compliance with the legal and investment restrictions.
**In this role, you’ll make an impact in the following ways**:
Reviewing investment guidelines in prospectuses or operating memorandum and as per UCITS or AIF directives/regulations,
Ensure investment are correctly coded in the compliance tool
Reviewing and post-NAV investment compliance checks for UCITS
Understanding of investment compliance tools considered a plus
Escalate to portfolio managers and senior management any investment breach on a need-to-know basis
Ensure communication with, financial managers, funds auditors and the CSSF as part of the CSSF 02/77 declaration and audit review.
Production of relevant reporting for internal governance committees
Review leverage calculations
Review of Investment Policies
Ad hoc projects related to post trade compliance
Share knowledge and technical skills with the team
**To be successful in this role, we’re seeking the following**:
Knowledge of the Luxembourg regulatory environment especially as applicable to UCITS funds.
Good understanding of UCITS and AIFMD.
At least 5 years of similar experience in Investment Compliance in Lux Depositary, Administrator or Management Company or audit firm
Excellent written and verbal communication skills in English
At BNY, our culture speaks for itself. Here’s a few of our awards:
America’s Most Innovative Companies, Fortune, 2024
World’s Most Admired Companies, Fortune 2024
Human Rights Campaign Foundation, Corporate Equality Index, 100% score, 2023-2024
**Best Places to Work for Disability Inclusion, Disability**: IN - 100% score, 2023-2024
“Most Just Companies”, Just Capital and CNBC, 2024
Dow Jones Sustainability Indices, Top performing company for Sustainability, 2024
Bloomberg’s Gender Equality Index (GEI), 2023
**Our Benefits and Rewards**:
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
LI-HYBRID
**Employer Description**:
