Consultant As Senior Compliance/ Rc
il y a 2 jours
Are you passionate about providing independent governance solutions to the financial sector and ensuring compliance support for investment funds and fund managers? Look no further Our client is a leading provider of such solutions, focusing on both traditional and alternative sectors. As we continue to grow, we are excited to welcome a Senior Compliance Officer to join our team and help our clients thrive in a regulated environment. They are committed to empowering financial institutions by offering expert compliance solutions. Joining them means becoming part of a team that values collaboration, integrity, and excellence. As a Senior Compliance Officer, you will play a crucial role in driving the success of their clients and contributing to the advancement of the investment fund industry. As a Senior Compliance Officer, you will report directly to the Compliance Team Leaders of the company, benefiting from their guidance and support. Key Responsibilities: - You will assist their clients with their day-to-day compliance activities. - Overseeing and collaborating with our Compliance Assistants. - Developing and maintaining policies, procedures, compliance templates, and tools. - Preparing comprehensive compliance reports. - Conducting risk assessments for clients. - Assisting with due diligence matters. - Supporting AML/CFT screening efforts. - Conducting internal controls for clients' Compliance Monitoring Programs (CMPs). - Researching and drafting alerts on new regulatory developments. - Participating in projects to implement regulatory changes affecting the investment fund business. - Collaborating with internal and external stakeholders on compliance matters. - Opportunities for future roles, including Permanent Compliance Function roles for Investment Fund Managers (IFMs) and RC ("Responsable du Contrôle") roles for Undertakings for Collective Investment (UCIs). Your Profile: - You have successful completion of a bachelor's degree in business law, Business Administration, Finance, or Economics. - You have demonstrated experience of 3 to 5 years in Compliance and/or AML/CFT within the financial sector. - You have extensive expertise and practical knowledge of the Luxembourg Funds Industry, encompassing both traditional and alternative funds, along with a thorough understanding of AML/CFT requirements. - You have strong capability to effectively convert technical requirements into operational processes. - You are fluent in English, with additional proficiency in German, French, or other European languages being advantageous. - You have familiarity with name screening tools. - You have outstanding analytical, critical thinking, and problem-solving aptitude. - You have excellent team collaboration skills, availability, and flexibility. The Opportunity: - You will be part of an international, highly motivated, and results-driven team. - You will work in a collaborative and supportive environment within a dynamic, human-sized company. - You will take on significant responsibilities from an early stage and contribute to the growth of the investment fund industry. - You will have access of training opportunities that foster continuous professional development. - You will receive an attractive salary based on your profile, that goes up to 85k with benefits. - You will enjoy flexible teleworking possibilities, promoting a healthy work-life balance. If you are looking for a challenging role that offers growth opportunities and the chance to make a significant impact in the financial sector, we invite you to join their team.
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Senior Compliance Officer/rc for a Governance
il y a 17 heures
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il y a 2 jours
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il y a 17 heures
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il y a 2 semaines
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il y a 1 semaine
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