Investment Compliance Analyst
il y a 6 jours
FundRock-LRI are looking to recruit an Investment Compliance Analyst in Luxembourg, and the role comes with an attractive salary and benefits package.
In your first few weeks in this Investment Compliance Analyst role, you can expect to:
- Implement, monitor and maintain investment restrictions in line with legal, regulatory or contractual, including ESG requirements
- Assess and classify breaches, including inter-alia CSSF reporting pursuant to Circular 02/77
- Follow-up on compliance issues to ensure prompt resolution
- Perform eligibility checks according to UCITS requirements
- Contribute during fund/ client on-boarding process, ad-hoc requests or project work
- 2-3 years of experience with investment compliance monitoring, related systems/ tools and corresponding regulatory requirements
- Xentis knowledge (an asset)
- Good understanding of Luxembourgish regulatory requirements concerning investment restrictions and eligibility criteria (i.e UCITS, AIFMD)
- Good command of Microsoft Office
You'll receive an excellent salary and benefits package for your knowledge, expertise and flexibility. Benefits:
- As a truly global business, we tailor benefits to each location to safeguard our people and respect local cultures and ways of working
- Our people are our greatest asset, and we invest in talent development
- Join our global network, and you will benefit from education support, sponsorship and in-house training programs.
If this full-time Investment Compliance Officer job in Luxembourg motivates and inspires you, please contact Apex Group today. We'd love to help you get your next role.
Apex Group Ltd ("Apex" or "the Group"), established in Bermuda in 2003, is a global financial services provider. With over 80 offices worldwide and 12,000 employees in 38 countries, Apex delivers an expansive range of services to asset managers, financial institutions, private clients, and family offices. Apex's purpose is to be more than just a financial services provider. The Group is committed to driving positive change to address three core areas: the environment and climate change, women's empowerment and economic independence, and education and social mobility. Life at Apex isn't just about the work you do. It's about embracing the culture and loving what you do. Every employee plays a part in making Apex who we are today, and the more we grow, the more important that becomes. The international nature of our business and global network of offices means that there are opportunities to broaden your life experiences and take short-term or permanent relocation options.
-
Investment Compliance Analyst
il y a 2 semaines
Luxembourg Rothschild & Co Temps pleinAbout Us Rothschild & Co Rothschild & Co is a leading global financial services group with seven generations of family control and a history of over 200 years at the centre of the world's financial markets. Our expertise, intellectual capital and global network enable us to provide a distinct perspective that makes a meaningful difference to our clients,...
-
Fund Investment Compliance Senior Analyst(fcsa)
il y a 3 semaines
Luxembourg State Street Corporation Temps plein-State Street Corporation Luxembourg Posted 5 hours ago Permanent Competitive - Fund Investment Compliance Senior Analyst("FCSA"), Senior Associate (Hybrid) Fixed Term**Who we are looking for** As part of our business expansion in Luxemburg we are looking for an experienced Fund Investment Compliance Senior Analyst ("FCSA" with investment compliance...
-
Fund Investment Compliance Senior Analyst
il y a 3 semaines
Luxembourg State Street Temps plein**Who are we looking for** As part of our business expansion in Luxemburg we are looking for an experienced Fund Investment Compliance Senior Analyst (“FCSA” with investment compliance experience) professional to join the Investment Compliance team. This position has responsibility for: **Operations Management** pertaining to investment compliance...
-
Fund Investment Compliance Senior Analyst
il y a 6 jours
Luxembourg State Street Temps pleinWho are we looking for As part of our business expansion in Luxemburg we are looking for an experienced Fund Investment Compliance Senior Analyst (“FCSA” with investment compliance experience) professional to join the Investment Compliance team. This position has responsibility for: Operations Management pertaining to investment compliance...
-
Compliance Analyst
il y a 2 semaines
Luxembourg Fisher Investments Europe Temps pleinOverview: Fisher Investments Luxembourg (Fisher Investments Luxembourg or "FIL") is a wealth manager offering portfolio management tailored to clients' long-term goals. Client assets are held at recognised European custodians and sub-managed by Fisher Investments Luxembourg parent company, Fisher Investments in the United States. **The Opportunity**: FIL...
-
Compliance Analyst
il y a 6 jours
Luxembourg Fisher Investments Europe Temps pleinOverview: Fisher Investments Luxembourg (Fisher Investments Luxembourg or "FIL") is a wealth manager offering portfolio management tailored to clients' long-term goals. Client assets are held at recognised European custodians and sub-managed by Fisher Investments Luxembourg parent company, Fisher Investments in the United States. **The Opportunity**: FIL...
-
Compliance Sr. Analyst
il y a 3 semaines
Luxembourg Santander Temps pleinCompliance Sr. Analyst Country: Luxembourg **WHAT YOU WILL BE DOING** **Santander Asset Management is looking for a Compliance Sr Analyst based in our Luxembourg office.** **WHY YOU SHOULD CONSIDER THIS OPPORTUNITY** **Santander Asset Management **is a global structure with strong local roots in Europe and Latin America. With presence in 11 countries,...
-
Fund Investment Compliance Analyst, Hybrid, Associate 2
il y a 4 semaines
Luxembourg State Street Temps pleinWho we are looking for Reporting to the Fund Investment Compliance Officer (“FCO”), the Fund Investment Compliance Analyst (“FCA”) supports the investment compliance monitoring functions entailed by the services contracted by our clients and/or the Branch’s depositary duties. The FCA assists in the process of reviewing investment guidelines in...
-
Fund Investment Compliance Analyst, Senior Associate
il y a 6 jours
Luxembourg State Street Temps pleinWho we are looking for Reporting to the Fund Investment Compliance Assistant Vice President, the Fund Investment Compliance Senior Associate (“FCSA”) supports the investment compliance monitoring functions entailed by the services contracted by our clients and/or the Branch’s depositary duties. The FCSA assists in the process of reviewing investment...
-
Investment Products Analyst
il y a 3 semaines
Luxembourg Satispay Temps plein**About Satispay** At Satispay, we're not just reimagining payments; we're pioneering a movement toward simplicity and accessibility. Picture yourself at the forefront of innovation, leading the way in revolutionizing payments - and beyond! - across Europe, alongside a vibrant community of like-minded individuals driven by a shared vision: simplifying...
-
Compliance Analyst
il y a 3 semaines
Luxembourg Schroders Temps plein**Compliance Analyst** **Who we’re looking for** We are looking for an enthusiastic Compliance Analyst to work in our Compliance Function supporting our Asset Management business in Luxembourg and in our 10 branches across the EU. The environment is dynamic and the job offers lots of opportunities for growth and professional development. **About...
-
Compliance Analyst/associate
il y a 2 semaines
Luxembourg GP Bullhound Temps plein**Compliance Analyst/Associate - (AIFM)** **Luxembourg** **Permanent **Who We Are **Our Values - Focus on clients - Be a Bullhound - Play your part Build the future **Your Role The role will primarily involve responsibility in the compliance and AML function of an investment fund manager. **Responsibilities - Establish, implement and maintain adequate...
-
Fund Investment Compliance
il y a 3 semaines
Luxembourg State Street Temps pleinWho we are looking for - Reporting to the Fund Investment Compliance Officer (“FCO”), the Fund Investment Compliance Senior Analyst (“FCSA”) supports the investment compliance monitoring functions entailed by the services contracted by our clients and/or the Branch’s depositary duties. - The FCSA assists in the process of reviewing investment...
-
Fund Investment Compliance
il y a 3 semaines
Luxembourg State Street Temps pleinWho we are looking for - Reporting to the Fund Investment Compliance Officer (“FCO”), the Fund Investment Compliance Senior Analyst (“FCSA”) supports the investment compliance monitoring functions entailed by the services contracted by our clients and/or the Branch’s depositary duties. - The FCSA assists in the process of reviewing investment...
-
Compliance Analyst
il y a 4 semaines
Luxembourg Rothschild & Co Temps pleinAbout Us As one of the world's largest independent financial advisory groups, we know that it takes a distinct perspective to make a meaningful difference to our clients’ business and wealth. Rothschild & Co is a global and family-controlled group. We provide M&A, strategy and financing advice, as well as investment and wealth management solutions to...
-
Fund Compliance Analyst, Associate
il y a 3 semaines
Luxembourg State Street Corporation Temps pleinFund Compliance Analyst, Associate **General Position Summary** Reporting to the Fund Compliance Manager ("FCM"), the Fund Compliance Analyst ("FCA") supports the compliance monitoring functions entailed by the services contracted by our clients and/or the Bank's depositary duties. The FCA assists in the process of review of the funds in our automated...
-
Portfolio Analyst
il y a 2 semaines
Luxembourg Waystone Governance Ltd. Temps pleinWaystone is looking for a **Portfolio Analyst** to join the Investment Oversight team **ESSENTIAL DUTIES AND RESPONSIBILITIES** Primary focus: - Oversight of the delegate investment managers, for all types of funds: - Identifies and monitors the funds' investment strategies; - Develops a clear understanding of the portfolios composition and evolution; -...
-
Fund Investment Compliance, Senior Associate
il y a 5 jours
Luxembourg State Street Corporation Temps pleinFund Investment Compliance, Senior Associate **Who we are looking for** Reporting to the Fund Investment Compliance Officer ("FCO"), the Fund Investment Compliance Analyst ("FCSA") supports the investment compliance monitoring functions entailed by the services contracted by our clients and/or the Branch's depositary duties. The FCSA assists in the process...
-
Aml Compliance Analyst
il y a 4 semaines
Luxembourg Amazon Payments Europe S.C.A. (LUX) Temps pleinFluency in French and English - Bachelor’s degree preferably in Business, Law, Science, Compliance or Economics. - 1-2 years previous AML/Compliance experience. - Strong working knowledge of Compliance, AML and KYC related laws and other relevant regulations. - Good working knowledge of Microsoft office programs. AML Compliance Analyst - Risk and...
-
Aml Compliance Analyst
il y a 3 semaines
Luxembourg AMZN Pymnts Europe S.C.A.(LUX) Temps pleinFluency in Spanish and English - Bachelor’s degree preferably in Business, Law, Science, Compliance or Economics. - 1-2 years previous AML/Compliance experience. - Strong working knowledge of Compliance, AML and KYC related laws and other relevant regulations. - Good working knowledge of Microsoft office programs. Job summary AML Compliance Analyst - Risk...