Investment Compliance Analyst

Il y a 7 mois

Luxembourg Rothschild & Co Temps plein

About Us

Rothschild & Co

Rothschild & Co is a leading global financial services group with seven generations of family control and a history of over 200 years at the centre of the world's financial markets.

Our expertise, intellectual capital and global network enable us to provide a distinct perspective that makes a meaningful difference to our clients, communities and planet.

We have 4,200 talented specialists on the ground in over 40 countries around the world, enabling us to deliver a unique global perspective across four market-leading business divisions - Global Advisory, Wealth Management, Asset Management and Merchant Banking.

As a family-controlled business built on relationships, we place a huge emphasis on our people and finding the right colleagues to take our business forward.

Rothschild & Co is committed to an inclusive and supportive environment where diversity and different perspectives are valued. We are focused on the attraction and recruitment, development and retention and progression of high calibre talent to ensure we and our clients benefit from the value of difference.

Context

The Management Company of a prestigious French-English group domiciled in Luxembourg is recruiting an Investment Compliance Analyst to join its Permanent Risk Management Function and assist in its daily tasks. The Management Company is managing UCITS, and AIFs investing in liquid and illiquid assets (Private Equity, Private Debt, Private Equity Fund of Funds).

Your Tasks

The Investment Compliance Analyst will first assist the team in:

- Managing the investment compliance monitoring with applicable investment policies, laws and regulations, including ESG restrictions, for all the funds managed by the Management Company,
- Improving or Implementing investment compliance solutions,
- Reviewing and analysing funds prospectuses limits including SFDR pre-contractual disclosure,
- Support the Management Company for any question on Investment Compliance requirements and market practices,
- Perform a regulatory watch and propose analysis of new laws and regulations applicable to fund managed by the Management Company,
- Update and maintain the Investment Compliance policy of the Management Company,
- Notify to and follow up with the Investment Manager when a breach with investment guidelines occurs,
- In case of active breach, calculate the financial impact, prepare the notification form to the CSSF in line with Circular CSSF 02/77 and ensure the follow-up with the portfolio managers.

The Investment Compliance Analyst will in second time assist the team in:

- Monitoring and analysing the funds risks and investments risks.
- Producing risk and performance indicators.
- Monitoring alternative investments’ valuations.
- Improving existing risk management framework.
- Producing reports for the Portfolio Managers, the Board of Directors of the funds and Management Company, the investors and the CSSF.

The Investment Compliance Analyst will have to collaborate with other departments of the Management Company, and with external and internal service providers (auditors, depositary bank, fund administrators, delegated portfolio managers ).

Your Profile

Education: master’s degree with a specialisation in Risk Management, mathematics, or Financial Market.

Experience: a previous experience of 4-6 years in an Investment Compliance team in a Management Company or the fund industry.

Technical skills: good knowledge of Excel and Access with good IT coding skills (VBA). Appetite for and knowledge in sustainability and ESG risks is an asset. Fluent in French and English.

Soft skills: strong ability to learn, excellent analytical and synthesis skills, good ability to collaborate and communicate, proactive.

Conditions

Place: Luxembourg City

Start Date: ASAP

  • Fund Investment Compliance Analyst, Senior Associate

    Il y a 6 mois

    Luxembourg State Street Corporation Temps plein

    Fund Investment Compliance Analyst, Senior Associate **Who we are looking for** Reporting to the Fund Investment Compliance Assistant Vice President, the Fund Investment Compliance Senior Associate ("FCSA") supports the investment compliance monitoring and conversion functions entailed by the services contracted by our clients and/or the Branch's depositary...

  • Compliance Analyst

    il y a 4 semaines

    Luxembourg Fisher Investments Europe Temps plein

    Overview: Fisher Investments Luxembourg (Fisher Investments Luxembourg or "FIL") is a wealth manager offering portfolio management tailored to clients' long-term goals. Client assets are held at recognised European custodians and sub-managed by Fisher Investments Luxembourg parent company, Fisher Investments in the United States. **The Opportunity**: FIL...

  • Compliance Analyst

    Il y a 6 mois

    Luxembourg Fisher Investments Europe Temps plein

    Overview: Fisher Investments Luxembourg (Fisher Investments Luxembourg or "FIL") is a wealth manager offering portfolio management tailored to clients' long-term goals. Client assets are held at recognised European custodians and sub-managed by Fisher Investments Luxembourg parent company, Fisher Investments in the United States. **The Opportunity**: FIL...

  • Compliance Analyst

    Il y a 7 mois

    Luxembourg Fisher Investments Europe Temps plein

    Overview: Fisher Investments Luxembourg (Fisher Investments Luxembourg or "FIL") is a wealth manager offering portfolio management tailored to clients' long-term goals. Client assets are held at recognised European custodians and sub-managed by Fisher Investments Luxembourg parent company, Fisher Investments in the United States. **The Opportunity**: FIL...

  • Investment Products Analyst

    Il y a 2 mois

    Luxembourg Satispay Temps plein

    **About Satispay** At Satispay, we're not just reimagining payments; we're pioneering a movement toward simplicity and accessibility. Picture yourself at the forefront of innovation, leading the way in revolutionizing payments - and beyond! - across Europe, alongside a vibrant community of like-minded individuals driven by a shared vision: simplifying...

  • Compliance Analyst/associate

    Il y a 7 mois

    Luxembourg GP Bullhound Temps plein

    **Compliance Analyst/Associate - (AIFM)** **Luxembourg** **Permanent **Who We Are **Our Values - Focus on clients - Be a Bullhound - Play your part Build the future **Your Role The role will primarily involve responsibility in the compliance and AML function of an investment fund manager. **Responsibilities - Establish, implement and maintain adequate...

  • Fund Compliance Analyst, Associate

    Il y a 6 mois

    Luxembourg State Street Corporation Temps plein

    Fund Compliance Analyst, Associate **Who we are looking for** Reporting to the Fund Investment Compliance Officer ("FCO"), the Fund Investment Compliance Analyst ("FCA") supports the investment compliance monitoring functions entailed by the services contracted by our clients and/or the Branch's depositary duties. The FCA assists in the process of...

  • Investment Risk Analyst

    Il y a 6 mois

    Luxembourg Schroders Temps plein

    **Investment Risk Analyst, Asset Management** **Who we’re looking for** The Investment Risk Analyst will be part of the Funds Risk team which works in close coordination with the other risk functions across Schroders Group. This team has strong interactions with Product Developers, Product Managers and Fund Managers. **About Schroders** We’re a...

  • Portfolio Analyst

    Il y a 7 mois

    Luxembourg Waystone Governance Ltd. Temps plein

    Waystone is looking for a **Portfolio Analyst** to join the Investment Oversight team **ESSENTIAL DUTIES AND RESPONSIBILITIES** Primary focus: - Oversight of the delegate investment managers, for all types of funds: - Identifies and monitors the funds' investment strategies; - Develops a clear understanding of the portfolios composition and evolution; -...

  • Fund Compliance Analyst, Associate

    Il y a 7 mois

    Luxembourg State Street Corporation Temps plein

    Fund Compliance Analyst, Associate **General Position Summary** Reporting to the Fund Compliance Manager ("FCM"), the Fund Compliance Analyst ("FCA") supports the compliance monitoring functions entailed by the services contracted by our clients and/or the Bank's depositary duties. The FCA assists in the process of review of the funds in our automated...

  • Business Analyst

    Il y a 6 mois

    Luxembourg Findel Airport ING Temps plein

    Business Analyst - Investments Position Overview: We are actively seeking a skilled and motivated business analyst with to join our diverse and inclusive team Savings, Investments & Client Advice. As a business analyst, you will play a crucial role in managing our investment products and processes following the ING Way of Working principles. Your in-depth...

  • Stagiaire - Investment Compliance

    Il y a 6 mois

    Luxembourg BNP Paribas Temps plein

    STAGIAIRE - INVESTMENT COMPLIANCE (NUMÉRO DE L'EMPLOI : LUX022361) **_Cardif Lux Vie,_**_ compagnie d'assurance vie luxembourgeoise, exerce et développe ses activités sur le marché local et international._ - Elle propose une gamme de produits d’épargne et d'assurance pour une clientèle high-net-worth individual et pour les particuliers au...

  • Fund Investment Compliance, Senior Associate

    Il y a 2 mois

    Luxembourg State Street Corporation Temps plein

    Fund Investment Compliance, Senior Associate **Who we are looking for** Reporting to the Fund Investment Compliance Officer ("FCO"), the Fund Investment Compliance Analyst ("FCSA") supports the investment compliance monitoring functions entailed by the services contracted by our clients and/or the Branch's depositary duties. The FCSA assists in the process...

  • Esg Investment Compliance

    Il y a 7 mois

    Luxembourg LHH Temps plein

    This **newly created role **will allow you to join a prestigious international private equity based in the City Center of Luxembourg. Working closely with the risk management team, the ESG team based at the headquarters, and the investment managers, you will be given a large variety of tasks, offered to participate actively in the development of your...

  • Quantitative Analyst(S)/manager(S)

    il y a 4 semaines

    Luxembourg European Investment Fund Temps plein

    **EIF Posting**: The **European Investment Fund** **(EIF)** is seeking to recruit for its **Investment Office** **(IO) - Central Front Office Services (CFOS) - Business Support Division** at its headquarters in Luxembourg, several **Quantitative Analyst(s)**. This is a full-time position (travel not required) at grade 4/5 for which the EIF offers a permanent...

  • Fund Compliance Analyst

    il y a 24 heures

    Luxembourg State Street Temps plein

    Across the globe, institutional investors rely on State Street to help them manage risk, respond to challenges through solutions, and drive performance and profitability. We keep our clients at the heart of everything we do, and smart, engaged professionals are essential to our success. Our commitment to maintain an environment where every employee feels...

  • Investment Delegation Oversight Analyst

    Il y a 7 mois

    Luxembourg Invesco Temps plein

    As one of the world’s leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work,...

  • Risikomanager für Investment Compliance und Risikomanagement

    il y a 4 semaines

    Luxembourg City ETHENEA Independent Investors S.A. Temps plein

    Unser Unternehmen ETHENEA Independent Investors S.A. sucht einen erfahrenden Risikomanager für die Unterstützung bei der Einhaltung regulatorischer Vorgaben gemäß MaRisk (BaFin).Schwerpunkte:Auswertung und Überwachung von risikorelevanten Themen und Vorgaben aus der Investment-ComplianceBeratung und Unterstützung bei der Einhaltung regulatorischer...

  • Aml Compliance Analyst-cn

    Il y a 7 mois

    Luxembourg Amazon Payments Europe S.C.A. Temps plein

    Fluency in Chinese and English - Bachelor’s degree preferably in Business, Law, Science, Compliance or Economics. - 1-2 years previous AML/Compliance experience. - Strong working knowledge of Compliance, AML and KYC related laws and other relevant regulations. - Good working knowledge of Microsoft office programs. AML Compliance Analyst - Risk and...

  • Aml Compliance Analyst-fr

    Il y a 7 mois

    Luxembourg Amazon Payments Europe S.C.A. Temps plein

    Fluency in French and English - Bachelor’s degree preferably in Business, Law, Science, Compliance or Economics. - 1-2 years previous AML/Compliance experience. - Strong working knowledge of Compliance, AML and KYC related laws and other relevant regulations. - Good working knowledge of Microsoft office programs. AML Compliance Analyst - Risk and...