Compliance Analyst

il y a 4 semaines

Luxembourg Rothschild & Co Temps plein

About Us

As one of the world's largest independent financial advisory groups, we know that it takes a distinct perspective to make a meaningful difference to our clients’ business and wealth.

Rothschild & Co is a global and family-controlled group. We provide M&A, strategy and financing advice, as well as investment and wealth management solutions to large institutions, families, individuals and governments, worldwide.

Having been at the centre of the world's financial markets for more than 200 years we can rely on an unrivalled global network of more than 3,800 talented employees and a track-record of outstanding execution with 60 offices around the world.

Our integrated global network of trusted professionals and decision makers around the world provide in-depth market intelligence, meaning we can be closer to current issues than any other global financial institution in our core markets.

It is this scale, local knowledge and intellectual capital that allow us to provide a distinct perspective and effective long-term solutions for our partners.

Job Title: Rothschild & Co Investment Managers (“R&Co IM”) Compliance Analyst (Junior)

Division: Compliance

Location: Luxembourg

Rothschild & Co

Rothschild & Co is one of the world’s largest independent financial advisory groups. We provide M&A, strategy, and financing advice, as well as investment and wealth management solutions to large institutions, families, individuals, and governments, worldwide.

Having been at the center of the world's financial markets for over 200 years, we can rely on an unrivalled global network of trusted professionals and decision makers. This means that we have in
- depth market intelligence, bringing us closer to current issues than any other global financial institution.

Our 3,800 talented employees spread across in 50 offices around the world have a strong track record of outstanding execution in three business lines: Global Advisory, Wealth and Asset Management and Merchant Banking. It is this combination of scale, local knowledge and intellectual capital that allows us to provide a distinct perspective and effective long-term solutions for our partners.

Under the supervision of the Compliance Manager and associates, you will be involved in different responsibilities and are able to:

- Perform regulatory watch and advise the executives and employees on changes to the laws affecting the company under your scope,
- Assess and draft internal policies, procedures and guidelines,
- Review the legal documentation of the funds or the agreements with the service providers,
- Ensure that the compliance monitoring plan is properly followed in compliance with the applicable Laws, regulations and CSSF Circulars,
- Perform reporting to the supervisory authorities, to the auditors, to the governance bodies or to group entities,
- Perform and/or coordinate regulatory trainings when required (i.e. AML trainings, Code of conducts, etc.),
- Liaise with the regulatory authorities.

**Requirements**:

- Preferably a Master degree in Legal or Finance,
- Any compliance, regulatory and/or AML CFT certification will be considered as an asset,
- A previous compliance experience in Management Company/AIFM will be considered an asset;
- Knowledge of legal requirements and controls (i.e. CSSF Circular 18/698, AML Law 2004, GDPR, AIFM Law 2013, CSSF Regulation 12-02, SFDR ),
- Excellent communication skills,
- Integrity and professional ethics,
- Highly developed sense of teamwork and cooperation,
- Fluent written and spoken French and English are required.

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