Fund Investment Compliance Senior Analyst
il y a 1 jour
**Who are we looking for**
As part of our business expansion in Luxemburg we are looking for an experienced Fund Investment Compliance Senior Analyst (“FCSA” with investment compliance experience) professional to join the Investment Compliance team. This position has responsibility for:
**Operations Management** pertaining to investment compliance monitoring
Client Relationships
Other Relationships within State Street
**What we can offer you**
Flexibility to blend working from home or office, an excellent benefits package (including pension plan, additional days off, and more), strong personal and career development programs to support your career journey within the diversified workforce of a global player including international mobility.
As the largest Fund Administrator, Transfer Agent and Depositary Bank in Luxemburg, working at State Street enables you to collect a profound insight into a broad service offering echoing our large market coverage in the fund industry delivering a variety of products across our global client base.
**Why this role is important to us**
The team you will be joining is a part of State Street Institutional Services (“SSIS”). SSIS is responsible for investment compliance monitoring from a regulatory perspective (UCITS V Directive) but we also service some clients.
Join us if making your mark in the financial services industry from day one is a challenge you are up for.
**Role available and what you will be responsible for**
**FCSA**
**Job Duties and Responsibilities**
- perform the whole day-to-day Investment Compliance process to ensure reports/matrices are completed with high accuracy (review of analysts work, take prompt action to correct problems)
- review investment compliance breaches and impact calculation and liaise with the Regulator in that regard
- liaise with clients, attend calls and due diligences, respond promptly to client problems and requests while ensuring accuracy, timeliness and quality of client reports
- support in rule coding
- support in the conversion to a new system of investment compliance
- answering to Depositary’s, auditors’ and internal queries
- be involved in training of new joiners
- review and update department operational processes, to ensure controls remain effective and mitigate operational risk wherever possible
- collaborate with teams across our global operating model to review the service model for our clients
- collaborate with Transformation design initiatives to identify and create efficiencies through technological enhancements and development.
**What we value**
These skills will help you succeed in this role
- Be a champion in UCITS IV, Luxembourg Fund Industry and regulations, directives etc. pertaining to investment compliance monitoring.
- COMMUNICATION - Communicates effectively and efficiently with clients, colleagues, managers and other Departments.
- ORGANISATION - Shows good organizational skills in order to meet deadlines and to keep well-documented records.
- ABILITY TO RESOLVE COMPLEX PROBLEMS - Demonstrates the ability to analyze a problem and obtain and evaluate information to reach sound conclusions. Knows when to elevate a problem and keep management informed.
- RESPONSIVENESS - Provides timely and professional responses to all client related and internal enquiries.
- FLEXIBILITY - Shows a flexible approach to prioritize and execute tasks within an efficient time management.
- TEAM PLAYER - Functions at all times as a team player to build an atmosphere of co-operation within the group.
- OWNERSHIP - taking initiatives and feel greater responsibility for outcomes.
**Education & Preferred Qualifications**
- Degree in Finance, Business, Legal or equivalent.
- Minimum 4 years’ experience working in fund compliance
- Use and rule coding based on the automated Fund Compliance tool MIG21©
- Language: English (German and French would be a definite advantage)
- Experience working in Charles River
**About State Street**
**What we do**. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.
**Work, Live and Grow**. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You’ll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.
State Street is an equal opportunity and affirmative action employer.
-
Investment Compliance Senior Analyst
il y a 4 semaines
Luxembourg Advisory Key Temps pleinOne of our clients, a Management Company is recruiting an Investment Compliance Senior Analyst to join its Risk Department and assist in its daily tasks. The Management Company is managing** UCITS, and AIFs investing in liquid and illiquid assets (Private Equity, Private Debt, Private Equity Fund of Funds).** **Your day to day**: a) The Investment...
-
Investment Compliance Senior Analyst
il y a 4 semaines
Luxembourg ADVISORY KEY Temps pleinOne of our clients, a Management Company is recruiting an Investment Compliance Senior Analyst to join its Risk Department and assist in its daily tasks. The Management Company is managing **UCITS, and AIFs investing in liquid and illiquid assets (Private Equity, Private Debt, Private Equity Fund of Funds).** **Your day to day**: a) The Investment...
-
Fund Investment Compliance
il y a 1 jour
Luxembourg State Street Temps pleinWho we are looking for - Reporting to the Fund Investment Compliance Officer (“FCO”), the Fund Investment Compliance Senior Analyst (“FCSA”) supports the investment compliance monitoring functions entailed by the services contracted by our clients and/or the Branch’s depositary duties. - The FCSA assists in the process of reviewing investment...
-
Fund Investment Compliance Analyst, Hybrid, Associate 2
il y a 3 jours
Luxembourg State Street Temps pleinWho we are looking for Reporting to the Fund Investment Compliance Officer (“FCO”), the Fund Investment Compliance Analyst (“FCA”) supports the investment compliance monitoring functions entailed by the services contracted by our clients and/or the Branch’s depositary duties. The FCA assists in the process of reviewing investment guidelines in...
-
Senior Compliance Officer
il y a 3 jours
Luxembourg VP Fund Solutions (Luxembourg) SA Temps pleinVP Bank Ltd was founded in 1956 and, with over 1'000 employees, ranks amongst the largest banks in Liechtenstein. VP Bank is present with offices in Vaduz, Zurich, Luxembourg, Singapore, Hong Kong and Road Town (British Virgin Islands). Its core competencies include the development of tailor-made financial solutions for intermediaries and private individuals...
-
Senior Associate, Investment Compliance Officer, Luxembourg
il y a 3 jours
Luxembourg BNY Mellon Temps pleinOverview At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that...
-
Compliance Senior Analyst
il y a 3 jours
Luxembourg FIS Global Temps plein**Position Type**: Full time **Type Of Hire**: Experienced (relevant combo of work and education) **Education Desired**: Bachelor of Business Administration - Are you curious, motivated, and forward-thinking? At FIS you’ll have the opportunity to work on some of the most challenging and relevant issues in financial services and technology. Our talented...
-
Compliance Senior Analyst
il y a 1 jour
Luxembourg FIS Global Temps plein**Position Type**: Full time **Type Of Hire**: Experienced (relevant combo of work and education) **Education Desired**: Bachelor of Business Administration **Travel Percentage**: 0% - Are you curious, motivated, and forward-thinking? At FIS you’ll have the opportunity to work on some of the most challenging and relevant issues in financial services and...
-
Senior Compliance Officer
il y a 3 jours
Luxembourg VP Bank (Luxembourg) SA & VP Fund Solutions (Luxembourg) SA Temps plein**Senior Compliance Officer M/F**: Would you describe yourself as an enthusiastic, results-oriented person with an entrepreneurial mindset? Then you'll feel right at home here. We offer a comprehensive range of fund-related services. With our system-based, pragmatic, hands-on approach, we help independent wealth managers and family offices to achieve success...
-
(Senior) Portfolio Services Officer
il y a 4 semaines
Luxembourg European Investment Fund Temps plein**EIF Posting**: - The _**_European Investment Fund (EIF)_**_ is seeking to recruit for its Investment Office (IO) - Client Services - Equity Services Division at its headquarters in Luxembourg, a (Senior) Portfolio Services Officer (Equity). *. This is a full-time position (travel required) at grade 4/5 for which the EIF offers permanent contract._ -...
-
Senior Consultant/manager
il y a 4 semaines
Luxembourg Arendt Regulatory & Consulting Temps pleinArendt Regulatory & Consulting S.A. is a Luxembourg-based advisory company active in the areas of risk and compliance, business, fraud investigation and regulatory advisory, fund distribution and governance. It offers regulatory consulting and advisory services and assistance to an international and sophisticated client base across multiple industries. Fraud...
-
Compliance Monitoring Analyst, Senior Associate
il y a 1 semaine
Luxembourg State Street Temps pleinINTERNATIONAL FINANCIAL DATA SERVICES (IFDS) IFDS is a global market leader committed to providing high quality systems and services to our clients. Headquartered in Toronto with European offices in Dublin and Luxembourg. IFDS Luxembourg (IFDSL) was established in 2007. Its ultimate parent companies are SS&C Technologies Holdings, Inc. and Boston-based...
-
Senior Fund Compliance Officer at a Major Service
il y a 4 semaines
Luxembourg Austin Bright Temps pleinA renowned financial services company in Luxembourg is looking for a Senior Fund Compliance Officer to strengthen its compliance team! Our client, an international company offering services in audit, tax, and consulting, has over 500 employees. They believe in diversity as a driver of innovation and excellence. Their values include transparency, integrity,...
-
Compliance Analyst Senior
il y a 2 jours
Luxembourg FIS Global Temps plein**Position Type**: Full time **Type Of Hire**: Experienced (relevant combo of work and education) **Education Desired**: Bachelor of Business Administration **Travel Percentage**: 0% - Are you curious, motivated, and forward-thinking? At FIS you’ll have the opportunity to work on some of the most challenging and relevant issues in financial services and...
-
Senior Compliance Officer
il y a 2 jours
Luxembourg Barclay Simpson Temps plein**Senior Compliance Officer - RC**: - Luxembourg - Up to 120 000 € - Job type: Permanent - Sector: Asset Management & Funds - Job reference: #39804 Our client operates as an **investment management firm**. The Company offers portfolio management and advisory services to individuals, institutions, trusts, private funds, charitable organizations, and...
-
Senior Adviser/assistant Manager in Investment Fund
il y a 3 semaines
Luxembourg KPMG Luxembourg Temps plein**Find your purpose at KPMG Luxembourg** We see a world of opportunity. From uncovering ways to digitalize, to enabling new sectors to take off, to building sustainability and resilience into economies, we know insights reveal new opportunities for all. We are diverse and dedicated problem solvers, part of the worldwide network of high-quality audit, tax...
-
Rc Mandates
il y a 1 semaine
Luxembourg Waystone Governance Ltd. Temps pleinWaystone leads the way in specialist services for the asset management industry. Partnering institutional investors, investment funds and asset managers, Waystone builds, supports and protects investment structures and strategies worldwide. With over 20 years’ experience and a comprehensive range of specialist services to its name, Waystone is now serving...
-
Senior Compliance Representative
il y a 5 jours
Luxembourg Brown Brothers Harriman Temps pleinAt Brown Brothers Harriman, we believe no job is too big or small for any of us to handle if it helps our clients. We value passionate, committed people who enjoy collaborating with others to find new solutions to complex business challenges. We are looking for the type of person who speaks their mind, truly listens and steps outside their role to add value...
-
Senior Aml Analyst
il y a 1 jour
Luxembourg Barclay Simpson Temps plein**Senior AML Analyst**: - Luxembourg - Up to 75 000 K - Job type: Permanent - Sector: Asset Management & Funds - Job reference: #39692 The Senior AML Analyst reports to the AML Manager or AML Supervisor and plays a crucial role in providing guidance on AML matters to the business, clients, and investors. They specialize in AML/CFT and assist in CDD...
-
Consultant As Senior Compliance/ Rc
il y a 5 jours
Luxembourg Austin Bright Temps pleinAre you passionate about providing independent governance solutions to the financial sector and ensuring compliance support for investment funds and fund managers? Look no further! Our client is a leading provider of such solutions, focusing on both traditional and alternative sectors. As we continue to grow, we are excited to welcome a Senior Compliance...
