Management Company Compliance Officer

il y a 2 semaines

Luxembourg BTG Pactual Europe Temps plein

**Management Company Compliance Officer**:
**Location**:
Luxembourg, Luxembourg

**About BTG Pactual**:
**About BTG Pactual Management Company S.A.**:
BTG Pactual Europe Management Company S.A. (the “BTG Pactual ManCo”), formerly, INTER-PORTFOLIO Verwaltungsgesellschaft S.A., a subsidiary of BTG Pactual Europe S.A. (formerly FIS Privatbank S.A.), was founded in the year 2000 in Luxembourg. It is a wholly owned subsidiary of BTG Pactual S.A. (Brazil).

**The role**:
We are looking for a dynamic Management Company Compliance Officer to join an international team of professionals in our Luxembourg office on a full-time permanent basis. You will be working alongside our global offices and in frequent communication with international teams so both teamwork and communication skills will be paramount.

**Roles and Responsibilities**:

- Developing and implementing compliance policies and procedures in accordance with Luxembourg regulatory requirements.
- Conducting regular compliance risk assessments and monitoring activities to identify potential areas of non-compliance or regulatory risk.
- Keeping up to date with changes in applicable laws and regulations and advising the management team on the impact of these changes on the business.
- Providing guidance and training to employees on compliance-related matters, including anti-money laundering (AML) and know-your-customer (KYC) requirements
- Conducting periodic compliance audits to assess the effectiveness of existing controls and processes and making recommendations for improvement.
- Perform Due Diligence on clients and delegates.
- Collaborating with internal stakeholders, such as legal, finance, and risk management teams, to ensure a coordinated approach to compliance.
- Liaising with regulatory authorities, external auditors, and other relevant parties on compliance-related matters, such as regulatory filings and inspections.
- Investigating and reporting any compliance breaches or violations to the appropriate authorities and assisting in the resolution of any related issues.
- Preparation of AML and Compliance related reports for the authority (CSSF), senior management and board meetings.

**Personal Qualities required**:

- Bachelor’s degree in Law, Finance, or related field.
- Robust experience in compliance within the financial sector.
- Knowledge of Luxembourg and European regulations (UCITS, AIFMD and AML).
- Strong communication skills and attention to detail.
- Fluency in English is mandatory.
- Portuguese and German languages are a plus.
- Ability to thrive in an internal culture that points to innovation, customer service, internal partnership, and entrepreneurship.
- Team player capable of working effectively with various business partners and senior stakeholders. International mindset.
- Operate with high level of integrity and risk awareness;
- The right to work in Luxembourg.

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