Management Company Compliance Officer

il y a 2 semaines

Luxembourg Magnetis Temps plein

Location
Luxembourg, Luxembourg
About BTG Pactual
About BTG Pactual Management Company S.A.
BTG Pactual Europe Management Company S.A. (the “BTG Pactual ManCo”), formerly, INTER-PORTFOLIO Verwaltungsgesellschaft S.A., a subsidiary of BTG Pactual Europe S.A. (formerly FIS Privatbank S.A.), was founded in the year 2000 in Luxembourg. It is a wholly owned subsidiary of BTG Pactual S.A. (Brazil).
The role
We are looking for a dynamic Management Company Compliance Officer to join an international team of professionals in our Luxembourg office on a full-time permanent basis. You will be working alongside our global offices and in frequent communication with international teams so both teamwork and communication skills will be paramount.
Roles and Responsibilities
- Developing and implementing compliance policies and procedures in accordance with Luxembourg regulatory requirements.
- Conducting regular compliance risk assessments and monitoring activities to identify potential areas of non-compliance or regulatory risk.
- Keeping up to date with changes in applicable laws and regulations and advising the management team on the impact of these changes on the business.
- Providing guidance and training to employees on compliance-related matters, including anti-money laundering (AML) and know-your-customer (KYC) requirements
- Conducting periodic compliance audits to assess the effectiveness of existing controls and processes and making recommendations for improvement.
- Perform Due Diligence on clients and delegates.
- Collaborating with internal stakeholders, such as legal, finance, and risk management teams, to ensure a coordinated approach to compliance.
- Liaising with regulatory authorities, external auditors, and other relevant parties on compliance-related matters, such as regulatory filings and inspections.
- Investigating and reporting any compliance breaches or violations to the appropriate authorities and assisting in the resolution of any related issues.
- Preparation of AML and Compliance related reports for the authority (CSSF), senior management and board meetings.

Personal Qualities required
- Bachelor’s degree in Law, Finance, or related field.
- Robust experience in compliance within the financial sector.
- Knowledge of Luxembourg and European regulations (UCITS, AIFMD and AML).
- Strong communication skills and attention to detail.
- Fluency in English is mandatory.
- Portuguese and German languages are a plus.
- Ability to thrive in an internal culture that points to innovation, customer service, internal partnership, and entrepreneurship.
- Team player capable of working effectively with various business partners and senior stakeholders. International mindset.
- Operate with high level of integrity and risk awareness;
- The right to work in Luxembourg.

  • Compliance Analyst

    il y a 2 semaines

    Luxembourg JCW Resourcing Temps plein

    Luxembourg, Luxembourg - Posted - 16 hours ago- Duration - Permanent/Fixed Term- Salary - 50,000€- Sector - Compliance & Financial CrimeMy client, a third party Manco providing end-to-end governance, advisory and oversight solutions to investment and asset management firms, is currently looking for a compliance analyst to work in close collaboration with...

  • Senior Associate, Management Company Compliance

    il y a 5 jours

    Luxembourg Kroll Temps plein

    In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity—not just answers—in all areas of business. We embrace diverse backgrounds and global perspectives, and we cultivate...

  • Company Secretary

    il y a 5 jours

    Luxembourg Oaktree Capital Management, L.P. Temps plein

    LFE European Asset Management is a joint venture between Brookfield Asset Management and Oaktree Capital Management and is a regulated entity supervised by the Luxembourg Commission de Surveillance du Secteur Financier (CSSF) to provide services as alternative fund manager across Europe. Our role is to provide independent governance and oversight to Oaktree...

  • Conducting Officer Compliance and Aml

    il y a 6 jours

    Luxembourg CSC (Corporation Service Company) Temps plein

    **Conducting Officer - Compliance & AML (CSSF approved)** **AIFM** **Location: Luxembourg** **Permanent, full time (40 hrs, Monday to Friday) This is a great opportunity to join a fast-growing AIFM and contribute actively to its development and evolution. The Conducting Officer - Compliance & AML will report to the Board of Managers and the Head of...

  • Junior Vat Compliance Officer

    il y a 2 semaines

    Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...

  • Junior Tax/vat Compliance Officer

    il y a 2 semaines

    Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...

  • Assistant Company Secretary

    il y a 3 jours

    Luxembourg Hayfin Capital Management Temps plein

    General Corporate - Providing support to the Global Company Secretary, board and/or other committees on corporate governance related matters. General Fund Governance (primarily Luxembourg with ad hoc multi jurisdictions) - Acting as Assistant Company Secretary for all fund governing bodies. - Assist with the incorporation of entities incorporation of new...

  • Corporate Tax Compliance Manager

    il y a 5 jours

    Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...

  • Luxembourg Intern: Risk Management, Compliance and Legal

    il y a 2 semaines

    Luxembourg MFS Investment Management Temps plein

    At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the strongest idea over the strongest individual. We put people first and demonstrate care and compassion for our community and each other. Because what we do matters - to us as valued professionals and to the millions...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg Franklin Templeton Investments Temps plein

    At Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe...