Conducting Officer
il y a 7 jours
Responsible for leading the Compliance, AML, and Delegation Oversight functions of a newly established AIFM, developing the right policies and procedures in line with regulatory developments, and serve as point of contact for the CSSF.
This is a very exciting opportunity to lead and shape a new service offering that is strategically important to Aztec and our clients. The individual will be excited about starting with a blank page to build a market leading AIFM business that is high quality, scalable and dynamic.
You will be a key member of the AIFM's Senior Management and wider Luxembourg leadership team who collaborate together to achieve strategic and financial success, driving the strategy and managing the associated challenges of a dynamic and fast-growing business.
**Key responsibilities include but are not limited to**:
- Design and develop mandatory policies, procedures and processes to deliver appropriate and effective control framework of the AIFM and the AIFs
- Oversee the compliance monitoring plan and ensure that the regulatory requirements to the CSSF are met
- Act as RC ("responsable du controle du respect des obligations") for the AIFM and AIFs where relevant
- Ensure compliance with statutory and regulatory filing deadlines
- Conduct CSSF filings and general liaising with the CSSF on compliance and AML related matters
- Undertake a regular compliance monitoring (risk-based approach) and compliance risk assessment
- Ensure that regulatory compliance risk is taken into account in the day-to-day operations of the AIFM
**Skills, knowledge, expertise**:
- Degree in Business, Legal, Finance or CompliancE
- Previous experience as Compliance Conducting Officer (preferably from AIFM, management companies or Big Four with experience in Private Markets
- 8+ years' experience predominantly in AIFM environments, financial regulation and compliance in Luxembourg
- Ability to understand and interpret regulations pertaining to Compliance and AML
- Excellent knowledge of the Luxembourg AIFM Legal & Regulatory Framework
- Outstanding analytical, comprehension and problem-solving skills
- Excellent organisation and communication skills
- Full fluency in English and French
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