Emplois actuels liés à Conducting Officer Compliance and Aml - Luxembourg - CSC (Corporation Service Company)
-
Compliance and Aml Officer
il y a 1 jour
Luxembourg Praemia Reim France Temps plein**Compliance and AML Officer** **Le poste et son environnement** Praemia REIM Luxembourg is a fully licensed Alternative Investment Fund Manager (AIFM) specializing in managing real estate Alternative Investment Funds (AIFs). As part of the Praemia REIM pan-European platform, Praemia REIM Luxembourg is focused on creating and managing real estate...
-
Conducting Officer Compliance Aifm
il y a 4 jours
Luxembourg Funds Talent Temps plein**Summary**: We are currently working on a very interesting role of a **Conducting Officer for Compliance with a newly established AIFM in Luxembourg** operating globally in the private equity, real assets and credit investment funds markets. The primary function of the role is to lead the **Compliance, AML and Delegation Oversight.** The Conducting Officer...
-
Conducting & Chief Compliance Officer - Supermanco!
il y a 2 semaines
Luxembourg Austin Bright Temps pleinA **prestigious investment fund management company** is actively looking for a **conducting officer **to join them. Created **more than 10 years ago and part of an old group less than 100 years**, they manage their own **funds** in Luxembourg and have additional **offices in other countries**. Thanks to their **strong reputation**, they are collaborating...
-
Vice President, Compliance Conducting Officer
il y a 1 semaine
Luxembourg Ares Management Temps pleinOver the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...
-
Conducting Officer
il y a 4 jours
Luxembourg TMF Group Temps plein**About TMF Group** TMF Group is a leading provider of critical administrative services, helping clients invest and operate safely around the world. Our 9,100 experts and 120 offices in 85 jurisdictions worldwide serve corporates, financial institutions, asset managers, private clients and family offices, providing the combination of accounting, tax,...
-
Conducting & Chief Compliance Officer - Supermanco!
il y a 2 semaines
Luxembourg Austin Bright Temps plein**Introduction**: A **prestigious investment fund management company** is actively looking for a **conducting officer **to join them. Created **more than 10 years ago and part of an old group less than 100 years**, they manage their own **funds** in Luxembourg and have additional **offices in other countries**. Thanks to their **strong reputation**, they...
-
Compliance Officer
il y a 2 semaines
Luxembourg Halian Temps plein**Our client: We are seeking a highly motivated and experienced Compliance Officer to join one of our clients in the fund industry near Luxembourg. **The primary focus of this role will be on due diligence and anti-money laundering (AML) compliance **. **Key Responsibilities: - Conduct due diligence on potential investors and partners in accordance with...
-
Senior Compliance Officer: Conducting Officer Path
il y a 1 semaine
Luxembourg Austin Bright Temps pleinA well-established ManCo, headquartered in England and firmly rooted in the heart of Luxembourg City, presents an exceptional opportunity for you to join a skilled and diverse team of approximately a dozen compliance professionals. This role offers a clear pathway for career advancement towards broader responsibilities as a Conducting Compliance Officer,...
-
Permanent Compliance Officer, Mlro and Rc
il y a 2 semaines
Luxembourg CSC (Corporation Service Company) Temps plein**Permanent Compliance Officer** **# Luxembourg** **Department: AIFM Services** **Vacancy type: Permanent, Full-time** **#Hybrid** This is a great opportunity to join a fast-growing AIFM and contribute actively to its development and evolution. The (Permanent) Compliance Officer will report to the Conducting Officer - Compliance. **What you´ll do for...
-
Conducting/chief Compliance Officer in a Supermanco
il y a 1 semaine
Luxembourg Austin Bright Temps pleinA **prestigious investment fund management company** is actively looking for a **conducting officer **to join them. Created **more than 10 years ago and part of an old group less than 100 years**, they manage their own **funds** in Luxembourg and have additional **offices in other countries**. Thanks to their **strong reputation**, they are collaborating...
-
Compliance Officer
il y a 1 semaine
Luxembourg CSC (Corporation Service Company) Temps plein**Compliance Officer** **CSC Luxembourg** **Full time, Hybrid **The position** As Compliance Officer you will be responsible for a wide range of activities. Your responsibilities will include but will not be limited to: - Assist the AIFM in complying with the obligations under the AIFM regulations, guidelines, circulars and laws - Identify and assess the...
-
Aml & Compliance Officer
il y a 2 jours
Luxembourg BlackRidge Group Temps plein**Job Information**: Work Experience - 4-5 ans Industry - Financial Services Contact Number - + 352 28 81 68 11 City - Luxembourg Country - Luxembourg Province - Luxembourg Postal Code - L-1911 Following the latest CSSF and AED obligation to appoint 2 persons in charge of AML/CFT Compliance in Investment funds’ industry, the AML & Compliance Officer...
-
Conducting Officer Compliance
il y a 5 jours
Luxembourg Funds Talent Temps pleinThe company is well established in Luxembourg, mid-sized team (5-10 people) and is looking for its next Conducting Officer focusing on UCITS and AIFs (PE/RE) This a great opportunity for someone who would like to take his/her next step and become Conducting Officer. They would like to find someone matching the company culture, meaning someone caring about...
-
Conducting Officer
il y a 2 semaines
Luxembourg Eurolux Consulting Temps plein**Job Description**: We have a superb opportunity for an alternative funds risk professional to join a progressive investment manager as their Conducting Officer Risk. The role offers fantastic variety, with a range of funds investing in venture capital, private equity, private capital, real estate, etc., alongside UCITS, with the business undertaking some...
-
Compliance Officer and Responsable Du Contrôle
il y a 2 semaines
Luxembourg Austin Bright Temps plein**Introduction**: Our client is a leading investment firm focused mainly on investments in the German speaking region of Europe, and offices around the world. They have a global investor base with more than **200 investors**, including top tier public and private pension funds, sovereign wealth funds, insurance companies, banks, family offices, asset...
-
Compliance Officer and Responsable Du Contrôle
il y a 2 semaines
Luxembourg Austin Bright Temps pleinOur client is a leading investment firm focused mainly on investments in the German speaking region of Europe, and offices around the world. They have a global investor base with more than **200 investors**, including top tier public and private pension funds, sovereign wealth funds, insurance companies, banks, family offices, asset managers, etc... To...
-
Aml & Kyc Officer - German Speaker (Mandatory)
il y a 2 semaines
Luxembourg Human Innovation Partners Temps pleinHuman Innovation Partners is seeking a diligent and detail-oriented AML & KYC Officer to join an Asset Management structure mainly focused on Private Banking and Institutional Portfolio Management. As an AML & KYC Officer, you will play a crucial role in ensuring compliance with AML and KYC regulations. Your main responsibilities will include conducting...
-
Aml Compliance Officer
il y a 1 semaine
Luxembourg Banque de Luxembourg Temps plein**Type de contrat**: CDI **Temps de travail**: Temps plein **Activités / Missions**: BLI - Banque de Luxembourg Investments est la société de gestion d'actifs de la Banque de Luxembourg. Elle propose des services de gestion de fonds et de portefeuilles aux clients privés et institutionnels. Depuis la signature des Principes d'Investissement Responsable...
-
Aml/kyc Legal Officer
il y a 7 jours
Luxembourg Halian Temps plein**Our client***: To support the growth of our client and their legal & compliance team, we are looking for a **AML/KYC & Legal Officer **. You will join a dynamic and renowned **European alternative asset management company in Luxembourg **. In the context of an internal mobility, you will join a young, dynamic, experienced, and very friendly team of 4...
-
Compliance Officer
il y a 7 jours
Luxembourg Saxton Leigh Temps plein**THE COMPANY**: Our client is a global leading provider of corporate, trust and fund services to the financial services sector. They are looking to hire a Compliance Officer for their Luxembourg office. **THE RESPONSIBILITIES**: - Assisting the RC; - Providing guidance to staff and to daily managers from a compliance and regulatory perspective; -...
Conducting Officer Compliance and Aml
il y a 2 semaines
**Conducting Officer - Compliance & AML (CSSF approved)**
**AIFM**
**Location: Luxembourg**
**Permanent, full time (40 hrs, Monday to Friday)
This is a great opportunity to join a fast-growing AIFM and contribute actively to its development and evolution. The Conducting Officer - Compliance & AML will report to the Board of Managers and the Head of AIFM.
**The position**
As Conducting Officer - Compliance & AML you will be responsible for a wide range of activities. Your responsibilities will include but will not be limited to:
- Keep up-to-date with regulatory developments in the industry, provide analysis to the Conducting Officer Committee, Board of Managers and CSC Group Compliance, on new regulatory developments impacting the company
- Lead the AIFM in complying with the obligations under the AIFM regulations, guidelines, circulars and laws
- Identify and assess the compliance risk of the AIFM including AML/CFT risk as well as applicable laws and regulations
- Conduct analysis and implementation of all relevant legal and regulatory changes for AIFMs
- Ensure compliance of the existing policies and procedures
- Strengthen the internal control system
- Setup and execute compliance checks according to the compliance monitoring plan
- Conduct and assess result from the on-site monitoring and testing on designated controls defined within the Compliance Monitoring Plan
- Draft/review policies and procedures to ensure they are up-to-date
- Responsible for compliance and AML reports to the Conducting Officers Committee and to the Board of Managers
- Responsible for compliance and AML reports to the CSC Group Compliance
- Advise and monitor follow-up on specific compliance matters jointly with the Conduction Officer in charge of Legal
- Ensure good corporate governance (reporting, conducting officers’ meetings, board meetings)
- Undertake Client Due Diligence and ongoing reviews in compliance with the anti-money laundering requirements
- Standardize existing processes, maintain procedures up-to-date, develop and implement procedures when necessary
- Perform and execute the AML/CTF procedure performing AML/KYC checks on new clients i.e. initiators, investors, delegates and assets
- Support the identification, mitigation and management of AML related risks; reporting and escalation of such risks as needed
- Support preparation of AML trainings and the maintenance of the training register Process regular screening and maintenance of the client database against blacklists, international sanctions, press and escalate when relevant
- Consult projects with compliance and regulatory expertise
- Ensure awareness of staff on compliance matters
- Ensure the regulatory compliance of the funds setup
- Undertake Compliance projects and ad hoc additional tasks as assigned by the Board of Managers and CSC Group Compliance
- Correspond with regulatory bodies (CSSF, BaFin, FMA, auditors, etc.) and maintenance of related files
- Prepare external and internal audit and/or other periodic and/or ad hoc regulatory visits
**Your profile**
- Have a degree in Law or Business Administration, a relevant post-graduate degree or certification (e.g. CFA, CPA, CAMS) is a plus
- Have minimum 8 years of relevant experience in the fund industry (preferably coming from fund management company / AIFM with relevant experience)
- Have in best case experience as a conducting officer for compliance and AML (CSSF approved conducting officer)
- Excellent understanding of the laws and regulations relevant to the funds industry (especially AIFM and AML/CFT regulations)
- Proven ability to develop and implement compliance programs, policies, and procedures Excellent communication skills, with the ability to clearly articulate complex compliance issues to a range of stakeholders, including senior management, legal teams, and regulators
- A strategic mindset, with the ability to anticipate and mitigate risks while balancing business needs and objectives
- Strong analytical skills and attention to detail, with the ability to conduct thorough and accurate risk assessments and reviews
- Experience in managing relationships with regulators and external auditors
- Be proactive, organized and flexible
- Polyvalent, excellent ability to set priorities and respect and deliver within deadlines
- Positive, self-confident, open-minded, dynamic and long-term thinking
- Practical experience in a comparable position and interest in Compliance and AML/CFT relevant topics
- Have strong drafting skills in English with a high level of accuracy and attention to detail; further language skills like French and/or German are considered as a plus
- Have a client focus with a solution mindset and a hands-on approach
- Have proven ability to work autonomously and demonstrate initiative
- Autonomous with an excellent team spirit with good communication skills
