Compliance Officer
il y a 5 jours
**THE COMPANY**:
Our client is a global leading provider of corporate, trust and fund services to the financial services sector. They are looking to hire a Compliance Officer for their Luxembourg office.
**THE RESPONSIBILITIES**:
- Assisting the RC;
- Providing guidance to staff and to daily managers from a compliance and regulatory perspective;
- Assisting with the drafting, implementation and updating of policies and procedures ;
- Assisting with training employees on key compliance and regulatory matters;
- Performing risk assessments on entities, and 4 eyes checks on AML/CFT matters (e.g. periodical reviews)
- Assist the RC with the review of cases to be presented to the acceptance committee;
- Preparing and conducting compliance monitoring tests to ensure that the compliance function operates appropriately;
- Preparing compliance reports;
- Review transactions and submit for approval of the RC;
- Collecting all notices and correspondence between the Business and the regulators (CSSF, AED) and ensuring these are saved to our systems
- Ensuring that all invitations and gifts are logged;
- Keeping a register of politically exposed person;
- Ensuring that conflicts of interests, breaches, complaints and outsourcings are logged and dealt with in a timely manner.
**EXPERIENCE REQUIRED**:
- Work experience gained as an AML/KYC officer or compliance officer in the Luxembourg financial services/funds industry, with an alternative investment fund manager or a fund services provider, over a period of several years;
- Strong understanding of, and interest for, the Luxembourg AML/KYC-AML/CFT legal framework, knowledge of the recent regulatory changes impacting the fund services industry in Luxembourg;
- Familiar with the functioning of alternative investment funds and general partners;
For further information please contact Jordan White
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