Conducting Compliance

il y a 2 jours

Luxembourg Austin Bright Temps plein

Are you ready to play a pivotal role in shaping the landscape of investment management services?

Our partner, a new third-party Management Company based in Luxembourg, is seeking a visionary Conducting Officer in Compliance to help lay the foundations and lead the compliance framework of our dynamic organization. This is a unique opportunity to become a central figure in the establishment and growth of the company's ManCo, directly influencing their strategic direction and operational excellence.

The Conducting Officer - Compliance will be responsible for overseeing the regulatory and compliance functions within the company, ensuring adherence to all applicable laws, regulations, and guidelines. This role is critical in upholding their reputation and integrity in the market by maintaining high standards of compliance.

Key Responsibilities:

- Develop, implement, and maintain effective compliance policies and procedures.
- Monitor and assess compliance with all relevant regulatory requirements, including AIFMD and UCITS directives.
- Act as a primary contact with the Luxembourg regulatory authorities and other stakeholders.
- Ensure the preparation and submission of periodic compliance reports to regulatory bodies.
- Oversee the training and development of staff on compliance matters and ethical conduct.
- Conduct regular internal reviews and audits to ensure compliance.
- Manage and mitigate risk by identifying potential areas of compliance vulnerability and risk; develop/implement corrective action plans.
- Stay abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control.

Qualifications:

- Proven experience as a Conducting Officer in Compliance or similar role within a Management Company. ( minimum 6 years of experience )
- Deep understanding of the regulatory environment in Luxembourg, specifically AIFMD and UCITS.
- Strong knowledge of compliance systems and frameworks.
- Excellent communication and interpersonal skills, with the ability to engage effectively with regulators, senior management, and staff at all levels.
- Bachelor's or Master's degree in Law, Finance, Business Administration or a related field.
- Professional qualifications in compliance (e.g., CAMS, ICA Diploma) would be an advantage.
- Ability to handle multiple tasks and work under pressure.
- Fluent in English; proficiency in French or German would be beneficial.

**Offer**:

- Competitive salary and benefits package.
- Opportunity to work in a dynamic, fast-growing environment.
- Professional growth and development opportunities.

  • Vice President, Compliance Conducting Officer

    il y a 2 jours

    Luxembourg Ares Management Temps plein

    Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...

  • Senior Compliance

    il y a 2 jours

    Luxembourg Actualis RH luxembourg Temps plein

    **Actualis**is a Luxembourgish company specialized in consulting and human resources services. - Acting as Conducting Officer for Compliance and anti-money-Laundering for the AIFM - Preparing, maintaining and monitoring the implementation of Compliance and AML/CTF policies and procedures - Identifying compliance risks and assess the potential consequences -...

  • Senior Compliance/ Rc Consultant

    il y a 2 jours

    Luxembourg Austin Bright Temps plein

    **Introduction**: Looking for an opportunity to be a part of a leading provider of independent governance solutions for the financial sector? Passionate about ensuring compliance support for investment funds and fund managers? Your search ends here! Our client, a prominent player in this space, caters to both traditional and alternative sectors, and they are...

  • Ftc 12m

    il y a 2 jours

    Luxembourg AP Executive Temps plein

    Location: Luxembourg - Salary: Negotiable per annum - Job Type:Contract Posted about 12 hours ago Our client is looking for a Legal and Compliance Manger to join its team on a 12M FTC based in Luxembourg. The contract will be on a fixed-term basis of one year. The business, a CSSF supervised UCITS management company, AIFM and EuVECA manager, is looking...

  • Finance & Compliance Intern

    il y a 2 jours

    Luxembourg Fabric VC Temps plein

    **Background**: Fabric Ventures Group (FVG) is an Open Economy focussed venture firm that truly believes in the rise of the sovereign individual. Our core belief in the need for a third web, which will incentivise all the participants of each network, has led us to become the first cheque for many great companies. We are very excited to invite you to become...

  • Operational AML and Compliance Career Opportunity

    il y a 2 semaines

    Luxembourg, Luxembourg beBeeCompliance Temps plein

    Operational AML & Compliance SpecialistAre you looking for a challenging role that allows you to make a meaningful impact? Our team is seeking an experienced Operational AML & Compliance Specialist to join our dynamic and innovative organization.As an Operational AML & Compliance Specialist, you will be responsible for ensuring that our operations are in...

  • Senior Associate

    il y a 2 jours

    Luxembourg Waystone Governance Ltd. Temps plein

    Waystone leads the way in specialist services for the asset management industry._ - Partnering with institutional investors, investment funds and asset managers, Waystone builds, supports and protects investment structures and strategies worldwide. _With over 20 years’ experience and a comprehensive range of specialist services to its name, Waystone is now...

  • Operations Manager

    il y a 2 jours

    Luxembourg Eurolux Consulting Temps plein

    **Job Description**: We are partnering with an AIFM in Luxembourg, focused on real estate investments in Europe who is looking to hire a new Operations Manager for the team! Our client offers an interesting environment to thrive where you will be able to work both independently and collaboratively with internal and external stakeholders. You will work with...

  • German Speaking Accountant

    il y a 2 jours

    Luxembourg Le Grand & Associates Temps plein

    Le Grand & Associates guarantees the protection of your personal data_ - Looking for a new challenge? - Our client, a leading commercial company in Luxembourg, is looking for a senior accountant fluent in German to join their team in Luxembourg! As a senior accountant, you will be responsible for overseeing the financial operations of the organization,...

  • Kyc Analyst

    il y a 2 jours

    Luxembourg Bitstamp Temps plein

    Bitstamp is looking for a **KYC Analyst** reporting to the AML Compliance Manager to work within the Luxembourg based Compliance team. If you're looking for a job to challenge yourself, learn and grow professionally, Bitstamp is the right place for you! Joining Bitstamp means being a leader of change and innovation. In this role, you will be responsible for...