Compliance Associate Director

il y a 3 semaines


Luxembourg Do recruitment advisors Temps plein

**Contract Type**:
Permanent

**Location**:
Luxembourg

**Salary**:
£79.1k - 87.9k per year

**Start Date**:
25-08-2023

**Reference**:
JO0000004916

**Contact Name**:
Maria Diacenco

**Job published**:
25 August 2023

**COMPLIANCE ASSOCIATE DIRECTOR - Marketing and Distribution (M/F)**

DO Recruitment is delighted to assist this asset management company in the recruitment of a Compliance Associate Director - Marketing and Distribution. Reporting directly to the Head of MCR (Marketing and Client Relations) Compliance. This role is a newly established role that will support the thriving growth of company’s fundraising activities and provide regulatory guidance to the business on relevant regulatory changes, including ESG regulations.

**RESPONSABILITIES**:

- Acting as the day-to-day compliance advisor to the global MCR teams
- Overseeing Group’s EU branches activities
- Assisting the Head of MCR Compliance in the development, maintenance and update of internal guidance, policies, and procedures
- Delivering regulatory assessments and guidance for new product initiatives
- Supporting Group’s Private Wealth distribution activities, including reviewing distribution agreements
- Reviewing marketing materials across all investment strategies for compliance with applicable regulatory requirements
- Providing ESG regulatory guidance to the business where required
- Working closely with the business and global Compliance and Legal functions to implement relevant regulatory changes.
- Deputising for the Head of MCR Compliance and assist with other day-to-day compliance matters as needed.

**PROFILE**:

- Extensive experience at an investment firm, law firm or consultancy, with relevant regulatory experience in marketing, distribution and product governance
- Strong understanding of AIFMD, MiFID and CBDF is required. Experience with the SEC Marketing Rules an advantage
- Knowledge of the global ESG regulatory landscape desirable
- Strong attention to detail and analytical skills;
- Ability to work autonomously and to manage priorities;
- Ability to communicate and draft clearly, confidently and effectively;
- Substantial initiative, intellectual curiosity and drive.

**CLIENT**:
Our client is an asset manager with a strong focus on alternative funds.


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