Compliance Associate Director

il y a 3 semaines


Luxembourg Intermediate Capital Group Temps plein

Job Title: Compliance Associate Director

Location: Luxembourg

Department Compliance

Reporting to: Risk / Compliance Conducting Officer

ICG Summary

ICG (Intermediate Capital Group) is a FTSE-listed, FCA-regulated alternative asset manager creating sustainable value by partnering with ambitious businesses. We have over 30 years' history and today we manage $68.5bn of assets and invest across the capital structure. The firm employs 575 people in 15 countries around the world and is well positioned for growth and benefits from the long-term trend of increased demand for alternative investments.

To make the most of your career at ICG, you will be inquisitive, self-motivated, engaged, collaborative and agile. ICG is a place where we are all dedicated to achieving common goals.

Our teams describe ICG as ambitious, collaborative, empowered, entrepreneurial, professional and acting with integrity. We translated these attributes into a core set of values and, together with our purpose, this represents who we are today and whom we aspire to be tomorrow.

For three decades we have been constantly striving for excellence in all aspects of our business. Whether that is through the people who join us, how we support and develop them throughout their career, and the culture we create and live in. It is also evident in the role we play in society through the investments we make, our charity work and what we stand for.

We relentlessly pursue our ambition to provide an inclusive and diverse environment where everyone has plenty of opportunities to contribute, succeed and be themselves.

Position Summary

The Compliance Function team consists of 16 employees, based out of London, New York, Luxembourg and Warsaw. In addition to the permanent team various external providers are used from time to time.

ICG Europe SARL is the European AIFM of ICG and manages third party funds in the private equity, real estate and direct lending areas as well as some more liquid funds in the fixed income world. To cope with the growth of the activities of the AIFM, we are looking for a new Compliance Associate Director, in order to assist the Compliance Conducting Officer in the performance of his compliance duties on behalf of the AIFM.

Reporting directly to the Compliance Conducting Officer, this role will support the implementation and review of the Compliance programme of ICG Europe SARL and ensure the AIFM is performing its Compliance monitoring in line with regulatory requirements. In addition, the position will require to have a close cooperation with ICG Group Risk function to ensure ICG Europe appropriately implements the Group’s operational risk framework. This will ensure ICG Luxembourg applies a consistent framework in line with ICG group processes whilst adhering the standards in place in Luxembourg.

Primary Responsibilities

The responsibilities of the role include, but are not limited to:
- Acting as the day-to-day compliance support for management;- Participating to the maintenance of the Luxembourg Compliance monitoring programme;- Assisting and deputising for the Compliance Conducting Officer, as well as reporting to the Board of the AIFM and to the Board of the AIFs.- Assisting the Compliance Conducting Officer in the maintenance and update of policies and procedures as well as the preparation of returns and submissions to the CSSF.- Carrying out Compliance related reviews;- Working closely with the business and global Compliance functions to implement related regulatory change, focusing on ensuring a robust control environment is in place to meet the regulatory requirements.- Liaising with Internal Audit.

Key Requirements/ Qualifications- Extensive experience in working in the asset management industry, with a good background in Compliance.- Previous exposure to the private equity and/or private debt sector would be an advantage- Ability to work autonomously and to manage priorities within a short timeframe- Exposure to regulated environment in previous roles would be an asset- Collaborative approach to delivery and results oriented

ICG will provide equal employment opportunity to all employees and applicants for employment. No employee will be discriminated against in hiring or employment because of race, colour, sex, age, disability, religion, national origin, marital status, sexual orientation, gender identity and/or expression, ancestry, military status, genetic information, or any other basis protected by applicable federal, state or local law.


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