Compliance Associate Director

il y a 2 semaines


Luxembourg, Luxembourg Do recruitment advisors Temps plein

Contract Type:

Permanent

Location:

Luxembourg

Salary:

£79.1k - 87.9k per year

Start Date:

Reference:

JO

Contact Name:

Maria Diacenco

Job published:

25 August 2023

COMPLIANCE ASSOCIATE DIRECTOR - Marketing and Distribution (M/F)


DO Recruitment is delighted to assist this asset management company in the recruitment of a Compliance Associate Director - Marketing and Distribution.

Reporting directly to the Head of MCR (Marketing and Client Relations) Compliance.

This role is a newly established role that will support the thriving growth of company's fundraising activities and provide regulatory guidance to the business on relevant regulatory changes, including ESG regulations.


RESPONSABILITIES:

  • Acting as the daytoday compliance advisor to the global MCR teams
  • Overseeing Group's EU branches activities
  • Assisting the Head of MCR Compliance in the development, maintenance and update of internal guidance, policies, and procedures
  • Delivering regulatory assessments and guidance for new product initiatives
  • Supporting Group's Private Wealth distribution activities, including reviewing distribution agreements
  • Reviewing marketing materials across all investment strategies for compliance with applicable regulatory requirements
  • Providing ESG regulatory guidance to the business where required
  • Working closely with the business and global Compliance and Legal functions to implement relevant regulatory changes.
  • Deputising for the Head of MCR Compliance and assist with other daytoday compliance matters as needed.

PROFILE:

  • Extensive experience at an investment firm, law firm or consultancy, with relevant regulatory experience in marketing, distribution and product governance
  • Strong understanding of AIFMD, MiFID and CBDF is required. Experience with the SEC Marketing Rules an advantage
  • Knowledge of the global ESG regulatory landscape desirable
  • Strong attention to detail and analytical skills;
  • Ability to work autonomously and to manage priorities;
  • Ability to communicate and draft clearly, confidently and effectively;
  • Substantial initiative, intellectual curiosity and drive.

CLIENT:

Our client is an asset manager with a strong focus on alternative funds.
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