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Compliance Associate Director
il y a 2 semaines
Contract Type:
Permanent
Location:
Luxembourg
Salary:
Market related
Start Date:
Reference:
JO
Contact Name:
Maria Diacenco
Job published:
28 March 2023
COMPLIANCE ASSOCIATE DIRECTOR (M/F)
DO Recruitment is delighted to assist this prestigious private bank in the recruitment of a Compliance Associate Director who will report to the Head of Regulatory Compliance team.
Reporting directly to the Compliance Conducting Officer, this role will support the implementation and review of the Compliance programme of the company and ensure the AIFM is performing its Compliance monitoring in line with regulatory requirements.
RESPONSABILITIES:
- Acting as the daytoday compliance support for management.
- Participating to the maintenance of the Luxembourg Compliance monitoring programme;
- Assisting and deputising for the Compliance Conducting Officer, as well as reporting to the Board of the AIFM and to the Board of the AIFs.
- Assisting the Compliance Conducting Officer in the maintenance and update of policies and procedures as well as the preparation of returns and submissions to the CSSF.
- Carrying out Compliance related reviews;
- Working closely with the business and global Compliance functions to implement related regulatory change, focusing on ensuring a robust control environment is in place to meet the regulatory requirements.
- Liaising with Internal Audit.
PROFILE:
- Extensive experience in working in the asset management industry, with a good background in Compliance.
- Previous exposure to the private equity and/or private debt sector is higly recommanded
- Ability to work autonomously and to manage priorities within a short timeframe
- Exposure to regulated environment in previous roles would be an asset
- Collaborative approach to delivery and results oriented
- Educational background: Finance, Accounting, Economics, Business Administration
CLIENT:
Our client is an asset manager with a strong focus on alternative funds.
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