Compliance Officer
Il y a 5 mois
HI Partners has an exciting opportunity for you to join a reputable service provider firm as Compliance Officer & RC (“Responsable du Contrôle ») Support.
**Key responsibilities**:
- Assess the AML risk exposure of the AIFM, the funds managed, and their counterparts.
- Draft AML/CFT Policy and Risk Assessment of the Fund.
- Be in charge of the compliance advisory on the following topics: applicable rules and regulations, the resolution of Compliance-related queries, oversight of AML process and risk assessment, day to day Compliance support for the operation teams.
- Serve as the designated RC (Responsable du Contrôle) for the AIFs and Institutional Clients, overseeing anti-money laundering (AML) activities in Funds, conducting due diligence controls on AIFM, Portfolio Manager, and other service providers, and implementing identification verification controls on investors. Collect relevant Key Performance Indicators (KPIs), generate routine reports, including RC Reports, and manage regulatory reporting and requests on behalf of the Funds. Attend Funds board meetings and conduct oneself with professionalism in the role of RC.
- Contribute to the coordination and execution of new and/or revised group or jurisdictional compliance and reporting standards, incorporating relevant regulations beyond Luxembourg.
- Monitor and report on Compliance issues to the management in line and potentially to Funds Board esp. in line with Compliance with relevant investment restrictions and pricing policies, where appropriate.
- Provide help, guidance and direction to other employees in relation to AIFM AML related queries.
- Remain informed and up to date on regulatory developments affecting the business and contribute to assessing their impact.
- Conducting reviews of transactions and risk ratings of funds, as well as monitoring transactions approved by the AIFM in accordance with the established policies.
- Provide Anti-Money Laundering and Countering the Financing of Terrorism training to the relevant stakeholders.
- Support responses to consultations and suggest necessary changes to policies, procedures and processes.
- Perform second line of defence reviews of transactions and funds risk ratings and monitor the transactions approved by the AIFM in accordance with the policies.
- Participate in the onboarding process for Funds' investors and conduct AML/KYC assessments. Additionally, attend acceptance meetings for new investors with high-risk profiles.
- Oversee the due diligence process over delegates of the AIFM, support the oversight of delegated AML processes and risk assessment by analysing KPIs and data provided.
- Provide assistance for internal and external audits, as well as internal audit points related to Anti-Money Laundering (AML).
- Oversight of the AML/KYC Onboarding team, encompassing responsibilities such as conducting client due diligence, daily screening, and performing annual reviews.
**Requirements**:
- University degree in in Economics, Finance, Law or Risk Management,
- Minimum of 4-5 years of experience within Compliance, Risk or Audit area,
- Extensive knowledge of regulations that are applicable to management companies in Luxembourg, including but not limited to governance, anti-money laundering (AML), investor protection, rules of conduct, know your customer (KYC), and delegation oversight.
- Excellent analytical skills, highly detail oriented, thorough, with excellent organizational and communication skills, the ability and eagerness to learn quickly,
- Excellent communication, organisational and timekeeping skills,
- Proactive with a client service orientated attitude,
- Strong relationship management skills,
- A self‐starter, can-do attitude, willing to take ownership in processes/projects. Ability to work in a very dynamic environment,
- Fluent in English, both spoken and written - other languages would be an advantage.
-
Junior Vat Compliance Officer
Il y a 5 mois
Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...
-
Corporate Tax Compliance Officer
Il y a 3 mois
Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. As a member of the “Ordre des Experts-Comptables”, we have developed a very diversified client portfolio over the years, ranging from real estate and private equity funds...
-
Corporate Tax Compliance Manager
Il y a 7 mois
Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...
-
Compliance Officer
Il y a 6 mois
Luxembourg CSC (Corporation Service Company) Temps plein**Compliance Officer** **CSC Luxembourg** **Full time, Hybrid **The position** As Compliance Officer you will be responsible for a wide range of activities. Your responsibilities will include but will not be limited to: - Assist the AIFM in complying with the obligations under the AIFM regulations, guidelines, circulars and laws - Identify and assess the...
-
Compliance Officer
Il y a 6 mois
Luxembourg NautaDutilh Temps pleinAre you looking to join a dynamic team as a Compliance Officer? We have an open position - The NautaDutilh Compliance Office provides compliance and integrity - related services to the firm's legal and support professionals as well as its clients. The aim of the services of the Compliance Office is to enhance awareness, countervailing power and protection of...
-
Compliance Officer
Il y a 5 mois
Luxembourg CSC (Corporation Service Company) Temps plein**Compliance Officer** **Luxembourg** **Hybrid** **Monday to Friday 8:30 am to 5:30 pm As a Compliance Officer you will be involved in Intertrust’s organisation with the aim of preventing, by all reasonable means, the occurrence of compliance risks (risks relating to legal or regulatory sanctions, financial loss or damage to the reputation of...
-
Compliance Officer
Il y a 5 mois
Luxembourg Arhis People Solutions Temps pleinArhis People Solutions est votre partenaire de confiance pour tous vos besoins en ressources humaines. Avec une approche personnalisée et un engagement envers l'intégrité, nous offrons des services complets, du recrutement à la gestion des talents. POSTE COMPLIANCE OFFICER A propos de notre client Notre client recherche son futur Compliance Officer...
-
Compliance Officer
Il y a 5 mois
Luxembourg Banque de Luxembourg Temps plein**Type de contrat**: CDI **Temps de travail**: Temps plein **Activités / Missions**: BLI - Banque de Luxembourg Investments est la société de gestion d'actifs de la Banque de Luxembourg. Elle propose des services de gestion de fonds et de portefeuilles aux clients privés et institutionnels. Depuis la signature des Principes d'Investissement Responsable...
-
Compliance Officer
Il y a 5 mois
Luxembourg EFG International Temps pleinYour main responsibilities As a Compliance Officer in the Financial Crime unit you will report to the Head of FCC/Sanctions and, indirectly, to the Chief Compliance Officer. You will in particular: - Review and assess new client on-boardings for all of the bank businesses (private banking, investment funds, investors in investment funds) - Review and...
-
Compliance Officer
Il y a 3 mois
Luxembourg Bruin Temps pleinB- Posted by - Bianca Romao-Willis- RecruiterOur client is a trusted boutique real estate firm. Due to continued growth, they are now seeking a **Compliance Officer** to join their asset management team in Luxembourg on a permanent basis. Working with top institutional investors alongside with a strong presence across Europe, the **Compliance Officer **will...
-
Compliance Officer
il y a 1 mois
Luxembourg City ICBC Temps pleinJob Title: Compliance OfficerICBC (Europe) S.A. is a leading financial institution with a strong presence in Europe. We are seeking a highly skilled Compliance Officer to join our team in Luxembourg.Key Responsibilities:Reporting and Compliance: Implement and maintain an effective management information process to ensure data quality and escalate issues as...
-
Officer Compliance
Il y a 5 mois
Luxembourg Cargolux Temps pleinTASK RESPONSIBILITIES: - Manage day-to-day operations of the Cargolux (CV) Compliance Program - Design, implement & monitor effective measures aiming to manage adequately Compliance related risks in Cargolux linked to the topics of Anti-Corruption, Anti-Trust, Fraud and AML, GDPR. Additionally, some involvement in Export Controls affairs may be necessary. -...
-
Officer Compliance
Il y a 5 mois
Luxembourg Cargolux Temps pleinTASK RESPONSIBILITIES: **This is a 12 month fixed term contract with Cargolux.** - Support the establishment and management of day-to-day operations of a corporate Compliance and Data Protection Program. - Design, implement & monitor effective measures aiming to manage adequately Compliance related risks in the company linked to the topics of...
-
Compliance Officer
Il y a 5 mois
Luxembourg Axis Temps pleinOur client, a life insurance company operating on a European scale, is looking for a Compliance Officer to join their team. Based in Luxembourg, you will be responsible for ensuring regulatory compliance, participating in regulatory monitoring and implementing policies to combat fraud, prevent conflicts of interest and respect customer interests. If you have...
-
Compliance Officer
Il y a 5 mois
Luxembourg Fondation LHoFT Temps pleinCompany Introduction STOKR is a fast-growing FinTech company tokenising real world financial assets. STOKR as a supervised entity offers turn-key solutions covering all elements of institutional-grade asset tokenisation including sophisticated investment structuring, smart contract management, AML/KYC verification, payment rails (crypto and fiat), and the...
-
Compliance Officer
Il y a 6 mois
Luxembourg Robert Half Luxembourg Temps pleinRobert Half is currently mandated by one of our clients, a growing company active in Real estate, Equipment renting and investment, to look for a Compliance Officer (M/F/X) to reinforce their staff in Luxembourg (around 10 people for the family office). Robert Half is currently mandated by one of our clients, a growing company active in Real estate,...
-
Compliance Officer
Il y a 5 mois
Luxembourg Lombard Odier & Cie Temps pleinA career at the Lombard Odier Group is something to be proud of. Our mission is to protect and grow our clients’ wealth - but not by any means necessary. Sustainability is at the heart of everything we do and we treat our clients’ wealth as if it were our own. We protect our clients’ assets for the long-term using expertise and innovation, all...
-
Compliance Officer
Il y a 7 mois
Luxembourg Robert Half Luxembourg Temps pleinRobert Half is looking for a Compliance Officier (M/F/X) for one of their clients. Robert Half is looking for a Compliance Officier (M/F/X) for one of their clients. Our client is located in Luxembourg **Your responsibilities**: Assist in the initial and periodic due diligence processes including the collection, and initial 'sanity check', of required...
-
Compliance Officer
Il y a 2 mois
Luxembourg City ICBC Temps pleinICBC (Europe) S.A. is a wholly owned subsidiary of Industrial and Commercial Bank of China Limited, Beijing, P.R.C., the latter providing comprehensive financial products and services to its customers across six continents. Whereas the Headquarters of ICBC (Europe) S.A. is located in Luxembourg, the Bank has established Branches in Belgium, France, Italy,...
-
Senior Compliance Officer
Il y a 5 mois
Luxembourg BNP Paribas Temps pleinSENIOR COMPLIANCE OFFICER (NUMÉRO DE L'EMPLOI : IFS000258) **BNP **Paribas Asset Management Luxembourg SA (“BNP Paribas AM Lux”)** is the super manco supervising UCITS and AIF funds of the Luxembourgish BNP Paribas fund range. **CHIEF COMPLIANCE OFFICER M/F** **CDI** **REPORTING LINES**: Hierarchical reporting: BNPP AM Regional Head of Compliance...
