Compliance Officer
Il y a 6 mois
Company Introduction
STOKR is a fast-growing FinTech company tokenising real world financial assets. STOKR as a supervised entity offers turn-key solutions covering all elements of institutional-grade asset tokenisation including sophisticated investment structuring, smart contract management, AML/KYC verification, payment rails (crypto and fiat), and the full life-cycle management of digital securities. Our focus is on supporting projects committed to making a positive impact and creating a community of educated participants empowered to make better investment decisions.
**Job Description**:
We are looking for a dedicated and experienced Compliance Officer (RC) to join our dynamic team in Luxembourg. As a Compliance Officer (RC) at STOKR, you will play a pivotal role in ensuring that our operations in Luxembourg comply with all relevant regulatory and compliance requirements. You will collaborate closely with various internal teams to develop, implement, and maintain compliance policies and procedures to support our growth and innovation. This position offers an exciting opportunity to contribute to the compliance framework of a cutting-edge fintech company.
Responsibilitie s
**Regulatory compliance**:
Stay abreast of all relevant regulatory developments and requirements in Luxembourg and the European Union.
Conduct ongoing assessments to ensure the company’s compliance with local and international regulatory standards.
Develop, update, and communicate compliance policies and procedures to ensure adherence across the organization.
**Risk assessment and management**:
Identify and evaluate potential compliance risks and vulnerabilities associated with our activities.
Collaborate with the team to develop strategies for mitigating and managing compliance-related risks.
**Reporting and documentation**:
Prepare and submit regulatory reports to relevant authorities.
Act as the main person of contact with the Luxembourg regulators.
Maintain comprehensive records of compliance activities, reports, and audits.
**Training and awareness**:
Develop and conduct compliance training programs to educate employees about compliance policies and regulations.
Promote a culture of compliance and ethical behavior throughout the organization.
**Internal Investigations**:
Lead and assess the outcome of internal investigations to assess and enhance our compliance framework.
Implement corrective actions and follow-up procedures to address identified compliance issues.
**Communication and collaboration**:
Collaborate with other teams, including legal and IT, to ensure alignment on compliance matters.
Serve as the primary point of contact for the authorities and to inquiries or requests promptly.
**Operational tasks**: Participate in the daily operations of the Compliance team.
Conduct AML/KYC checks and perform the due diligence measures applied.
Monitor and evaluate customer risk categories.
Skills And Qualifications
Bachelor’s degree in law, finance, or a related field. Advanced degrees or professional certifications in compliance are a plus.
At least 4 years of professional experience in a similar role. Experience within the fintech industry and/or with specific experience in the virtual assets sector is a plus.
In-depth knowledge of Luxembourg regulatory requirements, including those related to virtual assets and cryptocurrencies.
Experience in internal audit is considered a plus.
Excellent communication and interpersonal skills, with the ability to convey complex regulatory information effectively.
Strong analytical and problem-solving skills.
Attention to detail with a commitment to accuracy and precision.
Ability to work both independently and collaboratively within a team.
Fluent in English; knowledge of French is advantageous.
Ethical and principled, with a commitment to maintaining the highest standards of compliance and integrity.
Residency in Luxembourg or greater region is required.
What we offer
Room to grow and shape your career direction.
Chance to get involved in one of the most promising European blockchain companies.
Working in one of the fastest moving industries shaping new markets.
Flat hierarchies and short communication channels.
Exciting and challenging projects which offer room for your creative ideas.
Prompt takeover of self-responsibility.
Very good working atmosphere in a young & motivated team.
Flexible working hours.
Home office possible.
And a vibrant international team.
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