Compliance, Regulatory and Corporate Support Officer

il y a 2 semaines

Luxembourg, Luxembourg AXA Investment Managers Temps plein

AXA IM - Real Assets is part of AXA IM Alts, one of the world's leading alternative investment managers with €188 billion in assets under management as of the end of March across real estate, infrastructure, private debt, structured finance, and hedge funds.

AXA IM Alts employs over 750 people across 15 offices worldwide, serving the needs of over 500 clients in Europe, North America, Asia-Pacific, and the Middle East.

We are a global leader in real asset investing with over €80 billion in real estate assets under management, and the top portfolio and asset manager for real estate in Europe, and one of the largest in the world.


We are recruiting for the Luxembourg team a Compliance, Regulatory and Corporate Support Officer : this person would mainly assist the RC / MLRO of AXA REIM Luxembourg in all AML, compliance and regulatory functions and related legal tasks.


Key Accountabilities:

  • Provide support to the compliance function in the preparation of compliance reports, analysis, corporate documents, contracts and formalities
  • Regularly monitoring the AML/CFT risk profile against risk tolerance and informs the local RC
  • Updating and revising the policies and procedures of the PSF in relation with local management and AXA IM Real Assets;
  • Ongoing monitoring of all AML/KYC regulatory evolutions in tight collaboration with local management and AXA IM Real Assets GAMLO and regulator and authorities;
  • Performing controls on the client files and on the 3rd party introducer (i.e. AXA IM Real Assets entity)
  • Documenting on boarding of new clients, and on going due diligences
  • Coordinating authorized management and onboarding comitees meetings
  • Manage monitoring and testing program perform routine and forensic testing quarterly, prepare summary and management findings and contribute to annual assessment and other ongoing regulatory requirements
  • Communication with the Trade / RBE registers
- maintenance of the shareholders' registers and investors contact list

  • Coordination of all internal and external KYC requests and maintenance of all KYC related documentation
  • Other duties in support of the Corporate team as may be required.

Your Profile

Role Requirements
Experience

  • 2+ working years in a compliance and / or legal role in a financial services environment (experience in and advisory firm (e.g. Top Law firm or Big four), corporate secretary service provider with exposure to AML will be considered as relevant)
Knowledge and Skill s

  • Fluent in English and French
  • Knowledge of regulations in data protection is also considered as an asset
Competencies

  • Autonomous, organized, proactive and flexible approach;
  • Strong ability to take ownership of missions and assigned task
  • Ability to understand business constraints and capacity to adapt predefined approaches to specific requirements for tailormade solutions
  • Hands on attitude
  • Eager to learn
  • Team player

About AXA


The AXA Group is a global leader in insurance and asset management, with 160,000 employees serving 105 million customers in 62 countries.


We protect and advise our clients at every stage of their lives, offering products and services that meet their needs in the areas of insurance, personal protection, savings and asset management.


Our mission :
To act for human progress by protecting what matters

Our values :
Customer first, Integrity, Courage and One AXA

About the Entity
At AXA IM we are investing with a clear purpose - to make the world a better place. We act for human progress by investing for what matters.

Our conviction-led approach enables us to uncover what we believe to be the best global investment opportunities across alternative and core asset classes.

We are already entrusted by our clients with more than €887 billion in assets.

What We Offer
We are committed to offer you an environment where you can:

Grow your potential:

Be part of a forward-thinking business with internal opportunities and personalized learning paths available to help constantly develop your skills and abilities
.



Shape the way you work:

Work for a company which is highly committed to providing flexibility & balance to its employees, offering you a large range of benefits (hybrid working, competitive health benefits, among many others.).


Thrive within a diverse community:

Play a role within a responsible company that actively recognizes and values individual differences in a diverse and inclusive workforce.


Move the world forward:

Join a responsible employer that acts in favor of societal and environmental causes as an investor, insurer and company, notably through the AXA Heart in Action association.

As part of our commitment to sustainability and environmental responsibility, we will celebrate your arrival by planting a tree.

Job ID

  • ABOUT COMPANY
  • Axa Investment Managers Paris
  • Puteaux, France
2846 Employees Asset Management

AXA Investment Managers (AXA IM) e

  • Compliance, Regulatory and Corporate Support Officer

    il y a 2 semaines

    Luxembourg, Luxembourg AXA Investment Managers Temps plein

    AXA IM - Real Assets is part of AXA IM Alts, one of the world's leading alternative investment managers with €188 billion in assets under management as of the end of March across real estate, infrastructure, private debt, structured finance, and hedge funds. AXA IM Alts employs over 750 people across 15 offices worldwide, serving the needs of over 500...

  • Corporate Tax Compliance Manager

    il y a 2 semaines

    Luxembourg, Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services.beTax Advisory & Compliance Services S.à r.l. is a member of the "Ordre des Experts-Comptables" and has developed a very diversified client portfolio during the last years,...

  • Front Office Regulatory Support

    Il y a 2 mois

    Luxembourg, Luxembourg ING Luxembourg Temps plein

    Front Office Regulatory SupportYour role & work environment Within ING WB Corporate Sector and Real Estate Finance Luxembourg (CSC & REF) there is an opening for a Front Office Regulatory Support.The team provides Financial Markets, Lending, Trade Finance, Payments & Capital Markets and advisory services to legal entities within the EMEA region. Clients...

  • Senior Regulatory Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg ING Temps plein

    Senior Regulatory Compliance Officer (M/F)ING Luxembourg is looking for a full-time Senior Regulatory Compliance officer to support the current team.Job descriptionAs member of the Regulatory team, your purpose is to manage risks arising from Unfair Customer Treatment, Conflicts of Interest, Financial Market and Investor's Protection, Market Conduct,...

  • Regulatory Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Julius Baer Temps plein

    At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.The (Junior) Regulatory Compliance Officer is part of the Julius Baer Europe's Regulatory Compliance (RC) Competence Center. To...

  • Regulatory Compliance Officer F/M

    Il y a 2 mois

    Luxembourg, Luxembourg Fyte Temps plein

    We are currently seeking a meticulous and knowledgeable Regulatory Compliance Officer with expertise in regulatory affairs to join the compliance team and work closely with the Head of Compliance of the bank. The successful candidate will play a pivotal role in ensuring the institution's adherence to relevant laws, regulations, and industry...

  • Regulatory Compliance Officer F/M

    il y a 4 semaines

    Luxembourg, Luxembourg Fyte Temps plein

    We are currently seeking a meticulous and knowledgeable Regulatory Compliance Officer with expertise in regulatory affairs to join the compliance team and work closely with the Head of Compliance of the bank. The successful candidate will play a pivotal role in ensuring the institution's adherence to relevant laws, regulations, and industry...

  • Regulatory Compliance Officer

    Il y a 2 mois

    Luxembourg, Luxembourg ING Temps plein

    (Senior) Regulatory Compliance OfficerING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair Customer...

  • Regulatory Compliance Officer

    il y a 4 semaines

    Luxembourg, Luxembourg ING Temps plein

    (Senior) Regulatory Compliance OfficerING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair Customer...

  • Regulatory Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg ING Luxembourg Temps plein

    (Senior) Regulatory Compliance OfficerING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair Customer...

  • Regulatory Compliance Officer

    il y a 3 semaines

    Luxembourg, Luxembourg ING Luxembourg Temps plein

    (Senior) Regulatory Compliance OfficerING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair Customer...

  • Jr Regulatory Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Greenfield S.à r.l. Temps plein

    We are thrilled to present an opportunity to work with our esteemed partner, a private bank, with whom we have built a strong and fruitful relationship. As part of our ongoing collaboration, we are seeking a dedicated professional to join their multicultural team, and reporting to the Chief Compliance Officer. This position offers a challenging opportunity...

  • Corporate and Regulatory

    il y a 2 semaines

    Luxembourg, Luxembourg European Investment Fund Temps plein

    EIF Posting:The European Investment Fund (EIF) is seeking to recruit for its General Secretariat (GS) - Corporate and Institutional Affairs (CIA) Department - Institutional Affairs (IA) Division, at its headquarters in Luxembourg, several (Senior/Principal) Corporate and Regulatory Lawyer(s). These are full-time positions (with limited travel requirements)...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Anderson Wise Temps plein

    Job type: PermanentEmp type: FulltimeLocation: LuxembourgJob published:Job ID: 33369Compliance Officer Real Estate investments**This is an exciting opportunity for a Compliance Officer / Analyst to join a global real estate investor offering a pleasant working environment that fosters personal development and encourages work/life balance.You will be part of...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg CSC (Corporation Service Company) Temps plein

    Compliance OfficerCSC Luxembourg**Full time, HybridThe positionAs Compliance Officer you will be responsible for a wide range of activities.Your responsibilities will include but will not be limited to: Assist the AIFM in complying with the obligations under the AIFM regulations, guidelines, circulars and laws Identify and assess the compliance risk of the...

  • Compliance, Legal, Regulatory and Audit Roles in

    il y a 2 semaines

    Luxembourg, Luxembourg NonStop Consulting Temps plein

    Réf. Role Segment Key Skills Salary Languages More InformationR1-Apr Senior Manager - Director - PartnerRegulatory & Regulatory Compliance Solid Scale-up Consulting Firm inStart-up mode localy. Remediation/Periodical Reviews, AML/KYC, Client Acceptance Committee, AML Policies, AML, CMP, Regulatory advice,Sales, Business Dev, Account Man, Procurement...

  • Risk and Regulatory Compliance Assistant Manager for a support PSF

    Il y a 2 mois

    Luxembourg, Luxembourg Deloitte Luxembourg Temps plein

    Your future teamDeloitte Solutions (hereafter "DSO"), as a support Professional of the Financial Sector (PSF), is an EU-regulated company providing managed services to Financial Institutions in collaboration with our network of member firms throughout Europe. Leveraging our Financial, Compliance and Tax operational expertise along with dedicated technology,...

  • Risk and Regulatory Compliance Assistant Manager for a support PSF

    il y a 2 semaines

    Luxembourg, Luxembourg Deloitte Luxembourg Temps plein

    Your future teamDeloitte Solutions (hereafter "DSO"), as a support Professional of the Financial Sector (PSF), is an EU-regulated company providing managed services to Financial Institutions in collaboration with our network of member firms throughout Europe. Leveraging our Financial, Compliance and Tax operational expertise along with dedicated technology,...

  • Risk and Regulatory Compliance Assistant Manager for a support PSF

    il y a 4 semaines

    Luxembourg, Luxembourg Deloitte Luxembourg Temps plein

    Your future teamDeloitte Solutions (hereafter "DSO"), as a support Professional of the Financial Sector (PSF), is an EU-regulated company providing managed services to Financial Institutions in collaboration with our network of member firms throughout Europe. Leveraging our Financial, Compliance and Tax operational expertise along with dedicated technology,...

  • Senior Regulatory Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Saxton Leigh Temps plein

    THE COMPANY:We are working with an international financial institute who are looking for a MiFID specialist to join the team. The role is a Senior Regulatory Compliance Officer.THE RESPONSIBILITIES: Analyse new regulations and related documents (directives, delegated regulations, laws, circulars, FAQs, ESMA guidelines, etc.); Identify the compliance risks...