Regulatory Compliance Officer
il y a 2 semaines
At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth.
Let's shape the future of wealth management together.The (Junior) Regulatory Compliance Officer is part of the Julius Baer Europe's Regulatory Compliance (RC) Competence Center. To complete the team we are looking for someone with a strong focus on Market Abuse.
The mission of the Competence Center is to support the Senior Management in ensuring compliance with external and internal regulations by actively managing regulatory and reputational risks.
This specific role aims at supporting the RC team mainly (1) for the performance of Compliance controls in the area of regulatory obligations applicable to BJBE (2) to perform periodical and thematic reviews, (3) to provide trainings to key stakeholders and (4) to act as an advisor to the business and the bank in the regulatory area.
YOUR CHALLENGE:
General/ Compliance Culture:
- Complying with the BJBE standards, processes and controls in line with the regulatory framework as well as with the supervisor's and auditor's requirements
- Ensuring excellent and evolving knowledge of all European regulations applicable to BJBE, industry best practice and inhouse policies and procedures
- Knowledge of the financial market and products
- Stay updated on any regulatory changes with relevance to regulatory compliance
- Communicating effectively and efficiently with all the required departments within the Bank, with the local management as well as all other parties
- Provide advice on regulatory compliance matters to the business and the senior management
- Participate in projects addressing new regulatory initiatives and contribute to the enhancement of existing regulatorydriven processes
Compliance Programme:
- Performing regulatory compliance controls as per the BJBE Compliance control plan and work closely with the business to ensure compliance with our regulatory obligations
- Preparing regular and adhoc reports for BJBE Management and Compliance Head Office with regard to the execution of compliance activities and respective outcomes
- Preparing all documents required by Internal and External auditors
YOUR PROFILE:
Professional and Technical
- Bachelor's degree in Economics, Legal or Compliance or equivalent
- Minimum 2 years of relevant professional experience in the Financial Sector, preferably with an experience in Private Banking and/or in an internationally reputable consulting, audit or law firm
- Previous experience in compliance with market abuse rules is a must
- Good understanding of Luxembourg and European laws and regulations relevant to private banking activity
- Excellent verbal and writing skills in English to prepare clear, concise reports with mínimal supervision; every further foreign language would be an added advantage
Personal and social:
- Ability to deep dive and tackle topics "hands on" when required
- Able to communicate with impact as well as build and maintain sound relationships with stakeholders locally and globally
- Strong ability to work solution oriented with a pragmatic approach
- Strong handson mentality which allows you to react flexible on adhoc requirement
- Detail oriented and demonstrate a high readiness of mind
- Ability to work under pressure, autonomously and within a team
- Excellent analytical skills and resilience
- Strong negotiator
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