Compliance, Legal, Regulatory and Audit Roles in

il y a 2 semaines


Luxembourg, Luxembourg NonStop Consulting Temps plein
Réf.

  • Role Segment Key Skills Salary Languages More Information
R1-Apr Senior Manager - Director - Partner
Regulatory & Regulatory Compliance Solid Scale-up Consulting Firm in
Start-up mode localy. Remediation/Periodical Reviews, AML/KYC, Client Acceptance Committee, AML Policies, AML, CMP, Regulatory advice,
Sales, Business Dev, Account Man, Procurement proposals K Gross

  • Strong Bonus French & English Compliance & Regulatory oriented international start-up with a current focus on Luxembourg to grow and develop to a size of 40-50 consultants in AM and other segments This exceptional opportunity would enable you to build a regulatory practice and to position yourself as the Managing Partner for Luxembourg.
    High support from Paris & Brussels with leads and long already satisfied clients'.
C1-Apr Compliance / AML Consultant Consulting Implementation of AM controls, Audits, Controls, CMP maintenance, AIFMD, Regulatory matters.

AML:
Risk-Assessments, EDD, AIFMD, FTACTA/CRS, K Gross French & English
German or Spanish is a+ Human sized consulting form doing great in many segments. Consulting experience required and PM/Client management is better to have. Strong autonomy and certification support (time and sponsorships).

Great option to grow in, many seniorities possible
Similar roles in Paris available
C2-Apr Legal & Compliance Senior Officer Industry KYC, Onbording, KYSupplier, KYDirstributor, GD-PR & Data management first and second line. Manage Risk-Assesment and start a compliance framework. 70-95K Gross French, Dutch & English.

German or Spanish is a+ Reporting to the General Counsel/Group Compliance Director your tasks will be to continue the Compliance Plan by drafting procedures and implementing tests and controls within Data, KYC, KYT, KYSuppl./KYDirstib.


Niche option in sensitive industrial & commercial environnement

C3-Apr Onbording Associate (TAX & KYC)

Banking Tax:

FATACA/CRS, QI AML/KYC, Onbording 50-54K Gross UBC French & English For a Private Bank in Luxembourg city center, I hold a Administrative but very interesting KYC role.

In between the front and the back office, this position requires a strong attention to detail while being very hands-on.


  • Operations Risk Analyst

    il y a 2 semaines


    Luxembourg, Luxembourg Redstone Legal, Risk and Compliance Search Temps plein

    Job Reference:RS0990Job Reference:RS0990Job Title:Operations Risk AnalystLocation:EuropeArea:Other, Softs&AgricultureRole:Operations&Logistics, Risk ManagementRedstone Legal, Risk & Compliance Search focus on offering 360° search solutions across the globe for our prestigious client base. With our competitive coverage of Banks, Private Banks, Boutiques,...


  • Luxembourg, Luxembourg Funds Talent Temps plein

    Compliance and Legal Manager | In-House AIFMOne of the major player in the Alternative assets sphere is looking for a Senior Compliance Officer/Manager to strengthen the team in Luxembourg.You'll be part of a growing team of 4 people, with a key role to develop his skills in one of the most prestigious Asset Managers in the world working on every type of...


  • Luxembourg, Luxembourg Fyte Temps plein

    We are currently seeking a meticulous and knowledgeable Regulatory Compliance Officer with expertise in regulatory affairs to join the compliance team and work closely with the Head of Compliance of the bank. The successful candidate will play a pivotal role in ensuring the institution's adherence to relevant laws, regulations, and industry...


  • Luxembourg, Luxembourg Fyte Temps plein

    We are currently seeking a meticulous and knowledgeable Regulatory Compliance Officer with expertise in regulatory affairs to join the compliance team and work closely with the Head of Compliance of the bank. The successful candidate will play a pivotal role in ensuring the institution's adherence to relevant laws, regulations, and industry...

  • Regulatory Compliance Officer

    il y a 2 semaines


    Luxembourg, Luxembourg Julius Baer Temps plein

    At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.The (Junior) Regulatory Compliance Officer is part of the Julius Baer Europe's Regulatory Compliance (RC) Competence Center. To...


  • Luxembourg, Luxembourg Do recruitment advisors Temps plein

    Contract Type:PermanentLocation:LuxembourgSalary:Market relatedStart Date:Reference:JOContact Name:Aideen FlanneryJob published:5 January 2023SENIOR MANAGER REGULATORY REPORTING (M/F)THE ROLE:Reporting to the Luxembourg Chief Compliance Officer, the Regulatory Compliance ("RC") Senior manager's core task will be to manage the development of the RC and as a...

  • Legal & Compliance Specialist

    il y a 2 semaines


    Luxembourg, Luxembourg Capital Group Companies Temps plein

    Capital International Management Company (CIMC) is seeking to recruit a Legal and Compliance Specialist to support its European Legal and Compliance Department in Luxembourg. The main responsibilities and required profile are described below.Responsibilities:The Compliance Specialist is responsible, under the supervision of her/his reporting manager and...

  • Director, Legal and Regulatory

    il y a 2 semaines


    Luxembourg, Luxembourg Brookfield Asset Management, Inc Temps plein

    LocationLuxembourg - 26A Boulevard RoyalBusiness - Real EstateBrookfield CultureBrookfield has a unique and dynamic culture. We seek team members who have a long-term focus and whose values align with our Attributes of a Brookfield Leader: Entrepreneurial, Collaborative and Disciplined. Brookfield is committed to the development of our people through...


  • Luxembourg, Luxembourg Greenfield S.à r.l. Temps plein

    We are thrilled to present an opportunity to work with our esteemed partner, a private bank, with whom we have built a strong and fruitful relationship. As part of our ongoing collaboration, we are seeking a dedicated professional to join their multicultural team, and reporting to the Chief Compliance Officer. This position offers a challenging opportunity...

  • Senior Agent in Fund Legal

    il y a 4 semaines


    Luxembourg, Luxembourg SMBC Nikko Bank Temps plein

    About the jobSenior Agent in Fund Legal & Compliance departmentYour tasksAssist the head of Fund Legal department and Compliance Officer in the following duties in the IFM with AIFM and Chapter 16 Management Company license in Luxembourg managing Luxembourg and non EU funds mainly distributed in non EU countries:Monitoring of AML & Compliance KPIs from...


  • Luxembourg, Luxembourg SMBC Nikko Bank Temps plein

    About the jobSenior Agent in Fund Legal & Compliance departmentYour tasksAssist the head of Fund Legal department and Compliance Officer in the following duties in the IFM with AIFM and Chapter 16 Management Company license in Luxembourg managing Luxembourg and non EU funds mainly distributed in non EU countries:Monitoring of AML & Compliance KPIs from...

  • Director, Legal and Regulatory

    il y a 2 semaines


    Luxembourg, Luxembourg Brookfield Asset Management Temps plein

    LocationLuxembourg - 26A Boulevard RoyalBusiness - Real EstateBrookfield Real Estate Group is one of Brookfield's primary operating groups. The Real Estate Group is one of the world's largest investors in real estate, with a global portfolio that includes office, retail, multifamily, logistics, hospitality and alternative real estate assets on five...

  • Risk and Compliance Oversight

    il y a 2 semaines


    Luxembourg, Luxembourg PayPal Temps plein

    At PayPal (NASDAQ:PYPL), we believe that every person has the right to participate fully in the global economy. Our mission is to democratize financial services to ensure that everyone, regardless of background or economic standing, has access to affordable, convenient, and secure products and services to take control of their financial lives.Job Description...


  • Luxembourg, Luxembourg Austin Bright Temps plein

    Introduction:Our partner is a globally investing equity fund. They are a wealth management company providing investment solutions to clients around the world. They offer a range of services, including portfolio management, investment advise and financial planning, to reach their client's goals.They have a focus on long-term results, personalized attention,...


  • Luxembourg, Luxembourg AXA Investment Managers Temps plein

    AXA IM - Real Assets is part of AXA IM Alts, one of the world's leading alternative investment managers with €188 billion in assets under management as of the end of March across real estate, infrastructure, private debt, structured finance, and hedge funds. AXA IM Alts employs over 750 people across 15 offices worldwide, serving the needs of over 500...


  • Luxembourg, Luxembourg AXA Investment Managers Temps plein

    AXA IM - Real Assets is part of AXA IM Alts, one of the world's leading alternative investment managers with €188 billion in assets under management as of the end of March across real estate, infrastructure, private debt, structured finance, and hedge funds. AXA IM Alts employs over 750 people across 15 offices worldwide, serving the needs of over 500...

  • Manager in Regulatory

    il y a 2 semaines


    Luxembourg, Luxembourg KPMG Temps plein

    Find your purpose at KPMG LuxembourgWe see a world of opportunity. From uncovering ways to digitalize, to enabling new sectors to take off, to building sustainability and resilience into economies, we know insights reveal new opportunities for all.We are diverse and dedicated problem solvers, part of the worldwide network of high-quality audit, tax and...


  • Luxembourg, Luxembourg Byborg Enterprises SA Temps plein

    Company DescriptionUnique, exciting, fun-loving, and fast-growing - Welcome to Docler Group which is the umbrella company of Byborg Enterprises Since launching in 2001, we have created products and experiences that entertain millions of people across the globe. We now serve more than 50 million users a day and are consistently among the top visited websites...

  • Regulatory Compliance Officer

    il y a 4 semaines


    Luxembourg, Luxembourg ING Temps plein

    (Senior) Regulatory Compliance OfficerING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair Customer...


  • Luxembourg, Luxembourg ING Temps plein

    (Senior) Regulatory Compliance OfficerING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair Customer...