Regulatory Compliance Officer
Il y a 2 mois
(Senior) Regulatory Compliance Officer
ING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team.
Job description
The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair Customer Treatment (MiFID, SFDR, IDD, customers' protection, etc.), Conflicts of Interest, Market Conduct (inc. Market Abuse), Competition law, Regulatory Registration (incl. cross border rules), Compliance Governance and Data Protection.
On the ethical side, its purpose is also to help ING manage risks arising from our norms, attitudes and behaviors related to risk culture and to manage the internal ING Whistleblowing channels.
The CC&E team shares a collective responsibility for all the existing end-to-end compliance risk management processes to identify, assess, report and escalate the compliance risks mentioned above. You will share this responsibility for the risk areas assigned to you. At the same time, you will contribute to the shape of global policies and be responsible for drafting and ensuring implementation of local guidelines and standards, where additional local regulatory requirements exist.
You will monitor and maintain the oversight of the local implementation of all regulatory and/or policy-driven requirements by means of horizon scanning, gap analysis, risk assessments, risk dashboards, issues monitoring and via the contribution to periodic reporting processes - either to the regulator or to internal stakeholders locally (e.g. governance committees) and globally (e.g. Global Compliance).
Key responsibilities
You are accountable of monitoring and supporting the sounding, roll-out and correct/timely implementation of group policies, regulatory projects and the execution of risk assessments;You are accountable for advisory activities (client/segment/deal related and in relation to underlying processes), horizon scanning, issues monitoring, training & awareness and internal/external reporting on CC&E related risks;You support the first line of defence in the execution of activities aimed at mitigating the compliance risks under your remit;You are a subject matter expert and decision maker responsible for taking final decisions as well as for proposing solutions to be implemented;You collaborate with global stakeholders and oversee the activity of the bank's subsidiaries;You identify, execute, monitor and report on local risk-culture initiatives.Your work environment The CC&E team oversees different business segments (Retail & Private Banking, Business Banking, Wholesale Banking and Financial Markets), consists of 6 members and is part of the Compliance Department in the second line of defence.The CC&E team is working with key/senior internal stakeholders and offers an environment which provides a global overview on how the relevant CC&E requirements and controls are embedded within the organization.The CC&E team has ongoing interactions with its correspondent team located in Belgium and oversees the bank's subsidiaries in Luxembourg. The team also participates to the Global CC&E Community.Your profile You have an experienced profile with at least 3-5 years in the domain of investors/customers protection (MiFID, SFDR, IDD, retail/private banking products, etc.) preferably gained in compliance / audit / legal departments of banking institutions or consulting firms. Experience in cross-border compliance within the banking sector would be an asset;You have a university degree (preferably in Law, Economics or Finance) or equivalent;You have an excellent level of English (verbal and written). Knowledge of French would be an asset;You have good knowledge of Microsoft Office applications;You are able to embrace challenges in a fast changing and complex environment;You have excellent stakeholder management and influencing skills;You have good presentation skills and are able to adapt your written and verbal communication to different audiences (including Senior Management);You have analytical skills and sound judgement. You are firm when needed and able to show flexibility when possible;You have excellent collaboration skills and ability to work across functional and geographic lines and as part of a multidisciplinary team;You are a team player, you trust others and can be trusted. You are also able to work independently and take accountability;You are recognized for your integrity and moral judgment. You set the example with regards to the ING values by having a behavior fully aligned to these values.We offer you A clear purpose and a range of flexible compensation and other benefits: A fascinating job in the core of compliance advisory and risk management activities;Personal growth & challenging work with opportunities to realise your ambitions;Exposure to key internal and external stakeholders, including regulators;Exposure to Senior leadership, locally and globally;A flexible work-life balance, including homeworking until 10 days a month.Nous avons d'autres emplois actuels liés à ce domaine que vous pouvez trouver ci-dessous
-
Regulatory Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg Julius Baer Temps pleinAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.The (Junior) Regulatory Compliance Officer is part of the Julius Baer Europe's Regulatory Compliance (RC) Competence Center. To...
-
Regulatory Compliance Officer F/M
il y a 4 semaines
Luxembourg, Luxembourg Fyte Temps pleinWe are currently seeking a meticulous and knowledgeable Regulatory Compliance Officer with expertise in regulatory affairs to join the compliance team and work closely with the Head of Compliance of the bank. The successful candidate will play a pivotal role in ensuring the institution's adherence to relevant laws, regulations, and industry...
-
Senior Regulatory Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg ING Temps pleinSenior Regulatory Compliance Officer (M/F)ING Luxembourg is looking for a full-time Senior Regulatory Compliance officer to support the current team.Job descriptionAs member of the Regulatory team, your purpose is to manage risks arising from Unfair Customer Treatment, Conflicts of Interest, Financial Market and Investor's Protection, Market Conduct,...
-
Jr Regulatory Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg Greenfield S.à r.l. Temps pleinWe are thrilled to present an opportunity to work with our esteemed partner, a private bank, with whom we have built a strong and fruitful relationship. As part of our ongoing collaboration, we are seeking a dedicated professional to join their multicultural team, and reporting to the Chief Compliance Officer. This position offers a challenging opportunity...
-
Senior Regulatory Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg Saxton Leigh Temps pleinTHE COMPANY:We are working with an international financial institute who are looking for a MiFID specialist to join the team. The role is a Senior Regulatory Compliance Officer.THE RESPONSIBILITIES: Analyse new regulations and related documents (directives, delegated regulations, laws, circulars, FAQs, ESMA guidelines, etc.); Identify the compliance risks...
-
Senior Compliance Officer Regulatory
il y a 2 semaines
Luxembourg, Luxembourg CA Indosuez Wealth (Group) Temps plein**Type de métier**:Types de métiers Crédit Agricole S.A. - Conformité / Sécurité financière**Intitulé du poste**:Senior Compliance Officer Regulatory H/F**Type de contrat**:CDI**Date prévue de prise de fonction**:01/07/2023**Poste avec management**:Non**Missions**:Au sein de ce département positionné au cœur de l'activité et en contact régulier...
-
Senior Compliance Officer Regulatory
il y a 2 semaines
Luxembourg, Luxembourg Indosuez Wealth Management Temps pleindu poste- Au sein de ce département positionné au cœur de l'activité et en contact régulier avec des interlocuteurs de différents niveaux hiérarchiques, vous aurez pour mission d'assister le Head of Regulatory Compliance dans la bonne mise en œuvre de la politique de Compliance Regulatory, et d'assurer l'identification, l'évaluation et la gestion du...
-
Regulatory Consultant
il y a 2 semaines
Luxembourg, Luxembourg Arendt Regulatory & Consulting Temps pleinArendt Regulatory & Consulting ist eine mit Arendt & Medernach, der größten Anwaltskanzlei Luxemburgs, verbundene Beratungsgesellschaft. Ein multidisziplinäres Team mit stark praxis- und beratungsorientiertem Hintergrund, steht sowohl in- als auch ausländischen Unternehmen des Finanzsektors bei der Bewältigung der Herausforderungen eines immer komplexer...
-
Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg Axis Temps pleinOur client is searching for an experienced Compliance professional to join our Compliance team as an Officer. The Compliance Officer will assist the company to operate following applicable regulations. The Officer will be part of a small and extremely collaborative team which prides itself in...DescriptionOur client is searching for an experienced Compliance...
-
Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg Axis Temps pleinOur client is searching for an experienced Compliance professional to join our Compliance team as an Officer. The Compliance Officer will assist the company to operate following applicable regulations. The Officer will be part of a small and extremely collaborative team which prides itself in...DescriptionOur client is searching for an experienced Compliance...
-
Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg European Investment Bank Temps pleinThe EIB, the European Union's bank, is seeking to recruit for its Group Risk & Compliance Directorate (GR&C) - Office of the Group Chief Compliance Officer (GR&C-OCCO) - Group Operational and Regulatory Compliance Department (GORC) - Tax & Regulatory Compliance Division (TRC) - Regulatory Compliance Unit (REG) at its headquarters in Luxembourg, a (Associate)...
-
Senior Manager Regulatory Compliance
il y a 2 semaines
Luxembourg, Luxembourg Do recruitment advisors Temps pleinContract Type:PermanentLocation:LuxembourgSalary:Market relatedStart Date:Reference:JOContact Name:Aideen FlanneryJob published:5 January 2023SENIOR MANAGER REGULATORY REPORTING (M/F)THE ROLE:Reporting to the Luxembourg Chief Compliance Officer, the Regulatory Compliance ("RC") Senior manager's core task will be to manage the development of the RC and as a...
-
Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg Eurolux Consulting Temps pleinJob Description:Are you a Compliance Officer in an AIFM in Luxembourg, and looking to increase your learning curve by moving into a small office where you will gain broad exposure and report directly to the Conducting Officer?If you thrive in a hands-on, dynamic environment, and have initial knowledge gained in a compliance role over the last 2-3 years, this...
-
Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg Harry Hope Temps pleinRole Description This is a full-time on-site role as a Compliance Officer. The Compliance Officer will be responsible for ensuring compliance with regulatory requirements and internal policies, performing assessments and monitoring, maintaining and updating compliance guidelines and procedures on an ongoing basis and internal training. This position involves...
-
Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg CSC (Corporation Service Company) Temps pleinCompliance OfficerCSC Luxembourg**Full time, HybridThe positionAs Compliance Officer you will be responsible for a wide range of activities.Your responsibilities will include but will not be limited to: Assist the AIFM in complying with the obligations under the AIFM regulations, guidelines, circulars and laws Identify and assess the compliance risk of the...
-
Compliance Officer
il y a 7 jours
Luxembourg, Luxembourg Abiomis Temps plein(Senior) Compliance Officer - PSF Très Dynamique, Télétravail Pour un PSF spécialisé, notre équipe recrute actuellement un (Senior) Compliance Officer ayant de l'expérience dans l'administration d'un portefeuille de fonds d'investissements.Avec un grand focus sur divers véhicules d'investissements, le PSF propose un service complet et varié. De la...
-
Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg Anderson Wise Temps pleinJob type: PermanentEmp type: FulltimeLocation: LuxembourgJob published:Job ID: 33369Compliance Officer Real Estate investments**This is an exciting opportunity for a Compliance Officer / Analyst to join a global real estate investor offering a pleasant working environment that fosters personal development and encourages work/life balance.You will be part of...
-
Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg Axis Temps pleinOur client, a life insurance company operating on a European scale, is looking for a Compliance Officer to join their team. Based in Luxembourg, you will be responsible for ensuring regulatory compliance, participating in regulatory monitoring and implementing policies to combat fraud, prevent conflicts of interest and respect customer interests. If you have...
-
Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg iptiQ Temps pleinAbout the RoleIn this role you act as the Key Function Holder and AML expert within iptiQ EMEA Compliance team, establishing trusted relationships, you will be providing enabling advice on projects, products and operations identifying and managing compliance risk. You will act as regulatory appointed Compliance Officer in Luxembourg, including reporting to...
-
Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg Saxton Leigh Temps pleinTHE COMPANY:Our client is a global investment manager within excess of $400 billion AUM. With over 1000 employees globally they are rapidly expanding their Luxembourg office. They are looking for a Compliance Officer to join their established team and be given a career development plan from day one.THE RESPONSIBILITIES: Develop programs and monitor to allow...
