Compliance Officer

il y a 2 semaines

Luxembourg, Luxembourg Fondation LHoFT Temps plein
Company Introduction

STOKR is a fast-growing FinTech company tokenising real world financial assets.

STOKR as a supervised entity offers turn-key solutions covering all elements of institutional-grade asset tokenisation including sophisticated investment structuring, smart contract management, AML/KYC verification, payment rails (crypto and fiat), and the full life-cycle management of digital securities.

Our focus is on supporting projects committed to making a positive impact and creating a community of educated participants empowered to make better investment decisions.


Job Description:

We are looking for a dedicated and experienced Compliance Officer (RC) to join our dynamic team in Luxembourg.

As a Compliance Officer (RC) at STOKR, you will play a pivotal role in ensuring that our operations in Luxembourg comply with all relevant regulatory and compliance requirements.

You will collaborate closely with various internal teams to develop, implement, and maintain compliance policies and procedures to support our growth and innovation.

This position offers an exciting opportunity to contribute to the compliance framework of a cutting-edge fintech company.

Responsibilitie s

  • Regulatory compliance:
Stay abreast of all relevant regulatory developments and requirements in Luxembourg and the European Union.

Conduct ongoing assessments to ensure the company's compliance with local and international regulatory standards.

Develop, update, and communicate compliance policies and procedures to ensure adherence across the organization.

  • Risk assessment and management:
Identify and evaluate potential compliance risks and vulnerabilities associated with our activities.

Collaborate with the team to develop strategies for mitigating and managing compliance-related risks.

  • Reporting and documentation:
Prepare and submit regulatory reports to relevant authorities.

Act as the main person of contact with the Luxembourg regulators.

Maintain comprehensive records of compliance activities, reports, and audits.

  • Training and awareness:
Develop and conduct compliance training programs to educate employees about compliance policies and regulations.

Promote a culture of compliance and ethical behavior throughout the organization.

  • Internal Investigations:
Lead and assess the outcome of internal investigations to assess and enhance our compliance framework.

Implement corrective actions and follow-up procedures to address identified compliance issues.

  • Communication and collaboration:
Collaborate with other teams, including legal and IT, to ensure alignment on compliance matters.

Serve as the primary point of contact for the authorities and respond to inquiries or requests promptly.

  • Operational tasks: Participate in the daily operations of the Compliance team.
Conduct AML/KYC checks and perform the due diligence measures applied.

Monitor and evaluate customer risk categories.

Skills And Qualifications

Bachelor's degree in law, finance, or a related field. Advanced degrees or professional certifications in compliance are a plus.

At least 4 years of professional experience in a similar role. Experience within the fintech industry and/or with specific experience in the virtual assets sector is a plus.

In-depth knowledge of Luxembourg regulatory requirements, including those related to virtual assets and cryptocurrencies.

Experience in internal audit is considered a plus.

Excellent communication and interpersonal skills, with the ability to convey complex regulatory information effectively.

Strong analytical and problem-solving skills.

Attention to detail with a commitment to accuracy and precision.

Ability to work both independently and collaboratively within a team.

Fluent in English; knowledge of French is advantageous.

Ethical and principled, with a commitment to maintaining the highest standards of compliance and integrity.

Residency in Luxembourg or greater region is required.

What we offer

Room to grow and shape your career direction.

Chance to get involved in one of the most promising European blockchain companies.

Working in one of the fastest moving industries shaping new markets.

Flat hierarchies and short communication channels.

Exciting and challenging projects which offer room for your creative ideas.

Prompt takeover of self-responsibility.

Very good working atmosphere in a young & motivated team.

Flexible working hours.

Home office possible.

And a vibrant international team.

  • Junior Tax/vat Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services.beTax Advisory & Compliance Services S.à r.l. is a member of the "Ordre des Experts-Comptables" and has developed a very diversified client portfolio during the last years,...

  • Corporate Tax Compliance Manager

    il y a 2 semaines

    Luxembourg, Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services.beTax Advisory & Compliance Services S.à r.l. is a member of the "Ordre des Experts-Comptables" and has developed a very diversified client portfolio during the last years,...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Axis Temps plein

    Our client is searching for an experienced Compliance professional to join our Compliance team as an Officer. The Compliance Officer will assist the company to operate following applicable regulations. The Officer will be part of a small and extremely collaborative team which prides itself in...DescriptionOur client is searching for an experienced Compliance...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Axis Temps plein

    Our client is searching for an experienced Compliance professional to join our Compliance team as an Officer. The Compliance Officer will assist the company to operate following applicable regulations. The Officer will be part of a small and extremely collaborative team which prides itself in...DescriptionOur client is searching for an experienced Compliance...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg CSC (Corporation Service Company) Temps plein

    Compliance OfficerCSC Luxembourg**Full time, HybridThe positionAs Compliance Officer you will be responsible for a wide range of activities.Your responsibilities will include but will not be limited to: Assist the AIFM in complying with the obligations under the AIFM regulations, guidelines, circulars and laws Identify and assess the compliance risk of the...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg TRUSTMOORE Temps plein

    WHAT WILL YOU DO?As Compliance Officer, you are part of our compliance department which ensures that we, and our clients, comply with all applicable laws and regulations in all countries where our services are offered, as well as supervisory requirements and internal policies and procedures. However, the definition of 'compliance' within Trustmoore covers...

  • Compliance Officer

    il y a 7 jours

    Luxembourg, Luxembourg Abiomis Temps plein

    (Senior) Compliance Officer - PSF Très Dynamique, Télétravail Pour un PSF spécialisé, notre équipe recrute actuellement un (Senior) Compliance Officer ayant de l'expérience dans l'administration d'un portefeuille de fonds d'investissements.Avec un grand focus sur divers véhicules d'investissements, le PSF propose un service complet et varié. De la...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg European Investment Bank Temps plein

    The EIB, the European Union's bank, is seeking to recruit for its Group Risk & Compliance Directorate (GR&C) - Office of the Group Chief Compliance Officer (GR&C-OCCO) - Group Operational and Regulatory Compliance Department (GORC) - Compliance Operations Division (OPS) - Compliance Operations Unit 2 (Unit 2) at its headquarters in Luxembourg, a (Associate)...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Axis Temps plein

    Rattaché à l'équipe Compliance, le Senior Compliance Officer rapportera et soutiendra le Chief Compliance Officer dans le développement et le maintien d'un cadre de conformité solide au sein des entités d'assurance vie et non-vie de notre groupe au Luxembourg. Au sein de la Direction Financière, vos...**Description**Rattaché à l'équipe Compliance,...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg BNP Paribas Temps plein

    COMPLIANCE OFFICER - H/F (NUMÉRO DE L'EMPLOI :CMP The Securities Services business of BNP Paribas is one of Europe's leading providers of custody services for securities._ The Luxembourg branch plays a major part in its operations, offering clients high valueadded services extending from custody to securities lending, fund administration, performance...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Anderson Wise Temps plein

    Job type: PermanentEmp type: FulltimeLocation: LuxembourgJob published:Job ID: 33369Compliance Officer Real Estate investments**This is an exciting opportunity for a Compliance Officer / Analyst to join a global real estate investor offering a pleasant working environment that fosters personal development and encourages work/life balance.You will be part of...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg NautaDutilh Temps plein

    Are you looking to join a dynamic team as a Compliance Officer? We have an open position The NautaDutilh Compliance Office provides compliance and integrity- related services to the firm's legal and support professionals as well as its clients. The aim of the services of the Compliance Office is to enhance awareness, countervailing power and protection of...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg European Investment Bank Temps plein

    The EIB, the European Union's bank, is seeking to recruit for its Group Risk & Compliance Directorate (GR&C) - Office of the Group Chief Compliance Officer (GR&C-OCCO) - Group Operational and Regulatory Compliance Department (GORC) - Tax & Regulatory Compliance Division (TRC) - Regulatory Compliance Unit (REG) at its headquarters in Luxembourg, a (Associate)...

  • Compliance Officer

    il y a 4 semaines

    Luxembourg, Luxembourg Abiomis Temps plein

    (Senior) Compliance Officer - Zero Turnover, Bon Equilibre Dans le cadre du développement de leurs activités, une fiduciaire historique du Luxembourg est à la recherche de son futur (Senior) Compliance Officer.En rejoignant les rangs de cette fiduciaire, vous vous assurez une très bonne intégration aux équipes qui auront à cœur de vous impliquer aux...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Eurolux Consulting Temps plein

    Job Description:Are you a Compliance Officer in an AIFM in Luxembourg, and looking to increase your learning curve by moving into a small office where you will gain broad exposure and report directly to the Conducting Officer?If you thrive in a hands-on, dynamic environment, and have initial knowledge gained in a compliance role over the last 2-3 years, this...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Harry Hope Temps plein

    Role Description This is a full-time on-site role as a Compliance Officer. The Compliance Officer will be responsible for ensuring compliance with regulatory requirements and internal policies, performing assessments and monitoring, maintaining and updating compliance guidelines and procedures on an ongoing basis and internal training. This position involves...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg CSC (Corporation Service Company) Temps plein

    Compliance OfficerLuxembourgHybrid**Monday to Friday 8:30 am to 5:30 pmAs a Compliance Officer you will be involved in Intertrust's organisation with the aim of preventing, by all reasonable means, the occurrence of compliance risks (risks relating to legal or regulatory sanctions, financial loss or damage to the reputation of Intertrust) which could result...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Zurich Insurance Temps plein

    Zurich is one of the world's leading insurance groups, and one of the few to operate on a global basis. Our mission is to help our customers understand and protect themselves from risk. With about 53,000 employees serving customers in more than 170 countries, we aspire to become the best global insurer as measured by our shareholders, customers and...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Arhis People Solutions Temps plein

    Arhis People Solutions est votre partenaire de confiance pour tous vos besoins en ressources humaines. Avec une approche personnalisée et un engagement envers l'intégrité, nous offrons des services complets, du recrutement à la gestion des talents.POSTECOMPLIANCE OFFICERA propos de notre clientNotre client recherche son futur Compliance Officer qui va...

  • Compliance Officer

    il y a 2 semaines

    Luxembourg, Luxembourg Banque de Luxembourg Investments BLI Temps plein

    BLI - Banque de Luxembourg Investments est la société de gestion d'actifs de la Banque de Luxembourg. Elle propose des services de gestion de fonds et de portefeuilles aux clients privés et institutionnels. Depuis la signature des Principes d'Investissement Responsable des Nations Unies en 2017, la dimension ESG a pris une part croissante dans la...