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Nous recherchons actuellement un·e

Compliance Officer

Notre service BLI – Compliance & AML, au sein du département BLI – Governance and Control, veille à la conformité de la société aux lois, règles, règlements et standards applicables à une société de gestion de fonds.

Au sein de ce service, l'équipe Compliance se charge plus particulièrement d'identifier et d'évaluer les risques de conformité auxquels la société est exposée et, en fonction de cette évaluation, contribuer activement à la définition et la mise en place d'un plan de contrôle efficace et cohérent afin de mesurer et maîtriser ces risques.
En tant que Compliance Officer, vos principales responsabilités sont les suivantes :

• Exécuter les contrôles du "Compliance Monitoring Plan" ("CMP") afin d'évaluer la robustesse de l'environnement de contrôle interne et, le cas échéant, de l'améliorer via la formulation.

• Effectuer le suivi des recommandations potentiellement émises suite aux contrôles du « CMP ».

• Préparer, à l'attention du Chief Compliance Officer, les documents d'analyse ou de synthèse ou les rapports / questionnaires réglementaires de complexité réduite ou moyenne, afin de l'assister dans la réalisation de sa mission.

• Identifier et analyser les événements ad hoc respectivement les instructions ad hoc des autorités de contrôle compétentes et touchant à la fonction Compliance, afin de mettre en place, le cas échéant, les mesures de contrôle et de reporting spécifiques requis.

• Participer à des projets ad hoc, notamment de veille règlementaires, liés à des sujets Compliance (MiFID, Abus de marché, Réclamations clients, etc.), afin de veiller à la bonne prise en considération et implémentation des sujets pertinents pour la fonction Compliance.

Votre Profil


• Vous avez un Master en Droit, Economie ou Finance, idéalement complété par une spécialisation ou certification dans le domaine de la compliance.

• Vous avez 3 à 5 ans d'expérience professionnelle dans une fonction similaire au sein d'une société de gestion de fonds ou dans une société de conseil.

• Vous connaissez le domaine des fonds d'investissements et le fonctionnement d'une société de gestion et avez une excellente connaissance de l'environnement réglementaire lié à ce secteur (notamment la circulaire CSSF

• Vous aimez la polyvalence et avez un sens confirmé des responsabilités et du travail en équipe, valeurs essentielles de notre culture d'entreprise.

• Vous avez de bonnes compétences analytiques et vous faites preuve d'une aisance relationnelle.

• Vous maîtrisez le français et l'anglais à l'oral et à l'écrit.

Convaincu·es que notre diversité fait notre force, nous sommes signataires de la Charte de la Diversité, Lëtzebuerg. Attentifs à l'égalité des chances, nous nous engageons à travers des actions concrètes, notamment en faveur des jeunes talents, des femmes, des collaborateurs·trices seniors...

Vous souhaitez ...


• Rejoindre des équipes composées de femmes et d'hommes d'horizons multiples, aux parcours et compétences complémentaires.

• Vous développer dans un cadre de travail respectant l'équilibre vie privée-vie professionnelle.

• Évoluer dans un environnement propice à l'épanouissement de tous les talents.

Adressez-nous votre CV accompagné d'une lettre de motivation via notre Espace Candidats. Pour information, un extrait du casier judiciaire de moins de 2 mois vous sera demandé avant la conclusion de tout contrat de travail.

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