Compliance Officer

il y a 2 semaines

Luxembourg, Luxembourg Luxembourg Stock Exchange Temps plein

Located in the heart of Luxembourg city, the Luxembourg Stock Exchange (LuxSE) is home to over 42,500 international securities and gathers diverse and committed teams covering listing, trading, information services and of course, the Luxembourg Green Exchange (LGX) - the world's leading platform dedicated to sustainable finance.


By joining LuxSE, you will become part of an independent stock exchange that has shaped international capital markets over the past 60 years and pioneered the rise of sustainable finance.


The Luxembourg Stock Exchange is looking for a:

Compliance Officer
Permanent contract (F/M)

We are looking for a proactive individual with an appetite to learn and grow within our Compliance team.

Responsibilities:

  • Participate in the evaluation, implementation and update of policies and procedures
  • Perform, Monitor, followup and assist in implementing any actions identified as necessary based on the Compliance Monitoring Plan
  • Prepare communications to the various stakeholders
  • Prepare and participate in giving internal AML-CFT and Compliance trainings
  • Perform 2nd Line KYC checks on new and existing Issuers and Members as well as preparing the files for approval
  • Contribute to the configuration and maintenance of the Digital KYC tool
  • Guide client services teams in relation to AML/KYC matters
  • Give input and written reports on AML/KYC regulatory issues
  • Perform screening on new clients, analyse screening results and ensure proper escalation when necessary
  • Deliver periodic reporting on AML controls and compliance controls
Requirements and skills

  • Demonstrate our core values:
- "Moving Forward" using a proactive solution-oriented mindset
- "Moving Together" as team builder and team contributor
- "Moving Beyond" with a strong ability to research, comprehend, analyze, and present information

  • Excellent knowledge of Luxembourg's finance sector regulation as well as the legal and compliance environment in Luxembourg
  • Significant relevant experiences
  • Excellent written and oral communication skills in English and French. Other languages would be considered as an asset
  • Knowledge of Microsoft suite, PowerBi and SharePoint
Application

Luxembourg Stock Exchange is an employer for whom diversity and inclusion are important. We therefore encourage you to apply, regardless of your gender, ethnicity, sexual orientation, age, religion or disability.

At a later stage of the recruitment process, we may ask for a recent copy of your criminal record (N°3).

Languages English French Education Bachelor Experience 3+ years

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