Head of Compliance

il y a 1 semaine


Luxembourg Saxton Leigh Temps plein

**THE COMPANY**:
We are working with a regular client of ours in their search for a Head of Compliance. The client are an international financial service provider, this role is working within the super management company arm of the firm.

**THE RESPONSIBILITIES**:

- Managing Compliance related risks such as analysis of new initiatives from the firm.
- AML/CTF assessments on new investments, investors, business relationships or other stakeholders, Conflict-of-Interest and complaints management
- Maintenance and coordination of the firms Policy and Entity-Level-Control Framework
- Assist in the drafting and delivery of AML, Anti-bribery & Corruption and MAR training requirements to staff;
- Monitoring legal and regulatory developments as integral part of the internal regulatory update group and implementation of regulatory or internal group requirements
- Trusted Advisor to Management in compliance related matters and risks leveraging on active participation to various local and global committees, working groups and projects.
- Act as a key contact for local authorities (CSSF, etc.) as well as for internal/external auditors
- Perform RC function to funds

**EXPERIENCE REQUIRED**:

- 6+ years of Compliance experience in the investment funds industry and having acted as RC
- Team management experience is highly desirable.
- Strong regulatory Compliance & AML/CTF expertise in AIFMD and UCITS
- Fluency in English and German preferred, French is also advantageous

For further information please contact Jordan White

**About this role**:
**Location**:
Luxembourg

**Specialism**:
Compliance

**Salary**:
€ Competitive salary

**Type**:
Permanent

**Reference**:
18857


  • Head of Compliance

    il y a 2 semaines


    Luxembourg BCT Resourcing Temps plein

    Opportunité Head of Compliance Une entreprise internationale d'Assurance, en rapide expansion recherche un Head of Compliance pour être le Key Function Holder de la structure. Le profil recherché: - 15+ années d'expérience, ou 5 années d'expérience dans un rôle similaire - Expérience réussite dans les secteurs de l'Assurance et/ou Réassurance -...

  • Aifm Head of Compliance

    Il y a 42 minutes


    Luxembourg Alter Domus Temps plein

    For our Management Company in Luxembourg, we are currently looking for Head of Compliance to join the Compliance and AML/CFT team. We offer a dynamic and international corporate atmosphere adapted to your needs throughout your career. **JOB DESCRIPTION**: As Head of Compliance, you will be responsible for the Compliance function and closely work with and...

  • Head of Compliance

    il y a 6 jours


    Luxembourg ING Temps plein

    ING Luxembourg is looking for a **Head of Compliance** (M/F), who leads a team or collection of different teams which have the same or related purpose to ensure the organisation remains compliant with all relevant legislation and regulations. Leads interpretation of rules and regulations and the translation of those to the company level, oversees guidance to...


  • Luxembourg State Street Temps plein

    **Who we are looking for** As the IFDSL Head of Compliance Regulatory, you will be responsible for a small team monitoring and analyzing European and Luxembourg regulation impacting IFDS as a specialized PSF providing primarily Transfer Agency services. - The role requires you to provide an efficient and effective compliance service ensuring the company...

  • Head of Compliance

    il y a 4 jours


    Luxembourg Axis Group Temps plein

    Are you ready to take the lead in compliance? Our client is seeking a Head of Compliance to shape and drive the compliance strategy within a dynamic environment. In this influential role, you will mentor a high-performing team while ensuring compliance with Luxembourg and EU regulations. Your expertise will guide the organization in navigating regulatory...

  • Head of Compliance

    il y a 6 jours


    Luxembourg, Luxembourg Funder S.A. Temps plein 100.000 € - 120.000 € par an

    Funder S.A. (Funder) is a Chapter 15 management company and alternative investment fund manager (AIFM) established in Luxembourg and supervised by the Commission de Surveillance du Secteur Financier (CSSF). Funder is a third-party management company / AIFM providing services to fund promoters willing to establishing an investment fund in Luxembourg in...

  • Head of Compliance

    il y a 2 semaines


    Luxembourg LGL Corporate Services (Luxembourg) S.A. Temps plein

    Head of Compliance, Luxembourg Division: Compliance Reporting to: Board of Directors of Altum Luxembourg S.A - Responsibilities: _ - Act as RC for Altum Luxembourg S.A.; - Review, update, implement and manage the AML-CFT/Compliance plan and policies; - Undertaking on-going compliance monitoring on the basis of a risk-based Compliance Monitoring Programme; -...

  • Head of Compliance

    il y a 6 jours


    Bd d'Avranches, Luxembourg Atdomco Temps plein 120.000 € - 180.000 € par an

    Atdomco is an advisory and fiduciary boutique focused on providing hands-on advice and tailor-made services to its customers. Since the company's incorporation, we have achieved organic growth through building a team that shares our core organizational values and entrepreneurial mindset. We are an enthusiastic and multinational team. We focus our business...

  • Head of Compliance

    il y a 6 jours


    Luxembourg Austin Bright Temps plein

    Looking for an **opportunity in compliance?** You have a convincing experience in this field and you wish to invest yourself in a **human-sized** company that promotes a very good **work-life balance?** Look no further: this position is for you. We are actively looking for a **Head of Compliance** to join one of our clients, a renowned PFS, specialized in...

  • Head of Compliance

    il y a 1 semaine


    Luxembourg Abiomis Temps plein

    **Head of Compliance - Human-Sized PSF, CSSF-Regulated Clients We are happy to assist this human sized entity of **30 employees**, having **grown naturally** on the Luxembourgish market, in their search of a new Head of Compliance. Created over 10 years ago, this structure has wanted to aim on a quality-oriented service in terms of accounting, tax and...