Head of Compliance
il y a 3 jours
**THE COMPANY**:
We are working with a regular client of ours in their search for a Head of Compliance. The client are an international financial service provider, this role is working within the super management company arm of the firm.
**THE RESPONSIBILITIES**:
- Managing Compliance related risks such as analysis of new initiatives from the firm.
- AML/CTF assessments on new investments, investors, business relationships or other stakeholders, Conflict-of-Interest and complaints management
- Maintenance and coordination of the firms Policy and Entity-Level-Control Framework
- Assist in the drafting and delivery of AML, Anti-bribery & Corruption and MAR training requirements to staff;
- Monitoring legal and regulatory developments as integral part of the internal regulatory update group and implementation of regulatory or internal group requirements
- Trusted Advisor to Management in compliance related matters and risks leveraging on active participation to various local and global committees, working groups and projects.
- Act as a key contact for local authorities (CSSF, etc.) as well as for internal/external auditors
- Perform RC function to funds
**EXPERIENCE REQUIRED**:
- 6+ years of Compliance experience in the investment funds industry and having acted as RC
- Team management experience is highly desirable.
- Strong regulatory Compliance & AML/CTF expertise in AIFMD and UCITS
- Fluency in English and German preferred, French is also advantageous
For further information please contact Jordan White
**About this role**:
**Location**:
Luxembourg
**Specialism**:
Compliance
**Salary**:
€ Competitive salary
**Type**:
Permanent
**Reference**:
18857
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