Senior Compliance Officer/conducting Officer

il y a 2 jours

Luxembourg Barclay Simpson Temps plein

**Senior Compliance Officer/Conducting Officer - AIFM**:

- Luxembourg
- €100,000 - 140,000 + up to 30% bonus
- Job type: Permanent
- Sector: Asset Management & Funds
- Job reference: 38430

My international Asset Management client is looking for an experienced AIFM compliance professional to join their company as a standalone conducting officer with the aim to start to build out the compliance function in Luxembourg over the next 18 months. The role will have multiple project outside of business as usual as well, most notably, extending the AIFM licence for the Private Equity business and expansion in Italy and Spain, all led from compliance Luxembourg (this role).

**Responsibilities & Duties**:
**Key Responsibilities**:
1) Policy Development: Assist in the development and maintenance of Compliance policies and procedures including the Compliance Manual, ensuring that they are consistent with regulatory requirements. Assist the business in developing and implementing appropriate policies and procedures where required.
2) Monitoring & Oversight: provide support to the design, development and execution of a risk-based compliance program, to ensure that the firm properly discharges its obligations under applicable laws, regulations, and guidance.
3) Responsible for the AML-CFT (“RC”):
Carry out the AML-CFT controls on assets/investors. Monitor timely updating and review of AML-CFT policies and procedures taking into account the AML- CFT Regulatory update. Prepare and ensure that all necessary internal and external AML reports and filings are completed correctly and in a timely manner, including CSSF filing, review of LFR, AML/CFT Questionnaire.
4) Governance & Regulatory Engagement: Make an active contribution to the corporate governance framework of the firm. Support routine ad-hoc reporting to the CSSF, CBI and other regulatory authorities.
Competencies:
Extensive knowledge of Luxembourg Fund Industry and regulatory environment; in particular, knowledge of the laws implementing AIFMD, MiFiD, AML regulations and associated CSSF circulars (18/698)
Fluency in English (Verbal and written) is essential.
Qualifications and Experience Requirement:
Proven years of experience 8-10 years working within the financial services industry, particularly within a Management company/AIFM.
Compliance and AML/KYC extensive knowledge & experience
There is flexibility around the working week but generally they would look to have you in the office 4 days a week with a bonus between 20-30% along with a strong benefits package.

  • Conducting Officer Compliance

    il y a 2 semaines

    Luxembourg CSC (Corporation Service Company) Temps plein

    **Conducting Officer - Compliance & AML** Location: Luxembourg Department: AIFM Services Vacancy type: Permanent, Full-time This is a great opportunity to join a fast-growing AIFM and contribute actively to its development and evolution. The Conducting Officer - Compliance & AML will report to the Board of Managers and the Head of AIFM. As Conducting...

  • Conducting Officer

    il y a 6 jours

    Luxembourg SEI1GLOBAL Temps plein

    SEI Luxembourg currently provides administration services to investment funds and their managers, as part of the offerings of SEI’s Investment Management Services (‘IMS’) unit. In addition to Luxembourg, IMS provides fund administration services in the United States, Ireland and the Cayman Islands. **Position Description**: The Conducting Officer...

  • Senior Compliance Officer: Conducting Officer Path

    il y a 2 semaines

    Luxembourg Austin Bright Temps plein

    A well-established ManCo, headquartered in England and firmly rooted in the heart of Luxembourg City, presents an exceptional opportunity for you to join a skilled and diverse team of approximately a dozen compliance professionals. This role offers a clear pathway for career advancement towards broader responsibilities as a Conducting Compliance Officer,...

  • Conducting Officer Compliance

    il y a 2 semaines

    Luxembourg Funds Talent Temps plein

    The company is well established in Luxembourg, mid-sized team (5-10 people) and is looking for its next Conducting Officer focusing on UCITS and AIFs (PE/RE) This a great opportunity for someone who would like to take his/her next step and become Conducting Officer. They would like to find someone matching the company culture, meaning someone caring about...

  • Senior Compliance Officer

    il y a 2 semaines

    Luxembourg Select Luxembourg Temps plein

    **Organisation and department description** Our client, an independent asset manager, specializes in discretionary asset management and estate planning. **Job description** As a Senior Compliance Officer, your role involves: - Creating policies for monitoring counterparties and institutional clients, covering risk assessment, review schedules, and...

  • Senior Compliance Officer

    il y a 1 semaine

    Luxembourg Franklin Templeton Investments Temps plein

    At Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe...

  • Conducting Officer for Risk

    il y a 2 semaines

    Luxembourg Saxton Leigh Temps plein

    **THE COMPANY**: Our client is a global Alternative Investment Fund Manager. They are looking for a Conducting Officer for Risk for their Luxembourg office. **THE RESPONSIBILITIES**: - Be the leader of the Risk Management team of a rapidly growing third-party AIFM, be part of the Risk Committee, Conducting Officers Committee, and reporting to the Board of...

  • Conducting/chief Compliance Officer in a Supermanco

    il y a 2 semaines

    Luxembourg Austin Bright Temps plein

    A **prestigious investment fund management company** is actively looking for a **conducting officer **to join them. Created **more than 10 years ago and part of an old group less than 100 years**, they manage their own **funds** in Luxembourg and have additional **offices in other countries**. Thanks to their **strong reputation**, they are collaborating...

  • Conducting/chief Compliance Officer in a Supermanco

    il y a 2 semaines

    Luxembourg Austin Bright Temps plein

    **Introduction**: A **prestigious investment fund management company** is actively looking for a **conducting officer **to join them. Created **more than 10 years ago and part of an old group less than 100 years**, they manage their own **funds** in Luxembourg and have additional **offices in other countries**. Thanks to their **strong reputation**, they...

  • Senior Compliance Officer Aifm

    il y a 2 semaines

    Luxembourg DSJ Global Temps plein

    DSJ Global LuxembourgPosted 24 minutes ago Hybrid Permanent Negotiable **Opportunity: Senior Compliance Officer AIFM** **Location: Luxembourg** **Reporting to : Chief of Compliance** Our client is a highly entrepreneurial, CSSF authorized AIFM for third party private market investment funds. The company covers Private Equity, Real Estate, Private Debt and...