Senior Compliance Officer: Conducting Officer Path

il y a 1 jour

Luxembourg Austin Bright Temps plein

A well-established ManCo, headquartered in England and firmly rooted in the heart of Luxembourg City, presents an exceptional opportunity for you to join a skilled and diverse team of approximately a dozen compliance professionals. This role offers a clear pathway for career advancement towards broader responsibilities as a Conducting Compliance Officer, making it an exciting prospect for those with ambitions in compliance leadership.

If you are passionate about the asset management sector and eager to contribute to the success of a thriving company, consider joining our team. We value excellence, innovation, and professional growth, and we invite you to become part of our dynamic team.

**Chief Compliance Officer - Your role will involve**:

- Managing the relationship with the **CSSF**, auditors, and lawyers while developing professional relationships with key regulatory authorities.
- Maintaining the compliance monitoring program to mitigate operational and legal risks through proactive monitoring.
- Overseeing **AML/CFT** activities to contribute to the prevention of money laundering and terrorist financing-related criminal activities.
- Monitoring and tracking compliance findings to enhance client and investor confidence through increased transparency.
- Collaborating with internal audit and participating in board meetings to foster a culture of compliance and strong governance within the organization.
- Ensuring compliance of existing policies and procedures by monitoring and interpreting regulatory requirements, while implementing regulatory changes to ensure the company remains up-to-date.

**Chief Compliance Officer - To do so, you must**:

- Have a minimum of **6 to 8 years** of professional experience in Luxembourg.
- Have previous experience in managing **UCITS **and **AIF**.
- Have a professional background demonstrating expertise in Compliance.
- Specialized studies in **Compliance** (e.g., a degree in business law, finance, or other relevant fields).
- Have previous experience in a **ManCo** environment.
- ** Fluent in English** is essential, **French **will be considered as an asset.
- Have in-depth knowledge of Private Equity (PE) and Real Estate (RE).

**Chief Compliance Officer - You will benefit from**:

- ** Flexible hours** and homework, allowing for better work-life balance, providing greater autonomy and flexibility in work organization.
- Career progression and the opportunity to become a **Conducting Compliance Officer** in the future.
- Performance bonuses, rewarding exceptional efforts and results, providing additional motivation to excel in your role.
- ** Meal vouchers**, facilitating meals during working hours, contributing to employee well-being and fostering a pleasant work atmosphere.
- Participation in end-of-year parties in **England**, offering the opportunity to bond with colleagues in a relaxed and festive environment, thereby strengthening team spirit and cohesion.

At Austin Bright, we are a team of professional and committed consultants, specializing in the recruitment of profiles working in the banking and wealth management field. We offer you a personalized, multilingual and strictly confidential service.

  • Conducting Officer Compliance and Aml

    il y a 1 semaine

    Luxembourg CSC (Corporation Service Company) Temps plein

    **Conducting Officer - Compliance & AML (CSSF approved)** **AIFM** **Location: Luxembourg** **Permanent, full time (40 hrs, Monday to Friday) This is a great opportunity to join a fast-growing AIFM and contribute actively to its development and evolution. The Conducting Officer - Compliance & AML will report to the Board of Managers and the Head of...

  • Conducting Officer

    il y a 1 semaine

    Luxembourg Aztec Group Temps plein

    Responsible for leading the Compliance, AML, and Delegation Oversight functions of a newly established AIFM, developing the right policies and procedures in line with regulatory developments, and serve as point of contact for the CSSF. This is a very exciting opportunity to lead and shape a new service offering that is strategically important to Aztec and...

  • Conducting Officer

    il y a 6 jours

    Luxembourg Eurolux Consulting Temps plein

    **Job Description**: We have a superb opportunity for an alternative funds risk professional to join a progressive investment manager as their Conducting Officer Risk. The role offers fantastic variety, with a range of funds investing in venture capital, private equity, private capital, real estate, etc., alongside UCITS, with the business undertaking some...

  • Conducting Officer for Risk

    il y a 1 jour

    Luxembourg Saxton Leigh Temps plein

    **THE COMPANY**: Our client is a global Alternative Investment Fund Manager. They are looking for a Conducting Officer for Risk for their Luxembourg office. **THE RESPONSIBILITIES**: - Be the leader of the Risk Management team of a rapidly growing third-party AIFM, be part of the Risk Committee, Conducting Officers Committee, and reporting to the Board of...

  • Conducting/chief Compliance Officer in a Supermanco

    il y a 1 jour

    Luxembourg Austin Bright Temps plein

    **Introduction**: A **prestigious investment fund management company** is actively looking for a **conducting officer **to join them. Created **more than 10 years ago and part of an old group less than 100 years**, they manage their own **funds** in Luxembourg and have additional **offices in other countries**. Thanks to their **strong reputation**, they...

  • Conducting/chief Compliance Officer in a Supermanco

    il y a 1 jour

    Luxembourg Austin Bright Temps plein

    A **prestigious investment fund management company** is actively looking for a **conducting officer **to join them. Created **more than 10 years ago and part of an old group less than 100 years**, they manage their own **funds** in Luxembourg and have additional **offices in other countries**. Thanks to their **strong reputation**, they are collaborating...

  • Senior Compliance Officer Aifm

    il y a 1 jour

    Luxembourg DSJ Global Temps plein

    DSJ Global LuxembourgPosted 24 minutes ago Hybrid Permanent Negotiable **Opportunity: Senior Compliance Officer AIFM** **Location: Luxembourg** **Reporting to : Chief of Compliance** Our client is a highly entrepreneurial, CSSF authorized AIFM for third party private market investment funds. The company covers Private Equity, Real Estate, Private Debt and...

  • Conducting Officer

    il y a 1 semaine

    Luxembourg Vontobel Holding AG Temps plein

    Luxembourg / 18, rue Erasme - Are you motivated by the world of finance and committed to maintaining the highest standards of integrity? We are seeking a Head of Compliance & AML for our Luxembourg Management Company to take on a pivotal leadership position to safeguard our organisation’s reputation, ensure rigorous regulatory compliance, and guide our...

  • Conducting Officer

    il y a 3 jours

    Luxembourg Robert Half Luxembourg Temps plein

    Robert Half is working exclusively for our client, looking for a Conducting Officer (M/F/X) to lead the depositary services. It is a high exposure role within a growing organization. Robert Half is working exclusively for our client, looking for a Conducting Officer (M/F/X) to lead the depositary services. It is a high exposure role within a growing...

  • Compliance Officer

    il y a 3 jours

    Luxembourg CSC (Corporation Service Company) Temps plein

    **Compliance Officer** **CSC Luxembourg** **Full time, Hybrid **The position** As Compliance Officer you will be responsible for a wide range of activities. Your responsibilities will include but will not be limited to: - Assist the AIFM in complying with the obligations under the AIFM regulations, guidelines, circulars and laws - Identify and assess the...