Senior Compliance Officer 80

il y a 2 semaines


Luxembourg VP Bank (Luxembourg) SA Temps plein

VP Bank Ltd was founded in 1956 and, with over 1'000 employees, ranks amongst the largest banks in Liechtenstein. VP Bank is present with offices in Vaduz, Zurich, Luxembourg, Singapore, Hong Kong and Road Town (British Virgin Islands). Its core competencies include the development of tailor-made financial solutions for intermediaries and private individuals as well as access to private market investments via a curated ecosystem. In addition, the Group has an international fund competence centre. VP Bank is listed on the SIX Swiss Exchange and has received an “A” rating from Standard & Poor’s.

For our location in Luxembourg we are looking for a Senior Compliance Officer (80 - 100%) to support the local growth of VP Bank (Luxembourg) SA.

Your Challenge
- Performing the due diligence on new clients, requesting the KYC information, documentation, review and verification of received documentation and making an analytical risk assessment for new clients in order to ensure consistency with applicable regulations and guidelines, tax agreements and other legal and contractual guidelines
- Periodical evaluation of existing clients according to established policies and procedures
- Periodical review of KYC records as to completeness, including verifying that due diligence has been performed and that client due diligence standards are complied with
- Investigating high risk clients and reporting where necessary, including Politically Exposed Persons
- Communicate effectively and efficiently with relevant internal parties to obtain KYC documents
- Have a thorough understanding of client’s business and related parties in order to monitor client’s activities for unusual transactions
- Perform further investigation on identified suspicious client and client’s transactions and report to the Chief compliance officer
- Providing advice on AML/CTF and KYC/CDD matters to the Client Facing Employees.

Your Profile
- You have a bachelor's degree in law / business studies / finance or related disciplines
- You gained prior working experiences in banking / audit firm and have knowledge of the processes in a bank (ideally in the private banking sector) including the relevant regulatory requirements
- You enjoy both working independently but as well in a team and with other departments
- You are customer oriented and show a high degree of integrity and reliability
- You have a solution-oriented working approach and excellent analytical skills
- You are fluent in English (verbally and in writing), have a knowledge in German, any Scandinavian language is an asset.

In case of an employment we will ask you to provide us a criminal record.

**APPLY NOW


  • Senior Compliance Officer

    il y a 2 semaines


    Luxembourg Abiomis Temps plein

    Permanent Luxembourg 70000€/an BDGR365 Nous avons le plaisir d’accompagner cette PSF avec une très bonne réputation au Grand-Duché, représentée par environ 80 collaborateurs, dans sa recherche d’un Senior Compliance Officer. Depuis sa création il y une dizaine d’années, cette PSF se positionne comme un acteur qui mise sur la qualité de ses...

  • Mid-senior Compliance Officer

    il y a 2 semaines


    Luxembourg Austin Bright Temps plein

    **Situated near Belgian border**, our client is a stable, friendly and accomplished company. Created in the 80's, the founders still work in the company and support their team to grow organically. They offer the challenge of self - governed work and **ensure you the structure for a long-term career**, as example one of the directors started as legal officer...

  • Compliance Senior Officer

    il y a 4 jours


    Luxembourg Alter Domus Temps plein

    For our office in Luxembourg, we are currently looking for a COMPLIANCE SENIOR OFFICER. We offer a dynamic and international corporate atmosphere as well as the benefit of customized training adapted to your needs throughout your career. **JOB DESCRIPTION**: - Ensure that Alter Domus Alternative Asset Fund Administration (ADAAFA) and Alter Domus Depository...

  • Senior Compliance Officer

    il y a 6 jours


    Luxembourg Franklin Templeton Investments Temps plein

    At Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe...


  • Luxembourg Austin Bright Temps plein

    Our client, an independent PSF governance firm in the financial sector, provides governance services for other companies. Based in the heart of the city, our client seeks to strengthen its team of thirty people in a people-oriented, highly entrepreneurial environment. **Senior Compliance Officer/RC - Responsibilities include**: - Assisting clients in...

  • Senior Compliance Officer

    il y a 2 semaines


    Luxembourg Select Luxembourg Temps plein

    **Organisation and department description** Our client, an independent asset manager, specializes in discretionary asset management and estate planning. **Job description** As a Senior Compliance Officer, your role involves: - Creating policies for monitoring counterparties and institutional clients, covering risk assessment, review schedules, and...

  • Senior Compliance Officer

    il y a 6 jours


    Luxembourg Crimson Panda Temps plein

    Crimson Panda are proud to be partnered with Apex Group who are looking for a **Senior Compliance Officer **to join their Apex Fund Services team. **Role Location**: Luxembourg **Department**: Compliance **Employment Type** : Permanent **About Apex** Apex Group is a global financial services provider. We look to recruit bright, articulate and numerate...

  • Senior Compliance Officer Aifm

    il y a 2 semaines


    Luxembourg DSJ Global Temps plein

    DSJ Global LuxembourgPosted 24 minutes ago Hybrid Permanent Negotiable **Opportunity: Senior Compliance Officer AIFM** **Location: Luxembourg** **Reporting to : Chief of Compliance** Our client is a highly entrepreneurial, CSSF authorized AIFM for third party private market investment funds. The company covers Private Equity, Real Estate, Private Debt and...

  • Senior Compliance Officer

    il y a 4 heures


    Luxembourg - rue des Girondins Howden Temps plein

    The RoleThis is a six-month fixed-term contract to provide cover for a team member's absence. This role can be based in Luxembourg or Paris.The Senior Compliance Officer will report directly to the Senior Compliance Manager - Europe.The jobholder will support the European Compliance Department in ensuring that the European offices of the Operating Entity...

  • Senior Officer

    il y a 2 semaines


    Luxembourg Engelwood Group Temps plein

    **Engelwood Asset Management S.A. -**SENIOR OFFICER - COMPLIANCE**:** **Engelwood Asset Management S.A. is active in fund structuring, asset management and asset services. The company was founded in July 2001 and was renamed Engelwood Asset Management S.A. in July 2019.** **Engelwood Asset Management S.A. is a CSSF regulated third party AIFM (European...