Head of Compliance

il y a 1 semaine

Luxembourg EFA Temps plein

**Your tasks and responsibilities**:

- Manage day-to-day activities of the Compliance department and offer ongoing support to all departments on Compliance issues, especially concerning AML/KYC files related to EFA’s Transfer Agency activity and to the onboarding of new investment vehicles to be serviced by UI efa
- Supporting the RR (_Responsible for the AML/CTF obligations_) and the Management Board as part of their responsibilities
- Update general Compliance policies and procedures as required by Luxembourg Law, more particularly concerning UI efa’s AML/KYC framework and risk approach. Organize or perform regular trainings regarding such compliance areas
- Maintenance of risk assessment methodology and country risk assessment as well as to assess AM/CTF risk on an annual basis
- Perform and enhance the compliance framework monitoring, including second line of defence controls and thematic reviews
- Be the Chairman of UI efa’s internal “AML/KYC Committee”
- Write regular reports on Compliance issues to the Management Board and the Supervisory Board
- Liaise with the Audit, Compliance and Risk Committee composed by members of the Supervisory Board and the external auditor
- Be the contact person with the regulatory authorities (CSSF, CRF)
- Oversee and assist with new client relationships or new products from a compliance perspective
- Encourage development of the compliance culture within the Company
- Participate in projects to implement or improve information technology solutions for managing AML/KYC processes
- Act as Responsible in charge of the control of compliance with AML/CTF professional obligations (**RC**)
- Act as Data Protection Officer
- Report directly to the Member of the Management Board in charge of Compliance

**Your skills and experience**:

- You hold a University degree in law, finance or economics
- You have at least 10 years of experience in the financial sector and more than 5 years in compliance, preferably in the financial sector in Luxembourg with an experience in leadership
- You are an **expert of current KYC and AML** practices and have a thorough knowledge of the legal and regulatory environment applicable to a Luxembourg Central Administration (including EU/ CSSF rules and regulations) and its clients being regulated or non-regulated investment funds
- You have the ability to set clear compliance strategy and direction, are results-oriented, but still aware of risk management aspects
- You combine a large autonomy with the necessary attention to detail, have strong priority-management skills at both individual and team levels.
- You are very well organized, committed to deadlines and able to work independently
- You have very good knowledge of Microsoft Office
- You are fluent in English, French and German will be considered an advantage
- You have excellent communication and writing skills

**What we offer**:

- An exciting working environment and challenging tasks
- Extensive insight into the European fund industry
- Friendly, international and goal-oriented working environment
- High degree of independent work
- Varied work as part of a dynamic and ambitious company that has been established in the Grand Duchy of Luxembourg for more than 25 years
- An attractive remuneration scheme: Company Agreement, 34.5 days’ leave, Lunch Pass card, life and disability insurance, pension scheme, interest subsidies, a Sympass card, offices located close to the Luxembourg Central Station, etc.

  • Head of Compliance Operations

    il y a 2 semaines

    Luxembourg Mangopay Temps plein

    At Mangopay, our mission is to power the payment infrastructure and payment operations of the world's biggest and most exciting marketplaces & platforms. We provide marketplaces and platforms with powerful modular payment and regulatory solutions. Since 2013, we have enabled the success of some of the biggest names in e-commerce, retail, and cutting-edge...

  • Head of Compliance

    il y a 2 semaines

    Luxembourg Austin Bright Temps plein

    **Introduction**: Looking for an **opportunity in compliance?** You have a convincing experience in this field and you wish to invest yourself in a **human-sized** company that promotes a very good **work-life balance?** Look no further: this position is for you. We are actively looking for a **Head of Compliance** to join one of our clients, a renowned...

  • Head of Risk

    il y a 19 heures

    Luxembourg Austin Bright Temps plein

    Our client is a **globally minded law firm** headquartered in Luxembourg, strategically positioned to serve an international clientele. Renowned for its excellence in legal and advisory solutions, the firm is at the forefront of innovation and regulatory expertise, guiding clients through complex legal and compliance challenges. This **Head of...

  • Head of Compliance Aml Sanctions

    il y a 19 heures

    Luxembourg Findel Airport Quintet Private Bank Temps plein

    **Purpose of the Job**: Quintet Private Bank is a leading private bank in the wealth management sector; we are committed to our clients and their families, and pride ourselves on our personalized service based on a deep understanding of our clients’ requirements. We are small enough to be agile and responsive to client needs, but large enough (around 2,000...

  • Head of Compliance

    il y a 2 semaines

    Luxembourg FUNDER S.A. Temps plein

    **Funder S.A. (Funder)** is a Chapter 15 management company and alternative investment fund manager (AIFM) established in Luxembourg and supervised by the _Commission de Surveillance du Secteur Financier_ (CSSF). Funder is a third-party management company / AIFM providing services to fund promoters willing to establishing an investment fund in Luxembourg in...

  • Head of Client Compliance Services

    il y a 1 semaine

    Luxembourg AP Executive Temps plein

    New - Location: Luxembourg - Salary: Negotiable per annum - Job Type:Permanent Posted about 2 hours ago Our client is looking for a Head of Client Compliance Services to join its team based in Luxembourg. In this new role, which will develop, lead and actively manage a team of client facing compliance services processionals. In addition, take on the local...

  • Deputy Head of Technology

    il y a 2 semaines

    Luxembourg Coinbase Temps plein

    Ready to be pushed beyond what you think you’re capable of? At Coinbase, our mission is to increase economic freedom in the world. It’s a massive, ambitious opportunity that demands the best of us, every day, as we build the emerging onchain platform — and with it, the future global financial system. Our work culture is intense and isn’t for...

  • Head of Fund Accounting

    il y a 19 heures

    Luxembourg TMF Group Temps plein

    **General Information**: - Job ID - 32565 - Location - Luxembourg, Luxembourg - Work Types - Full Time - Categories - Client Relationship Management, Funds, Management **About TMF Group** TMF Group is a leading provider of critical administrative services, helping clients invest and operate safely around the world. Our 11,000 experts and 125+ offices in...

  • Head of Performance

    il y a 7 jours

    Luxembourg (Siège Lux House) ING Temps plein

    Your role & work environment ING Luxembourg is seeking a Head of Performance and Reward to join it's HR team.The Head of Performance and Reward will be a key contributor of the Luxembourg Human Resources Team and is responsible for Compensation, Performance Management, Regulatory Compensation and Governance, Pay equity/transparency matters as well as for...

  • Head of Legal

    il y a 2 semaines

    Luxembourg GS Advisory Temps plein

    We are recruiting for one of our clients, a growing company in the financial services sector, seeking a **Head of Legal** to join their team based in Luxembourg. The Head of Legal will be responsible for the effective management of the company's legal department. **Responsibilities**: - **Legal Management**: Oversee the legal department to ensure efficient...