Associate Director

il y a 4 jours


Luxembourg Waystone Governance Ltd. Temps plein

Are you a driven and inquisitive individual who has 6 - 8 years management experience in a risk or regulatory-related role within the funds industry. If so, we want to hear from you

The role of the Associate Director - Regulatory Reporting COE is to manage and coordinate the timely completion of periodic and ad-hoc updates of regulatory documents and reports on behalf of external and internal clients. These documents and reports include mainly UCITS-KIIDs, PRIIP-KIDs, EETs and EMTs. Assisting the Head of COE Operations with the development of the Regulatory Reporting COE and ensure the appropriate framework is established. This is a lead role in growing the Regulatory Reporting COE with a specific focus on successfully integrating regulatory reporting activities from global business units.

**Key responsibilities**
- Management and supervision of COE staff members in completing regulatory reports and documents.
- Ensure appropriate Regulatory Reporting COE framework is established e.g. ensure SLA’s, KPI’s etc. are established between COE and outsourcing entity and also between Waystone and the external clients.
- Establish areas the COE can add value to the group with regards to activities specific to regulatory reporting.
- Interaction with clients for review of regulatory submissions and supervision of timely amendments.
- Performing data management and manipulation using a range of tools.
- Work with systems such as Avanterra, RABBIT, and Bloomberg.
- Perform reconciliations on a range of data, accounting, compliance checks.
- Attend presentations to clients and potential clients when required to present and discuss regulatory reporting in the context of the COE.
- Actively participate in fund governance meetings and attend technical training when required.
- Documentation and backup of all operational processes and build procedures.
- SME in regulatory reporting requirements specific to UCITS-KIIDs, PRIIP-KIDs and other regulatory filing requirements.
- Follow and enhance existing procedures, to solve routine problems and help in the development of new procedures as required.
- Keep abreast of regulatory changes and liaise with fund service providers as required.

**Education**:A minimum of a 3rd level Degree in Finance, Business or similar field is required. A Master’s Degree in a Finance or Mathematical field or a related professional qualification (desirable).

**Experience**:

- 6 - 8 years in a risk or regulatory-related role preferably within the funds industry.
- Exposure to regulatory reporting, including UCITS-KIIDs, Solvency II and PRIIP-KIDs.
- Exposure to a number of risk measurements including Value at Risk, Stress Testing, Liquidity Analysis, Greeks, Back Testing and will have a strong knowledge of a range of instruments including derivatives.
- Strong communication skills both written and oral are essential.
- Fluency in English is essential and in any other European language is an advantage.
- Advanced Excel skills
- Experience of Bloomberg (desirable)
- Management or supervisor experience is essential.



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