Compliance Manager
il y a 7 jours
**Join JTC where your contribution will be valued.**:
We currently have an exciting opportunity for a Compliance Manager - Risk & Compliance to join our team in Luxembourg.
Be responsible for Compliance and Risk matters and provide guidance and support to the client-facing staff.
**Main Responsibilities and Duties**:
- Take responsibility for AML/CFT matters and provide guidance and support to the client-facing staff and be solutions-oriented;
- Identify and implement policies and risk mitigating procedures;
- Guide other teams within the organization throughout the AML/CFT compliance processes and check the implementation;
- Handle escalations from the Transfer Agency team and perform ad-hoc controls;
- Handle escalations of AML/CFT breaches;
- Produce key review outputs e.g. review reports and participating fully in the identification and assessment of risk, to help set JTC’s risk appetite;
- Assist in the implementation and ongoing effective compliance/transactional monitoring in accordance with regulatory and business requirements;
- Participate in the client acceptance process and validate all the documents required to comply with AML/CFT regulations in Luxembourg;
- Implement and periodically review the KRIs throughout the business;
- Coordination of KPIs collection for AML/CFT reporting;
- Liaise with internal and external auditors and provide requested AML/CFT materials;
- Assist the RC for AML/CFT Reporting preparation (internal and to authorities);
- Provide education and training to staff on AML/CFT matters, strengthen risk awareness and develop a risk-based culture;
- Assist with AML/CFT projects coordination.
**Essential Requirements**:
- Bachelor or a Master degree in law, finance or economics;
- Proven experience of minimum 5 years in a PFS or in the funds industry in a Risk & Compliance function including a deep knowledge of AML/KYC laws and regulations;
- Demonstrate a clear understanding of the compliance and statutory obligations related to Luxembourg regulated and non-regulated investment funds;
- Able to take responsibility, prioritise, use initiative and to get on with others as a team player;
- Demonstrate autonomy, motivation, enthusiastic and positive approach, good organisational capabilities, excellent client service attitude and proactivity;
- Fluency in English, other language knowledge will be an asset.
JTC is a publicly listed, award-winning provider of fund, corporate and private client services to institutional and private clients. The principle of making all our people owners of the business is fundamental to our culture and aligns us completely with the best interests of our clients.
JTC’s culture places a strong focus on the development of its employees. We value our employees’ commitment to their career and encourage and support you if you wish to pursue a professional qualification as well as providing ongoing learning and development opportunities through our Academy and Gateway programmes. Our vision for the future is driven by an entrepreneurial and innovative spirit.
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