Compliance Manager
il y a 2 semaines
Job Description
JOB TITLE Compliance Manager
DEPARTMENT Compliance Advisory
REPORTING LINE Head of Compliance Lux
SUMMARY DESCRIPTION
Overall role is to be part of the Compliance Advisory Teamt of Aberdeen Standard Investments Luxembourg SA. The role will report to the Head of Compliance and will support the Conducting Officer responsible for the Compliance function also acting as Compliance Officer in fulfilling regulatory obligations with regards to Management Company and AIFM business activities.
GENERAL OBJECTIVES
To support Aberdeen Standard Investments Luxembourg SA. (“Management Company/AIFM”) in ensuring compliance with its activities, giving required advice, and providing required reporting.
SPECIFIC RESPONSIBILITIES
- To provide regulatory advice to the business and general support to all areas of Compliance operations as directed by Reporting Line Manager.
- To assist in the maintenance of positive and constructive relations with Aberdeen’s regulators and external auditors.
- To provide advice to the business on a number of projects including new fund launches and other fund related project.
- To advice on interpretation of the regulatory rules impacting the business and undertaking required gap analysis / assessing their impact on the business.
- To prepare compliance reporting to the Management Company/AIFM’s Board and Executive committee, to the group compliance function, as well as to Fund boards
- To oversee regulatory reporting requirements and deadlines
- To deliver compliance training to the company’s employees
- To maintain the various compliance registers including complaints register, regulatory, conflict of interest, and personal account dealing.
We’re committed to providing an inclusive workplace where all forms of difference are valued and which is free from any form of unfair or unlawful treatment. We define diversity in its broadest sense - this includes but is not limited to our diversity of educational and professional backgrounds, experience, cognitive and neurodiversity, age, gender, gender identity, sexual orientation, disability, religion or belief and ethnicity and geographical provenance. We support a culture that values meritocracy, fairness and transparency and welcomes enquiries from everyone.
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