Senior Manager, Regulatory Compliance

il y a 2 semaines

EschsurAlzette, Luxembourg Royal Bank of Canada Temps plein

**Come Work with Us**

At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.

Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.

**Job Title**

Senior Manager, Regulatory Compliance

**What is the opportunity?**

For our Compliance Department in Luxembourg, we are looking for a compliance professional to deal with regulatory compliance matters (excluding AML). Covering areas such as Business and Market Conduct related regulations, the Senior Manager will support Compliance activities in relation to Risk Appetite, Frameworks and Culture, as well as Compliance Monitoring & Testing, Actions follow-up and Reporting, with immediate focus on Luxembourg but also providing key support and oversight on underlying subsidiaries and branches, essentially in Europe and Malaysia.

**What will you do?**
- Identification and assessment of non-Compliance Risks:

- Manage the development and update of the Bank’s Compliance Risk Appetite, Framework, Policies, and Procedures, ensuring these address (evolving) Regulatory requirements, factoring business specificities, as appropriate;
- Manage the development and update, in collaboration with Business, a Compliance Risk Assessment of the activities carried out by the Bank;
- Participate in the design and implementation of the employee information and training system.
- Control (Monitoring & Testing) and Oversight:

- Carry out 2nd line independent controls as well as review, assess and test relevant business controls supporting compliance with the Bank’s Compliance framework and applicable regulations;
- Support and oversee subsidiaries and branches Compliance related activities, in conjunction with Local Compliance Officers;
- Perform ad-hoc Compliance reviews, as appropriate.
- Monitoring and Reporting
- Follow up on Compliance / Regulators’ recommendations (where applicable);
- Contribute to the Bank’s Compliance reporting processes.

**What do you need to succeed?**

**Must-have**
- Previous regulatory experience in Big 4, asset servicer, bank or asset manager
- Strong knowledge of applicable laws and regulations, including CSSF circulars in Luxembourg
- Experienced in (Regulatory) control assessments (design and effectiveness)
- Excellent analytical and communication skills (including writing skills);
- Team spirit and collaborative mindset, combined with ability to exercise independent judgment
- Proficient in English and French.

**Nice-to-have**
- Compliance Certification
- Advanced MS Excel and/or Access skills
- Good knowledge of products and services offered by an Investor Servicing Bank (in particular in relation to Custody/Depositary role);
- Superior problem solving skills;
- Strong organizational competences.

**Job Summary**

Reporting to the Director, Head of Regulatory Compliance in Luxembourg, the Senior Manager will be a key person in the regulatory compliance framework of RBC IS Bank. (S)he will in particular play, in conjunction with the rest of the team, a leading role in Identification and Assessment of non-Compliance Risk, but also Compliance Controls (Monitoring & Testing) as well as oversight activities (in relation with subsidiaries and branches). Finally, (s)he will contribute to follow up of relevant action plans and reporting activities.

**Address**:
Esch-sur-Alzette, Luxembourg

**City**:
LUX-DISTRICT_DE_LUXEMBOURG-ESCH-SUR-ALZETTE

**Country**:
Luxembourg

**Work hours/week**:
40

**Employment Type**:
Full time

**Platform**:
Group Risk Management

**Job Type**:
Regular

**Pay Type**:
Salaried

**Posted Date**:
2023-05-04

**Application Deadline**:
2023-12-31

**I**nclusion** and Equal Opportunity Employment**

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

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