Due Diligence Specialist, Aml/kyd

il y a 4 semaines

Luxembourg Schroders Temps plein

**Due Diligence Specialist**

**AML/KYD & Distributor oversight,**

**Who we’re looking for**

**About Schroders**

We’re a global investment manager. We help institutions, intermediaries and individuals around the world invest money to meet their goals, fulfil their ambitions, and prepare for the future.

We have around 6,000 people on six continents. And we’ve been around for over 200 years, but keep adapting as society and technology changes. What doesn’t change is our commitment to helping our clients, and society, prosper.

**What you’ll do**

The role of the Due Diligence Specialist AML/Know Your Distributor (KYD) is the performance of initial and ongoing AML due diligence on intermediary business partners investing in Schroders Investment Management Europe (SIM EU) products.

Manage effectively the day to day responsibilities pertinent to the Initial and Ongoing Due Diligence activities with an emphasis on quality and the awareness of money laundering risk linked to the operational models, distribution and marketing behaviour for the promotion of SIM EU funds and services.

The Due Diligence Specialist will have at least the following duties and responsibilities:

- Maintain 1st line of defence compliance with Financial Crime policy and Schroders distribution principles.
- Develop effective controls related to AML/CTF and KYD in line with regulatory requirements/market practice which requires 4 eyes review and act as a checker in the context of initial and ongoing due diligence.
- Evaluate the risks of Intermediaries and their network prior to entering a business relationship as well as on an on-going basis.
- Ensure a more thorough and detailed due diligence by getting evidence of adequate FC controls by binding and voluntary means with Schroders counterparties
- Analyse the sales and operating model (covering marketing activities) of Intermediaries in relation to SIM EU funds, in particular cross-border distribution, as well as local marketing rules for unregistered funds during the onboarding and ongoing due diligence exercises.
- Review of the Intermediaries’ AML/CTF policies and other relevant investor documents on a case by case basis.
- Closely work with the Client Service Managers (CSMs) on gathering the AML/KYD and business required information.
- Provide advice on new distribution channels, associated risks and possible mitigations.
- Ensure that all documents related to business counterparties are properly documented and accessible to internal and external auditors after required quality checks.
- Work closely with Compliance, Legal, Internal Audit and other business teams on BAU and new AML/KYD requirements
- Take ownership of complex AML matters and provide guidance and support the team and other business teams such as the CSM or the MLRO.
- Support the Head of Monitoring & Oversight in performing his duties.
- Ensure all activities are in line with Schroder’s Group Due Diligence Mandatory Procedures.

**The knowledge, experience and qualifications that you will need**
- A proven career in AML/KYD or KYC (minimum of 2 years) at a Luxembourg Asset Manager with in-depth knowledge of AML/CTF regulatory requirements and market practice, particularly in Luxembourg.
- A good understanding of the onboarding and ongoing process and be familiar with the 4 eyes checks on due diligence activities in place by AML/KYD.
- Knowledge of the Commission de Surveillance du Secteur Financier (CSSF) regulations in relation to AML due diligence.
- Strong interpersonal skills with the ability to communicate at all levels.
- Proven leadership, people management and organisational skills.
- Experienced in advising a sizeable team on a day to day basis and making key decisions.
- Experience of managing significant regulatory change in both a BAU and project environment, as well as effective relationship management skills with third party administrators.
- Excellent relationship building skills with internal stakeholders: Client Service Team, MLRO (Money Laundering Reporting Officer), Legal and Compliance.
- A strong knowledge of Microsoft Office, in particular Excel and Word.
- A University degree or equivalent professional qualification.

**What you’ll be like**
- You are a decision taker with a solution-oriented mind-set, capable of taking initiatives.
- You can multi-task, work under pressure with respect to the deadlines.
- You are able to work in a dynamic and changing environment.
- You are enthusiastic with a positive can-do attitude.
- You gain commitment through excellent influencing skills.
- You never compromise on quality of the AML reviews and adhere strictly to the policy.
- You pay good attention to detail while appreciating the bigger picture.
- You are focused and follow topics till their full resolution,
- You are a team player.

**We’re looking for the best, whoever they are**

Schroders is an equal opportunities employer. You're welcome here whatever your socio-economic backg

  • Senior Manager

    il y a 2 semaines

    Luxembourg M&G plc Temps plein

    At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to make a positive impact for our environment and communities. To help us achieve...

  • Distributor Due Diligence Specialist

    il y a 7 jours

    Luxembourg M&G plc Temps plein

    At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to make a positive impact for our environment and communities. To help us achieve...

  • Specialist (M/w/d) Due Diligence

    il y a 1 semaine

    Luxembourg Hauck Aufhaeuser Lamp Private Bank AG Temps plein

    Specialist (m/w/d) Due Diligence - Luxemburg - Asset Servicing - Vollzeit - unbefristet CHALLENGE YOURSELF: Du möchtest Deine persönliche Entwicklung und berufliche Laufbahn aktiv mitgestalten? Dann bist Du bei uns richtig! Die Hauck & Aufhäuser Fund Services S.A. ist einer der führenden Anbieter im Private-Label-Fondsgeschäft in Luxemburg. Wir sind im...

  • Senior Client Due Diligence Officer

    il y a 7 jours

    Luxembourg Partners Group Temps plein

    **What it's about** In addition, you will have to develop a relationship, collaborate and communicate with a multitude of other stakeholders such as local committee members, investors and regulatory bodies. Your tasks will include: - Maintaining a state of the art, risk-based control testing program on AML/CFT service providers, for a variety of areas,...

  • Depositary Due Diligence

    il y a 1 semaine

    Luxembourg Funds Talent Temps plein

    **Depositary Due Diligence - Senior Officer**: We are excited to announce an opportunity to join our client’s Depositary team in Luxembourg as a **Due Diligence Senior Officer**. This role offers a chance to develop your career within the organization and contribute to the due diligence oversight framework strengthening and development. As a Senior...

  • Due Diligence Officer

    il y a 2 semaines

    Luxembourg NatWest Temps plein

    Join us as a Due Diligence Officer - To succeed in this role, you’ll need to have experience working in the funds industry and knowledge of Luxembourg alternative funds and AIFMD regulations - We’ll look to you to support the overall due diligence review process for a specific business’ risk and compliance practice behaviour - This role will open up...

  • Ongoing Due Diligence Registration Analyst

    il y a 4 semaines

    Luxembourg State Street Temps plein

    **INTERNATIONAL FINANCIAL DATA SERVICES (IFDS)** A People Company IFDS’ best asset is its people. We have a great pool of talent surrounded by experienced senior teams and we care about our people. At IFDS, we continuously invest in our people by offering training, mobility opportunity, mentoring, and we support and nurture them in their career...

  • Ongoing Due Diligence Registration Analyst

    il y a 1 semaine

    Luxembourg State Street Temps plein

    INTERNATIONAL FINANCIAL DATA SERVICES (IFDS) A People Company IFDS’ best asset is its people. We have a great pool of talent surrounded by experienced senior teams and we care about our people. At IFDS, we continuously invest in our people by offering training, mobility opportunity, mentoring, and we support and nurture them in their career development....

  • Ongoing Due Diligence Registration Analyst

    il y a 5 heures

    Luxembourg State Street Temps plein

    **INTERNATIONAL FINANCIAL DATA SERVICES (IFDS)** A People Company IFDS’ best asset is its people. We have a great pool of talent surrounded by experienced senior teams and we care about our people. At IFDS, we continuously invest in our people by offering training, mobility opportunity, mentoring, and we support and nurture them in their career...

  • Due Diligence Manager

    il y a 6 jours

    Luxembourg Alter Domus Temps plein

    **ABOUT US** We are Alter Domus. Meaning “The Other House” in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries. With a deep understanding of what it takes to succeed in alternatives, we believe in being different. Invest yourself in the...

  • Customer Due Diligence Specialist, Associate 1

    il y a 1 semaine

    Luxembourg Spot On Sp. z o.o Temps plein

    The CDD Team sources documentation primarily via the internal Client Service and Client Relationship teams. On a case by case basis such input may need to be augmented by documents collected directly from our clients or from the public domain. The complete document package is used to prepare an electronic AML/KYC profile that meets the local and corporation...

  • Due Diligence and Oversight Officer

    il y a 4 semaines

    Luxembourg Eurolux Consulting Temps plein

    **Job Description**: Our client is looking for a Due Diligence and Oversight Officer to join their Depositary Team. You will have experiences in oversight and control within financial services, perhaps from an Audit or Depository background with good understand of AIFM regulations. Our client is a large and growing business, which has a dynamic and...

  • Due Diligence and Oversight Officer

    il y a 5 heures

    Luxembourg Eurolux Consulting Temps plein

    **Job Description**: Our client is looking for a Due Diligence and Oversight Officer to join their Depositary Team. You will have experiences in oversight and control within financial services, perhaps from an Audit or Depository background with good understand of AIFM regulations. Our client is a large and growing business, which has a dynamic and...

  • Senior Specialist

    il y a 3 jours

    Luxembourg Hauck Aufhäuser Lampe Privatbank AG Temps plein

    CHALLENGE YOURSELF: Du möchtest Deine persönliche Entwicklung und berufliche Laufbahn aktiv mitgestalten? Dann bist Du bei uns richtig! Die Hauck & Aufhäuser Fund Services S.A. ist einer der führenden Anbieter im Private-Label-Fondsgeschäft in Luxemburg. Wir sind im Hauck Aufhäuser Lampe-Konzern der Spezialist und kompetente Partner für die Betreuung...

  • Spécialiste Aml/kyc Senior

    il y a 2 semaines

    Luxembourg Menway Executive Search Temps plein

    Traitements opérationnels des remédiations KYC et KYT, - Reengineering durable des processus liés aux équipes Customer Due Dilligence, - Implémentation ou upgrade des outils touchant à la conformité (gestion de projet, business analyse, gap analysis) - Refonte des procédures en lien avec les nouvelles réglementations. - Niveau bac+5 - Expérience de...

  • Aml Specialist

    il y a 4 semaines

    Luxembourg CSC (Corporation Service Company) Temps plein

    Senior AML/KYC Officer Funds Services CSCLuxembourg FullTime #Hybrid As a Senior AML/KYC Officer, you will be responsible for ensuring that the organization complies with all relevant AML and KYC regulations and guidelines. You will play a critical role in identifying, assessing, and mitigating risks related to money laundering, terrorist financing, and...

  • Aml Specialist

    il y a 5 heures

    Luxembourg CSC (Corporation Service Company) Temps plein

    Senior AML/KYC Officer Funds Services CSCLuxembourg FullTime #Hybrid As a Senior AML/KYC Officer, you will be responsible for ensuring that the organization complies with all relevant AML and KYC regulations and guidelines. You will play a critical role in identifying, assessing, and mitigating risks related to money laundering, terrorist financing, and...

  • Manager - Customer Due Diligence (M/w/d)

    il y a 1 semaine

    Luxembourg Empira AM Gmbh Temps plein

    ORT - LuxemburgTYP - TeilzeitIhre Aufgaben - Umsetzung der internen AML/KYC Due Diligence Prozeduren zur Annahme von Kunden sowie der laufenden Überprüfung von Kundenakten (u.a. AML/KYC-Risikobewertung, Sanktions-Screening, Adverse Media Checks, UBO-Identifizierung, KYC Review) zur Verhinderung von Geldwäsche und Terrorismusfinanzierung - Initiale und...

  • Transfer Agent

    il y a 4 semaines

    Luxembourg Bank Pictet & Cie (Europe) AG, succursale de Luxembourg Temps plein

    Pictet is an investment-led service company, offering wealth management, asset management and related services. We are an independent investment partnership known for our long-term mindset, responsible approach to business and entrepreneurial spirit. These principles have defined us since 1805. For our clients, colleagues, and wider society, we always aim...

  • Aml/kyc Specialist

    il y a 1 semaine

    Luxembourg Select Temps plein

    You will take part in the Ongoing Due Diligence team, composed of 10 involved persons that cooperates in a serene and enthusiastic environment. By continuously supporting the Team Leader in his tasks, you will be in charge of: Perform Due Diligence; Manage the daily schedule of the ODD team; Keep up-to-date database and working tools; Keep processes on track...