Compliance Officer
il y a 4 semaines
**Job type**:
- Permanent**Emp type**:
- Full-time**Industry**:
- Fiduciary**Location**:
- Luxembourg, Luxembourg**Job published**:
- 15-05-2023**Job ID**:
- 33228On behalf of our client, we are seeking an experienced professional to join their team as a Compliance Officer & RC Support. As Compliance Officer, you will be responsible for ensuring that the business is compliant with all relevant regulations and policies. As RC Support, you will assist the “Responsable du Contrôle” in conducting controls, monitoring, and ensuring that they are performed with the highest quality and in a timely manner.
**Your Purpose**
- Assess the AML risk exposure of the AIFM, the funds managed, and counterparts.
- Provide compliance advisory on applicable rules and regulations, resolution of Compliance-related queries, oversight of AML process and risk assessment, and day-to-day Compliance support for the operation teams.
- Participate in regulatory gap analysis, implementation, development, and maintenance of AIFM compliance-related policies and procedures and monitor compliance with regulatory requirements on all activities.
- Support the “Responsable du Contrôle” of the company in conducting corresponding controls and monitoring to ensure they are performed with the highest quality and in a timely manner.
- Participate in the coordination and implementation of new and/or amended group or jurisdictional compliance and reporting standards (including non-Luxembourg regulations when appropriate).
- Set up procedures and reports specific to the AIFM that fit in Group policies and principles.
- Monitor and report on Compliance issues to the management and potentially to Funds Board in line with relevant investment restrictions and pricing policies where appropriate.
- Provide help, guidance, and direction to other employees in relation to AIFM AML related queries.
- Remain informed and up to date on regulatory developments affecting the business and contribute to assessing their impact.
- Support responses to consultations and suggest necessary changes to policies, procedures, and processes.
- Perform second-line of defence reviews of transactions and fund risk ratings and monitor the transactions approved by the AIFM in accordance with policies.
- Oversee the due diligence process over delegates of the AIFM, support the oversight of delegated AML processes and risk assessment by analysing KPIs and data provided.
- Participate in client and fund onboardings and AML/KYC assessments.
- Provide support for internal and external audits and AML-related internal audit points.
**Your Profile**
- University degree in Economics, Finance, Law, or Risk Management.
- Minimum of 3 to 5 years of experience within Compliance, Risk, or Audit area.
- Strong understanding of regulations applicable to Luxembourg management companies (i.e., governance, AML, investor protection, rules of conduct, KYC, delegation oversight, etc.).
- Excellent analytical skills, highly detail-oriented, thorough, with excellent organizational and communication skills, the ability and eagerness to learn quickly.
- Proactive with a client service-oriented attitude.
- Strong relationship management skills.
- A self-starter, can-do attitude, willing to take ownership in processes/projects. Ability to work in a very dynamic environment.
- Fluent in English, both spoken and written. Able to draft reports in plain English.
- Could this be the right opportunity for you? Please do not hesitate to send your CV to
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