Senior Compliance Officer
il y a 2 semaines
Senior Compliance Officer - Financial Crime Compliance - Corporate Sector
Role & work environment
The Financial Crime Compliance Wholesale Luxembourg (FCC Wholesale Banking) team within the compliance department is the second line of defense function supporting the wholesale segment in Luxembourg for the purpose of managing Financial Crime Compliance (FCC) risks.
The team of Wholesale Banking FCC specialists (advisors) is dedicated to support the wholesale business in complying with FCC policies and regulations in line with the Compliance Risk Management Charter by performing horizon scans, maintaining the policy framework, supporting & challenging risk assessments, delivering advices, assuring training & awareness, tracking issues and escalating where and when needed. At the same time it looks for global alignment and uniformity in approach in order to contribute to efficient KYC[1]processes and a flawless client experience. The team is working together based on knowledge and expertise, as well as the skill set needed to best perform the job.
You report hierarchically to the Head of the FCC Wholesale Banking Team, who reports to the Head of Financial Crime Compliance of ING Luxembourg.
Key responsibilities
The position is a key channel for advice, training, translating (external) developments to the wholesale banking environment as well as communicating and sharing of best practices.
As an expert in the FCC domain your main focus lies on Anti-Money Laundering (AML), Economic and Financial Sanctions including Export Controls and Proliferation Financing which translates to the following (non-exhaustive) overview of activities, which you will execute autonomously or in cooperation with senior team members:
- Point of escalation and coordination for Wholesale Luxembourg, specifically:
- Analysis, challenging and advice on customer due diligence escalations triggered by:
- New client Onboarding;
- client reviews (periodic, event driven) including transaction analysis;
- Offboarding;
- Waivers.
- Analysis, decisioning and follow through on FCC alert escalations triggered by:
- Pre transactions screening;
- Name screening (PEP);
- Negative News Screening.
- Advice on flagged corporate lending and trade finance transactions.
- Support analyses, advices and investigations related to correspondent banking activities;
- Support the business, FCC Luxembourg and Belgian/ Corporate FCC function in maintaining the wholesale and correspondent banking FCC control framework by translating regulations and requirements to practical implementable policies, guidelines, instructions or solutions;
- Advising on risk appetite setting and translation thereof in compliance related processes;
- Pro-actively oversee and advice (partner) with our Luxembourgish and global wholesale businesses on the embedding of the FCC controls within the wholesale domain by analysing and formulating advices on the compliance risks of products, processes or projects or delivering support and challenge when needed any risk assessment or mitigation (e.g. participating SIRA).
- Work from the basis of what’s possible within the confines of law and regulations and at the same time enabling the business in achieving sustainable growth. Proceed to instructions or escalation if advices are not considered;
- Assure in close cooperation with the wholesale business that all identified FCC risks are correctly registered in I-Risk and follow-up the correct closure of the mitigating actions.
- Pro-actively inform compliance management on the evolution of the FCC compliance risk management in your domain;
- In close collaboration with colleagues of other compliance teams, promote/enhance the knowledge and awareness with regards to FCC within the organisation and contribute to the drafting and/or implementation of the annual compliance training plan;
- Represent the FCC Wholesale Banking team in projects, workgroups by coordinating, providing input, defending his/ her position, challenging the discussions and communicating the output to the members of the team;
- Identify key areas for improvement and provide support and guidance to implement good practice; Drive the implementation of automated process, robotics or data analytics techniques in order to maintain the efficiency of the FCC wholesale compliance related processes and tools;
- Support the head of FCC Wholesale Banking in providing clear and convincing compliance risk management reporting in all its forms;
- Contribute to the Group FCC enhancement program, as applicable to Luxembourg;.
- Oversee and advice (partner) with our Luxembourg and global WB businesses on the embedding of the FCC controls within the WB domain;
- Align the activities and seek for uniformity in approach of the WB MLRO/FCC community with the global functions;
- Be a support and coach for his/ her junior colleagues and helps them in their challenge an decision making.
Key Competences
- A colleague with a talent for taking i
-
(Senior) Regulatory Compliance Officer
Il y a 3 mois
Luxembourg Findel Airport ING Temps plein(Senior) Regulatory Compliance Officer ING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair...
-
Senior Compliance Officer
Il y a 4 mois
Luxembourg Findel Airport ING Temps pleinFCC Retail Senior Compliance Officer Tax Role & work environment Financial Crime Compliance Retail Luxembourg (FCC Retail) team within the compliance department is the second line of defence function supporting the retail segment in Luxembourg for the purpose of managing Financial Crime Compliance (FCC) risks. The team of Retail Banking FCC specialists...
-
Compliance Aml Officer
Il y a 3 mois
Luxembourg Findel Airport Quintet Private Bank Temps plein**Purpose of the Job**: **Key Accountabilities**: - Coordinating the AML/CFT Compliance monitoring reporting process with MLROs and AML/CFT teams across locations in Quintet Europe BU, ensuring processes are harmonised. - Proactively identify AML/CFT risks across the different lines of business, provide day-to-day oversight related to the evolution of those...
-
Compliance Officer
Il y a 3 mois
Luxembourg Findel Airport ING Temps pleinFCC WB Associate Compliance Officer Role & work environment Financial Crime Compliance Wholesale Luxembourg (FCC Wholesale Banking) team within the compliance department is the second line of defence function supporting the wholesale segment in Luxembourg for the purpose of managing Financial Crime Compliance (FCC) risks. The team of Wholesale Banking FCC...
-
Compliance Senior Officer
Il y a 3 mois
Luxembourg Alter Domus Temps pleinFor our office in Luxembourg, we are currently looking for a COMPLIANCE SENIOR OFFICER. We offer a dynamic and international corporate atmosphere as well as the benefit of customized training adapted to your needs throughout your career. **JOB DESCRIPTION**: - Ensure that Alter Domus Alternative Asset Fund Administration (ADAAFA) and Alter Domus Depository...
-
Compliance Officer
Il y a 3 mois
Luxembourg Findel Airport ING Temps pleinCompliance Officer, ManCo (M/F) ING Solutions Investment Management (ISIM) is looking for a Compliance officer to support the current and planned developments of its activities in Luxembourg. Your working environment: ISIM is a subsidiary of ING Luxembourg. ISIM benefits from the status of a “Super ManCo” as it has the licenses to manage both UCITS and...
-
Compliance Officer, Luxembourg
Il y a 3 mois
Luxembourg Findel Airport Convera Temps pleinWe are looking for a motivated and experienced Markets Compliance professional, knowledgeable in regulations such as Commission de Surveillance du Secteur Financier (“CSSF”) Circulars, Markets in Financial Instruments Directive (MIFID), European Market Infrastructure regulation (EMIR), Packages Retail Investment Services (PRIIPS), Payment Service...
-
Senior Compliance Officer
Il y a 3 mois
Luxembourg CSC (Corporation Service Company) Temps pleinAs a Senior Compliance Officer you will be involved in Intertrust’s organisation with the aim of preventing, by all reasonable means, the occurrence of compliance risks (risks relating to legal or regulatory sanctions, financial loss or damage to the reputation of Intertrust) which could result from a failure to comply with applicable laws and regulations...
-
Senior Compliance Officer
Il y a 3 mois
Luxembourg Select Luxembourg Temps plein**Organisation and department description** Our client, an independent asset manager, specializes in discretionary asset management and estate planning. **Job description** As a Senior Compliance Officer, your role involves: - Creating policies for monitoring counterparties and institutional clients, covering risk assessment, review schedules, and...
-
Senior Compliance Officer
Il y a 4 mois
Luxembourg RecSel International Ltd Temps pleinOur client, a leading international asset management group, is looking for a Senior level compliance officer to join their Luxembourg HQ to help support the Chief Compliance Officer. The focus of this role will be on developing internal controls and procedures to ensure the business adheres to regulations, and will ensure that appropriate compliance-related...
-
Senior Compliance Officer Aifm
Il y a 3 mois
Luxembourg DSJ Global Temps pleinDSJ Global LuxembourgPosted 24 minutes ago Hybrid Permanent Negotiable **Opportunity: Senior Compliance Officer AIFM** **Location: Luxembourg** **Reporting to : Chief of Compliance** Our client is a highly entrepreneurial, CSSF authorized AIFM for third party private market investment funds. The company covers Private Equity, Real Estate, Private Debt...
-
Senior Compliance Officer
Il y a 2 mois
Luxembourg INTESA SANPAOLO WEALTH MANAGEMENT S.A Temps pleinYour responsibilities: - Being in charge, under the supervision of the Chief Compliance Officer an in cooperation of the other Compliance Officer, of a wide range of Regulatory Compliance aspects, and most notably of the advice, legal watch, risk assessment, controls and reporting activities in the fields of MIFID II, MAR, Outsourcing and Insurance...
-
Financial Crime
Il y a 4 mois
Luxembourg Findel Airport ING Temps pleinFCC Retail Compliance Officer Role & work environment Financial Crime Compliance Retail Luxembourg (FCC Retail) team within the compliance department is the second line of defence function supporting the retail segment in Luxembourg for the purpose of managing Financial Crime Compliance (FCC) risks. The team of Retail Banking FCC specialists (advisors) is...
-
Senior Compliance Officer
Il y a 5 mois
Luxembourg Danos Group Temps pleinOur Client, a leading Private Markets firm, is looking for Senior Compliance Officer to join their team based in Luxembourg on a **permanent **basis. The role will be working closely with the Head of the team, supporting in the Compliance Monitoring Plan, the implementation of policies and procedures, and assisting the Head of the Team on BAU...
-
Junior Vat Compliance Officer
Il y a 3 mois
Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...
-
Senior Compliance Officer
il y a 4 jours
Luxembourg JAO Temps pleinAbout our company: "Our vision is to drive towards a fairer and stronger European electricity market"Located in Luxembourg, we are a service company that hosts Europe's single leading trading platform( e-CAT) for cross-border transmission capacity. On behalf of TSOs, we auction the available long and short-term transmission capacity rights on all internal EU...
-
Senior Compliance Officer
Il y a 3 mois
Luxembourg BNP Paribas Temps pleinSENIOR COMPLIANCE OFFICER (NUMÉRO DE L'EMPLOI : IFS000258) **BNP **Paribas Asset Management Luxembourg SA (“BNP Paribas AM Lux”)** is the super manco supervising UCITS and AIF funds of the Luxembourgish BNP Paribas fund range. **CHIEF COMPLIANCE OFFICER M/F** **CDI** **REPORTING LINES**: Hierarchical reporting: BNPP AM Regional Head of Compliance...
-
Corporate Tax Compliance Officer
il y a 2 semaines
Luxembourg beTax Advisory & Compliance Services Temps pleinbeTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. As a member of the “Ordre des Experts-Comptables”, we have developed a very diversified client portfolio over the years, ranging from real estate and private equity funds...
-
Senior Compliance Officer
il y a 1 mois
Luxembourg City Joint Allocation Office Temps pleinAbout our company: "Our vision is to drive towards a fairer and stronger European electricity market" Located in Luxembourg, we are a service company that hosts Europe's single leading trading platform( e-CAT) for cross-border transmission capacity. On behalf of TSOs, we auction the available long and short-term transmission capacity rights on all internal...
-
(Senior) Regulatory Compliance Officer
Il y a 4 mois
Luxembourg ING Temps plein(Senior) Regulatory Compliance OfficerING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair Customer...
