Senior Compliance Officer

il y a 4 semaines


Luxembourg Barclay Simpson Temps plein

**Senior Compliance Officer - RC**:

- Luxembourg
- Up to 120 000 €
- Job type: Permanent
- Sector: Asset Management & Funds
- Job reference: #39804

Our client operates as an **investment management firm**. The Company offers portfolio management and advisory services to individuals, institutions, trusts, private funds, charitable organizations, and investment companies.

Missions:

- Overseeing the compliance of both in-house and third-party funds
- Supporting the person responsible for control (RC)
- Assisting the Conducting Officer Compliance with their responsibilities and scope as outlined in section 5.3.2 of the CSSF Circular 18/698 related to the IFM regulation for the group (and its branches in Milan and Madrid)
- Ensure that all legal requirements and regulations applicable
- Evaluating and revising the company’s compliance governance, policies, rules, and procedures. This includes ensuring compliance with (AML-CFT) requirements and meeting the requirements related to MIFID II
- Conducting initial and ongoing due diligence on investment funds
- Support the RR in the follow up of internal and external audit recommendations
- Maintain and keep communication to a high standard with CSSF and other regulatory authorities
- Ensuring adherence of local and Group Compliance policies & procedures


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