Senior Compliance Officer

il y a 1 mois

Luxembourg JAO Temps plein

**About our company**:
"_Our vision is to drive towards a fairer and stronger European electricity market_"

Located in Luxembourg, we are a service company that hosts Europe's single leading trading platform( e-CAT) for cross-border transmission capacity. On behalf of TSOs, we auction the available long and short-term transmission capacity rights on all internal EU borders.

On the 1st of October 2018, JAO became the Single Allocation Platform (SAP) for all European Transmission System Operators (TSOs) that operate in accordance to EU legislation, since it is able to implement and fulfill all regulatory obligations and requirements. We provide accounting (clearing and settlement), contracting, reporting and project support services.

**About the job**:
We are seeking for Senior Compliance Officer.

The Senior Compliance Officer is part of the Corporate department of the Company and reports to the Quality Manager.

This role involves a blend of policy creation and definition of critical elements, awareness-raising, and hands-on implementation and maintenance, with a focus on regular monitoring using available tools. He/She oversees the development, implementation, and enforcement of corporate policies and procedures to ensure that the organization adheres to legal regulations and ethical standards.

**Key activities for this position**:
1.Compliance Management:

- Develop and implement compliance policies and procedures in line with regulatory requirements;
- Ensure ongoing compliance with all relevant laws, regulations, and standards in particular within the European energy sector;
- Advise on new laws and regulations and practical impacts on the company;
- Understanding regulatory landscape, anticipating changes and proposing relevant strategies;
- Conduct regular compliance audits and risk assessments to identify potential areas of vulnerability and implement corrective actions.

2.Internal Control Systems:

- Design, implement, and maintain an effective internal control system to safeguard the company, based on known standards such as the COSO framework;
- Monitor and evaluate the effectiveness of internal controls and recommend enhancements where necessary.

3.AML/KYC Monitoring:

- Implement and manage Anti-Money Laundering (AML) and Know Your Counterparty(KYC) policies and procedures;
- Conduct regular AML/KYC monitoring and ensure adherence to compliance standards;
- Investigate and report suspicious activities in accordance with regulatory guidelines.

4.ESG Reporting:

- Oversee the development and execution of Environmental, Social, and Governance (ESG) reporting in line with the Corporate Sustainability Reporting Directive (CSRD);
- Ensure accurate and timely preparation of ESG reports, aligning with industry best practices and regulatory requirements.

5.Training and Awareness:

- Foster a culture of compliance through regular communication, training sessions, and awareness programs;
- Develop and deliver customized compliance training programs dependent on the exposure of teams and individuals to ensure employees understand and adhere to compliance requirements.

6.Reporting and Documentation:

- Prepare and present regular compliance reports to senior management, the Management Board and occasionally to the Audit Committee;
- Propose focus areas as part of the annual Audit Committee Work Program;
- Maintain accurate and up-to-date documentation of compliance activities, policies, and procedures.

7.Market Surveillance:

- Support the Market Surveillance Function by defining appropriate policies and supporting the monitoring activities and ensuring compliance with market regulations;
- Assist in the identification and investigation of potential market abuses or irregularities.

8.Risk Identification and Assessment:

- Identify and assess compliance risks across the company;
- Develop strategies to mitigate identified risks.

**Qualification(s)**:

- Degree Education Level in Law, Finance, Business Administration, (4 years after A-Level), or equivalent.

**Experience**:

- Minimum 5 years’ experience in a compliance role;
- In-depth knowledge of regulatory requirements, particularly in AML/KYC, ESG, and internal controls;
- Proficiency in compliance monitoring tools and software.

**Job-related skills**:

- Strong Understanding of compliance principles;
- Proficient in MS Office;
- Strong analytical skills and the ability to interpret complex regulatory requirements;
- Ability to translate plans into actions;
- Ability to establish a coherent course of action to achieve goals.

**Transversal skills**:

- Able to deliver work of a consistent level of accuracy with attention to detail;
- Able to structure work logically and efficiently;
- Ability to work in a multicultural team;
- Excellent communication and organisational skills with attention to details and accuracy;
- Highly trustworthy;
- Open-minded and proactive;
- Dynamic, flexible and reliable;
- A positive and can-do attitude.

**We of

  • Compliance Senior Officer

    Il y a 7 mois

    Luxembourg Alter Domus Temps plein

    For our office in Luxembourg, we are currently looking for a COMPLIANCE SENIOR OFFICER. We offer a dynamic and international corporate atmosphere as well as the benefit of customized training adapted to your needs throughout your career. **JOB DESCRIPTION**: - Ensure that Alter Domus Alternative Asset Fund Administration (ADAAFA) and Alter Domus Depository...

  • Senior Compliance Officer

    Il y a 2 mois

    Luxembourg Franklin Templeton Investments Temps plein

    At Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe...

  • Senior Compliance Officer

    il y a 7 jours

    Luxembourg Axis Temps plein

    Reporting to the Compliance team, the Senior Compliance Officer will report to and support the Chief Compliance Officer in the development and maintenance of a strong compliance framework within our group's life and non-life insurance entities in Luxembourg. Within the Finance Department, your main... **Description** Reporting to the Compliance team, the...

  • Senior Compliance Officer

    Il y a 2 mois

    Luxembourg City Michael Page Temps plein

    The Senior Compliance Officer enhances awareness, integrity, and protection, supporting both legal and support professionals and clients in achieving strategic business goals. Client Details Our client is a leading international law firm. Description The Senior Compliance Officer will have the following responsibilities : Policy Development &...

  • Compliance Officer

    il y a 7 jours

    Luxembourg Axis Temps plein

    Rattaché à l'équipe Compliance, le Senior Compliance Officer rapportera et soutiendra le Chief Compliance Officer dans le développement et le maintien d'un cadre de conformité solide au sein des entités d'assurance vie et non-vie de notre groupe au Luxembourg. Au sein de la Direction Financière, vos... **Description** Rattaché à l'équipe...

  • Senior Compliance Officer

    il y a 2 semaines

    Luxembourg Axis Temps plein

    As part of their expansion, our client is recruiting a Senior Compliance Officer. Reporting to the Management, your role will be to ensure the proper implementation of the company's procedures and regulations and to verify the compliance of processes. Mission:Identify, assess and manage compliance... **Description** As part of their expansion, our client...

  • Senior Compliance Officer

    Il y a 7 mois

    Luxembourg CSC (Corporation Service Company) Temps plein

    As a Senior Compliance Officer you will be involved in Intertrust’s organisation with the aim of preventing, by all reasonable means, the occurrence of compliance risks (risks relating to legal or regulatory sanctions, financial loss or damage to the reputation of Intertrust) which could result from a failure to comply with applicable laws and regulations...

  • Senior Compliance Officer

    il y a 3 semaines

    Luxembourg Partners Group Temps plein

    **What it's about** In this role, you will act as Senior Compliance Officer and be the deputy of the current Head of Compliance in Luxembourg. **Primary tasks** - Identifying, understanding, and interpreting European and Luxembourg financial regulations, CSSF Circulars, and guidance issued by industry organizations applicable to an AIFM and AIFs - Advising...

  • Senior Compliance Officer

    Il y a 7 mois

    Luxembourg Select Luxembourg Temps plein

    **Organisation and department description** Our client, an independent asset manager, specializes in discretionary asset management and estate planning. **Job description** As a Senior Compliance Officer, your role involves: - Creating policies for monitoring counterparties and institutional clients, covering risk assessment, review schedules, and...

  • Senior Compliance Officer

    Il y a 7 mois

    Luxembourg RecSel International Ltd Temps plein

    Our client, a leading international asset management group, is looking for a Senior level compliance officer to join their Luxembourg HQ to help support the Chief Compliance Officer. The focus of this role will be on developing internal controls and procedures to ensure the business adheres to regulations, and will ensure that appropriate compliance-related...

  • Senior Compliance Officer

    il y a 6 jours

    Luxembourg Axis Temps plein

    De Senior Compliance Officer rapporteert aan het Compliance-team en ondersteunt de Chief Compliance Officer bij de ontwikkeling en handhaving van een sterk compliance-kader binnen de levens - en schadeverzekeringsentiteiten van onze groep in Luxemburg. Binnen de afdeling Financiën zijn je... **Description** De Senior Compliance Officer rapporteert aan het...

  • Junior Vat Compliance Officer

    il y a 5 jours

    Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. beTax Advisory & Compliance Services S.à r.l. is a member of the “Ordre des Experts-Comptables” and has developed a very diversified client portfolio during the last...

  • Senior Compliance Officer

    il y a 7 jours

    Luxembourg Abiomis Temps plein

    **Senior Compliance Officer - Excellente Réputation, Plan de Carrière Nous avons le plaisir d’accompagner cette PSF avec une très bonne réputation au Grand-Duché, représentée par environ 80 collaborateurs, dans sa recherche d’un Senior Compliance Officer. Depuis sa création il y une dizaine d’années, cette PSF se positionne comme un acteur...

  • Senior Compliance Officer

    il y a 2 semaines

    Luxembourg Axis Temps plein

    Dans le cadre de leur expansion, notre client recrute un(e) Senior Compliance Officer. Rapportant à la Direction votre rôle sera de vous assurer de la bonne mise en œuvre des procédures et réglementations de l’entreprise et de vérifier la conformité des procédés. Mission :Identifier, évaluer et... **Description** Dans le cadre de leur...

  • Senior Compliance Officer

    il y a 2 semaines

    Luxembourg EFG International Temps plein

    EFG Bank offers a stimulating package, a dynamic work environment and is looking for you to join our Regulatory Compliance unit within the Compliance Department Your main responsibilities As a Senior Compliance Officer, you will primarily report to the Head of Regulatory Compliance and, indirectly, to the Bank Chief Compliance officer. The Conduct and...

  • Senior Compliance Officer

    il y a 2 semaines

    Luxembourg Crimson Panda Temps plein

    Crimson Panda are proud to be partnered with Apex Group who are looking for a **Senior Compliance Officer **to join their Apex Fund Services team. **Role Location**: Luxembourg **Department**: Compliance **Employment Type** : Permanent **About Apex** Apex Group is a global financial services provider. We look to recruit bright, articulate and numerate...

  • Corporate Tax Compliance Officer

    Il y a 4 mois

    Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. As a member of the “Ordre des Experts-Comptables”, we have developed a very diversified client portfolio over the years, ranging from real estate and private equity funds...

  • Corporate Tax Compliance Officer

    il y a 4 jours

    Luxembourg beTax Advisory & Compliance Services Temps plein

    beTax Advisory & Compliance Services S.à r.l. is a fully independent Luxembourg-based tax boutique, providing corporate tax and VAT services, as well as LuxGAAP accounting services. As a member of the “Ordre des Experts-Comptables”, we have developed a very diversified client portfolio over the years, ranging from real estate and private equity funds...

  • Senior Compliance Officer

    il y a 5 jours

    Luxembourg Fyte Temps plein

    Our client is one of Europe’s most prestigious asset managers. With capital entirely owned by its founders and staff, they operate in 7 different offices. They are actively committed to their clients and are transparent in their investment decisions. As Senior Compliance Officer (F/M) and member of the Global Compliance team, you will report directly to...

  • Senior Compliance Officer

    il y a 6 jours

    Luxembourg INTESA SANPAOLO WEALTH MANAGEMENT S.A Temps plein

    Your responsibilities: - Being in charge, under the supervision of the Chief Compliance Officer an in cooperation of the other Compliance Officer, of a wide range of Regulatory Compliance aspects, and most notably of the advice, legal watch, risk assessment, controls and reporting activities in the fields of MIFID II, MAR, Outsourcing and Insurance...