Fund Investment Compliance
il y a 7 jours
**Who we are looking for**
- Reporting to the Fund Investment Compliance Officer (“FCO”), the Fund Investment Compliance Senior Analyst (“FCSA”) supports the investment compliance monitoring functions entailed by the services contracted by our clients and/or the Branch’s depositary duties.
- The FCSA assists in the process of reviewing investment guidelines in prospectuses or operating memorandum and as per UCITS or AIF directives/regulations, identifying changes to the current set up, maintaining the funds’ guidelines documentation, and preparing and releasing the related client reports.
- The FCSA also assists in the set-up of new businesses consisting in the follow up of scheduled new deals and ensuring timely completion of the related tasks with due regard to the department’s internal procedures.
- The FCSA also helps furthering the legal knowledge base of the team by keeping up with regulatory changes and identifying the needed updates to the regulatory restrictions or new ones to be implemented. A key responsibility of the FCSA is to ensure that a clear trail is documented at all stages of the update process.
- Ancillary tasks of the FCSA is to support the operational teams during short staffing situations. These tasks include the review of the funds in our automated system MIG21 and the analysis of exceptions for subsequent client reporting if applicable. All of the above tasks are carried out with the outmost objective of delivering quality service to our clients and ensuring that all deadlines are met.
Country: Luxembourg
**Why this role is important to us**
The team you will be joining is a part of State Street Global Services (SSGS). SSGS gives asset owners and managers access to the essential financial tools they need to deliver effective investment solutions. From core custody, accounting, fund administration and shareholder recordkeeping, to complete operations solutions and servicing for alternative assets like OTC derivatives, private equity and real estate, SSGS’ tools help our clients make better investment choices and act on growth opportunities.
Join us if making your mark in the financial services industry from day one is a challenge you are up for.
**What you will be responsible for**
As FCSA you will be responsible for, amongst others:
- ** Operations Management** - perform the whole day-to-day Fund Compliance process to ensure reports are completed with high accuracy (review of analysts work, take prompt action to correct problems, review breaches and impact calculation, prepares and reviews management reports etc.).
- ** Client Relationships** - liaise with clients, attend calls and due diligences, respond promptly to client problems and requests while ensuring accuracy, timeliness and quality of client reports.
- ** Other Relationships** - answering to Depositary’s, auditors’ and internal queries
**What we value**
These skills will help you succeed in this role:
- Be a champion in UCITS IV, Luxembourg Fund Industry and regulations, directives etc. pertaining to investment compliance monitoring.
- COMMUNICATION - Communicates effectively and efficiently with clients, colleagues, managers and other Departments.
- ORGANISATION - Shows good organizational skills in order to meet deadlines and to keep well-documented records.
- ABILITY TO RESOLVE COMPLEX PROBLEMS - Demonstrates the ability to analyze a problem and obtain and evaluate information to reach sound conclusions. Knows when to elevate a problem and keep management informed.
- RESPONSIVENESS - Provides timely and professional responses to all client related and internal enquiries.
- FLEXIBILITY - Shows a flexible approach to prioritize and execute tasks within an efficient time management.
- TEAM PLAYER - Functions at all times as a team player to build an atmosphere of co-operation within the group.
**Education & Preferred Qualifications**
- Degree in Finance, Business, Legal or equivalent.
**Additional requirements**
- Minimum 4 years’ experience working in fund compliance
- Use and rule coding based on the automated Fund Compliance tool MIG21©
- Language: English (German and French would be a definite advantage)
- Experience working in Charles River
**About State Street**
**What we do.** State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.
**Work, Live and Grow.** We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among oth
-
Fund Investment Compliance, Senior Associate
Il y a 2 mois
Luxembourg State Street Corporation Temps pleinFund Investment Compliance, Senior Associate **Who we are looking for** Reporting to the Fund Investment Compliance Officer ("FCO"), the Fund Investment Compliance Analyst ("FCSA") supports the investment compliance monitoring functions entailed by the services contracted by our clients and/or the Branch's depositary duties. The FCSA assists in the process...
-
Fund Investment Compliance Senior Analyst
il y a 2 jours
Luxembourg State Street Temps pleinWho are we looking for As part of our business expansion in Luxemburg we are looking for an experienced Fund Investment Compliance Senior Analyst (“FCSA” with investment compliance experience) professional to join the Investment Compliance team. This position has responsibility for: Operations Management pertaining to investment compliance...
-
Investment Compliance Analyst
Il y a 7 mois
Luxembourg Rothschild & Co Temps pleinAbout Us Rothschild & Co Rothschild & Co is a leading global financial services group with seven generations of family control and a history of over 200 years at the centre of the world's financial markets. Our expertise, intellectual capital and global network enable us to provide a distinct perspective that makes a meaningful difference to our clients,...
-
Fund Investment Compliance Analyst, Senior Associate
Il y a 7 mois
Luxembourg State Street Corporation Temps pleinFund Investment Compliance Analyst, Senior Associate **Who we are looking for** Reporting to the Fund Investment Compliance Assistant Vice President, the Fund Investment Compliance Senior Associate ("FCSA") supports the investment compliance monitoring and conversion functions entailed by the services contracted by our clients and/or the Branch's depositary...
-
Senior Compliance Rc
il y a 1 semaine
Luxembourg Austin Bright Temps pleinOur client, a well-established investment management company founded in 1988, is headquartered in Germany and manages over €60 billion in assets. Since 2015, they have expanded operations in Luxembourg, where they are experiencing significant growth. As part of their expansion, they are looking for an experienced Senior Compliance RC (Fund) to join their...
-
Fund Investment Compliance Analyst, Senior Associate
il y a 2 jours
Luxembourg State Street Temps pleinWho we are looking for Reporting to the Fund Investment Compliance Assistant Vice President, the Fund Investment Compliance Senior Associate (“FCSA”) supports the investment compliance monitoring functions entailed by the services contracted by our clients and/or the Branch’s depositary duties. The FCSA assists in the process of reviewing investment...
-
Senior Compliance RC
il y a 20 heures
Luxembourg City AUSTIN BRIGHT S.àr.l. Temps pleinOur client, a well-established investment management company founded in 1988, is headquartered in Germany and manages over €60 billion in assets. Since 2015, they have expanded operations in Luxembourg, where they are experiencing significant growth. As part of their expansion, they are looking for an experienced Senior Compliance RC (Fund) to join their...
-
Investment Funds Lawyer
Il y a 7 mois
Luxembourg Select Luxembourg Temps plein**Organisation and department description** Our client, a prestigious and well-established law firm based in Luxembourg, renowned for providing exceptional legal services, is looking for an Investment Funds Lawyer specialized in UCITS funds. **Job description** As an Investment Funds Attorney, you will have the opportunity to work on complex legal matters...
-
Fund Compliance, Avp
il y a 1 semaine
Luxembourg State Street Temps plein**Who we are looking for** Reporting to the Fund Compliance Vice President, the “FC AVP” is responsible for the management and supervision of the Fund Compliance Analysts for all aspects of day-to-day fund compliance monitoring, including the outsourcing location. The key responsibility of the FC AVP is to ensure outstanding service to our clients,...
-
Fund Compliance, Avp
il y a 7 jours
Luxembourg State Street Temps plein**Who we are looking for** Reporting to the Fund Compliance Vice President, the “FC AVP” is responsible for the management and supervision of the Fund Compliance Analysts for all aspects of day-to-day fund compliance monitoring, including the outsourcing location. The key responsibility of the FC AVP is to ensure outstanding service to our clients,...
-
Investment Fund Accountant
il y a 1 mois
Luxembourg City AM alpha KVG mbH Luxembourg Temps pleinAbout AM ALPHA, a globally active family office specializing in joint real estate investments with private and institutional investors. Our mission is to allocate, optimize and manage the assets of our investor community. We focus on identifying outstanding investment opportunities and realizing exceptional value creation potential.Our company started as a...
-
Fund Compliance Analyst, Associate
Il y a 7 mois
Luxembourg State Street Corporation Temps pleinFund Compliance Analyst, Associate **General Position Summary** Reporting to the Fund Compliance Manager ("FCM"), the Fund Compliance Analyst ("FCA") supports the compliance monitoring functions entailed by the services contracted by our clients and/or the Bank's depositary duties. The FCA assists in the process of review of the funds in our automated...
-
Fixed Term Contract
Il y a 3 mois
Luxembourg BGL BNP Paribas Temps plein**BNP Paribas Securities Services**, a subsidiary of the BNP Paribas group, is one of Europe's leading providers of custody services for securities. The Luxembourg branch plays a major part in its operations, offering clients high value-added services extending from custody to securities lending, fund administration, performance measurement and ratings, and...
-
Investment Compliance Analyst
il y a 2 jours
Luxembourg LRI Invest S.A. Temps pleinFundRock-LRI are looking to recruit an Investment Compliance Analyst in Luxembourg, and the role comes with an attractive salary and benefits package. In your first few weeks in this Investment Compliance Analyst role, you can expect to: - Implement, monitor and maintain investment restrictions in line with legal, regulatory or contractual, including ESG...
-
Rc Mlro
il y a 1 semaine
Luxembourg Waystone Governance Ltd. Temps pleinWaystone leads the way in specialist services for the asset management industry. Partnering institutional investors, investment funds and asset managers, Waystone builds, supports and protects investment structures and strategies worldwide. With over 20 years’ experience and a comprehensive range of specialist services to its name, Waystone is now serving...
-
Fund Compliance Analyst, Associate
Il y a 7 mois
Luxembourg State Street Corporation Temps pleinFund Compliance Analyst, Associate **Who we are looking for** Reporting to the Fund Investment Compliance Officer ("FCO"), the Fund Investment Compliance Analyst ("FCA") supports the investment compliance monitoring functions entailed by the services contracted by our clients and/or the Branch's depositary duties. The FCA assists in the process of...
-
Quantitative Analyst(S)/manager(S)
il y a 1 mois
Luxembourg European Investment Fund Temps plein**EIF Posting**: The **European Investment Fund** **(EIF)** is seeking to recruit for its **Investment Office** **(IO) - Central Front Office Services (CFOS) - Business Support Division** at its headquarters in Luxembourg, several **Quantitative Analyst(s)**. This is a full-time position (travel not required) at grade 4/5 for which the EIF offers a permanent...
-
Trainee
Il y a 4 mois
Luxembourg European Investment Fund Temps plein**EIF Posting**: The **European Investment Fund** (EIF) is seeking to recruit for its** Investor Operations Management unit of the Portfolios & Liquidity Operations division**,** **at its headquarters in **Luxembourg, **a **Trainee.** Duration: 5 months & Starting date: October **_ Specific Post Environment:_** You will operate within the sector of...
-
Legal Counsel
Il y a 2 mois
Luxembourg EFA Temps plein**Your responsibilities**: - To draft agreements based upon approved UI efa templates and to record any derogation thereof; - To update UI efa template agreements when required and replicate the changes in all relevant agreements; - To participate to the corporate life of the company and its branches; - To provide legal advices, especially with regard to...
-
Aml/kyc Compliance Officer
Il y a 7 mois
Luxembourg Austin Bright Temps plein**Introduction**: Our partner has a primary focus on investment funds and managers in both traditional and alternative sectors. They offer autonomous governance solutions to the financial industry, including compliance assistance. This PSF, situated in Luxembourg's heart, has accumulated over a decade of experience. Presently, they are in pursuit of a Head...
