Senior Compliance Officer
il y a 4 jours
**Job Description**:
Are you an experienced Compliance Officer with strong UCITS funds knowledge? Our client is a leading asset manager and Chapter 15 ManCo, and they offer you a key role, leading and managing compliance risk within the Luxembourg business.
It’s a great role in a collegiate company, where you will have autonomy from head office, being able to use your creativity to shape new or existing policies and procedures, supporting the Conducting Officer to assess risks and take mitigation action.
Amongst other tasks, you will:
- Review and update the Compliance Monitoring plan
- Perform compliance controls accordingly
- Update policies and procedures
- Prepare regularity reporting in line with obligations
- Advise the management on compliance risk mitigation
- Work on regulatory projects, and undertake regulatory watch for issues relevant to the management company and its funds under management
You will have:
- Excellent English language skills
- Excellent compliance knowledge gained in a Luxembourg Man Co / asset manager / similar
- Excellent knowledge of the specifics of UCITS compliance in Luxembourg
- A minimum of 5 years’ compliance experience, or more.
- Job Reference: 2809
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