Senior Compliance Officer
il y a 2 semaines
EFG Bank offers a stimulating package, a dynamic work environment and is looking for you to join our Regulatory Compliance unit within the Compliance Department
Your main responsibilities
As a Senior Compliance Officer, you will primarily report to the Head of Regulatory Compliance and, indirectly, to the Bank Chief Compliance officer. The Conduct and Regulatory Compliance team is dedicated to help the Bank to meet its regulatory requirements from a business impact and regulatory compliance perspective. As and where necessary, you will also be asked to support the Financial Crime team in their day-to-day activities and/or through assistance on dedicated projects. While performing FCC related tasks, you will report to the Head of Financial Crime Compliance.
You will in particular:
- Oversee the legal and regulatory landscapes as well as identify and assess the relevant changes (including their impact on the Bank);
- Contribute to the regulatory watch;
- Supervise Regulatory Compliance topics, especially in the areas of Cross-border rules and MiFID II;
- Draft and amend policies and procedures;
- Provide oversight and maintenance in relation of the Compliance Monitoring Plan;
- Perform 2 nd line of defence controls of the Compliance Monitoring Plan and issue the relevant reports accordingly;
- Ensure that the Compliance Monitoring framework is appropriately implemented across the Bank and its branches;
- Assist the Bank on all regulatory queries;
- Assist on reporting to local senior management and the Group on regulatory compliance matters;
- Organise internal training sessions for new joiner (mainly CRO/CSO and/or Compliance) on regulatory purposes and systems.
- perform KYC/AML controls at on boarding, trigger event and periodic review stage or participate to FCC related projects if and where necessary.
**Profile**:
- Master’s degree in Law, Economics or Business administration is an asset
- Strong knowledge of the regulatory environment and EU regulations
- At least 5/7 years experience in a similar Compliance/regulatory role, either in the banking sector or in a reputable Audit firm
- Have proven experience in project management and regulatory changes
- Fluent in English and French, any other language would be an asset
- Be a strong team player but also able to work independently
- Be flexible and used to work with tight deadlines
- Excellent verbal and written communication skills
Personal Competences
- Client-oriented
- Enthusiastic, Proactive
- Flexible
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