Senior Compliance Officer Regulatory

Senior Regulatory Compliance Officer (M/F)ING Luxembourg is looking for a full-time Senior Regulatory Compliance officer to support the current team.Job descriptionAs member of the Regulatory team, your purpose is to manage risks arising from Unfair Customer Treatment, Conflicts of Interest, Financial Market and Investor's Protection, Market Conduct,...

THE COMPANY:We are working with an international financial institute who are looking for a MiFID specialist to join the team. The role is a Senior Regulatory Compliance Officer.THE RESPONSIBILITIES: Analyse new regulations and related documents (directives, delegated regulations, laws, circulars, FAQs, ESMA guidelines, etc.); Identify the compliance risks...

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.The (Junior) Regulatory Compliance Officer is part of the Julius Baer Europe's Regulatory Compliance (RC) Competence Center. To...

(Senior) Regulatory Compliance OfficerING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair Customer...

(Senior) Regulatory Compliance OfficerING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair Customer...

(Senior) Regulatory Compliance OfficerING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair Customer...

Contract Type:PermanentLocation:LuxembourgSalary:Market relatedStart Date:Reference:JOContact Name:Aideen FlanneryJob published:5 January 2023SENIOR MANAGER REGULATORY REPORTING (M/F)THE ROLE:Reporting to the Luxembourg Chief Compliance Officer, the Regulatory Compliance ("RC") Senior manager's core task will be to manage the development of the RC and as a...

du poste- Au sein de ce département positionné au cœur de l'activité et en contact régulier avec des interlocuteurs de différents niveaux hiérarchiques, vous aurez pour mission d'assister le Head of Regulatory Compliance dans la bonne mise en œuvre de la politique de Compliance Regulatory, et d'assurer l'identification, l'évaluation et la gestion du...

Senior Compliance Officer – PSF en Pleine Expansion, AIF Pour un PSF spécialisé, notre équipe recrute actuellement un Senior Compliance Officer ayant de l'expérience dans l'administration d'un portefeuille de fonds d'investissements.Avec un grand focus sur divers véhicules d'investissements dans leur avancée stratégique, le PSF propose un service...

We have an exciting job opportunity for a talented and experienced Senior Compliance Officer to join our esteemed client. With its prestigious reputation in the financial industry and its prime location at the heart of Luxembourg, this role offers a unique opportunity for professional growth and a vibrant work-life balance.The company is a leading financial...

Your responsibilities: Being in charge, under the supervision of the Chief Compliance Officer an in cooperation of the other Compliance Officer, of a wide range of Regulatory Compliance aspects, and most notably of the advice, legal watch, risk assessment, controls and reporting activities in the fields of MIFID II, MAR, Outsourcing and Insurance...

Our client, a leading international asset management group, is looking for a Senior level compliance officer to join their Luxembourg HQ to help support the Chief Compliance Officer.The focus of this role will be on developing internal controls and procedures to ensure the business adheres to regulations, and will ensure that appropriate compliance-related...

We are currently seeking a meticulous and knowledgeable Regulatory Compliance Officer with expertise in regulatory affairs to join the compliance team and work closely with the Head of Compliance of the bank. The successful candidate will play a pivotal role in ensuring the institution's adherence to relevant laws, regulations, and industry...

Our Client, a leading Private Markets firm, is looking for Senior Compliance Officer to join their team based in Luxembourg on a permanent basis. The role will be working closely with the Head of the team, supporting in the Compliance Monitoring Plan, the implementation of policies and procedures, and assisting the Head of the Team on BAU...

You are an experienced Compliance professional seeking a challenging opportunity to excel in a meritocracy-based environment? Look no further We are currently seeking a highly skilled Senior Compliance Officer to join our client, a prestigious Professional Services Firm (PSF) known for promoting a dynamic work culture, rewarding efforts, and fostering strong...

Senior Compliance Officer - Conduct Risk:Luxembourg- € 85 000 Job type: Permanent Sector: Insurance Job reference: #40912Our client, a prominent specialty insurance group, seeks a Compliance Officer specializing in Conduct Risk. Bring your expertise to support insurance distribution, product governance, conduct risk, and complaints within our client's...

Introduction:One of our partners is an independent, owner-managed management company based in Luxembourg that is licensed as an alternative investment fund manager and as a UCITS IV-compliant management company.They are looking for a senior compliance officer to strengthen their team. This opportunity is ideally located for cross-border workers from Germany...

Your Role • Help develop the Compliance Monitoring Plan, including leading the actions and implementation• Conduct annual reviews and updates to the manual of policies and control its implementationwithin the Company.• Provide advice to the business on appropriateness and effectiveness of controls in place• Conduct due diligence on the delegates and...

You are an experienced Compliance professional seeking a challenging opportunity to excel in a meritocracy-based environment? Look no further We are currently seeking a highly skilled Senior Compliance Officer to join our client, a prestigious Professional Services Firm (PSF) known for promoting a dynamic work culture, rewarding efforts, and fostering strong...

We are thrilled to present an opportunity to work with our esteemed partner, a private bank, with whom we have built a strong and fruitful relationship. As part of our ongoing collaboration, we are seeking a dedicated professional to join their multicultural team, and reporting to the Chief Compliance Officer. This position offers a challenging opportunity...