Regulatory Compliance Officer
il y a 2 semaines
ING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team.
The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair Customer Treatment (MiFID, SFDR, IDD, customers' protection, etc.), Conflicts of Interest, Market Conduct (inc.
On the ethical side, its purpose is also to help ING manage risks arising from our norms, attitudes and behaviors related to risk culture and to manage the internal ING Whistleblowing channels.
The CC&E team shares a collective responsibility for all the existing end-to-end compliance risk management processes to identify, assess, report and escalate the compliance risks mentioned above.
At the same time, you will contribute to the shape of global policies and be responsible for drafting and ensuring implementation of local guidelines and standards, where additional local regulatory requirements exist.
You will monitor and maintain the oversight of the local implementation of all regulatory and/or policy-driven requirements by means of horizon scanning, gap analysis, risk assessments, risk dashboards, issues monitoring and via the contribution to periodic reporting processes - either to the regulator or to internal stakeholders locally (e.g. governance committees) and globally (e.g. Global Compliance).Key responsibilities
- You are accountable of monitoring and supporting the sounding, rollout and correct/timely implementation of group policies, regulatory projects and the execution of risk assessments;
- You are accountable for advisory activities (client/segment/deal related and in relation to underlying processes), horizon scanning, issues monitoring, training & awareness and internal/external reporting on CC&E related risks;
- You support the first line of defence in the execution of activities aimed at mitigating the compliance risks under your remit;
- You collaborate with global stakeholders and oversee the activity of the bank's subsidiaries;
- You identify, execute, monitor and report on local riskculture initiatives.
- The CC&E team oversees different business segments (Retail & Private Banking, Business Banking, Wholesale Banking and Financial Markets), consists of 6 members and is part of the Compliance Department in the second line of defence.
- The CC&E team is working with key/senior internal stakeholders and offers an environment which provides a global overview on how the relevant CC&E requirements and controls are embedded within the organization.
- The CC&E team has ongoing interactions with its correspondent team located in Belgium and oversees the bank's subsidiaries in Luxembourg. The team also participates to the Global CC&E Community.
Profile:
- You have an experienced profile with at least 35 years in the domain of investors/customers protection (MiFID, SFDR, IDD, retail/private banking products, etc.) preferably gained in compliance / audit / legal departments of banking institutions or consulting firms. Experience in crossborder compliance within the banking sector would be an asset;
- You have a university degree (preferably in Law, Economics or Finance) or equivalent;
- You have an excellent level of English (verbal and written). Knowledge of French would be an asset;
- You are able to embrace challenges in a fast changing and complex environment;
- You have excellent stakeholder management and influencing skills;
- You have good presentation skills and are able to adapt your written and verbal communication to different audiences (including Senior Management);
- You have analytical skills and sound judgement. You are firm when needed and able to show flexibility when possible;
- You have excellent collaboration skills and ability to work across functional and geographic lines and as part of a multidisciplinary team;
- You are a team player, you trust others and can be trusted. You are also able to work independently and take accountability;
- You are recognized for your integrity and moral judgment. You set the example with regards to the ING values by having a behavior fully aligned to these values.
A clear purpose and a range of flexible compensation and other benefits:
- A fascinating job in the core of compliance advisory and risk management activities;
- Personal growth & challenging work with opportunities to realise your ambitions;
- Exposure to key internal and external stakeholders, including regulators;
- Exposure to Senior leadership, locally and globally;
- A flexible worklife balance, including homeworking until 10 days a month.
-
(Senior) Regulatory Compliance Officer
il y a 6 jours
Luxembourg Findel Airport ING Temps plein(Senior) Regulatory Compliance Officer ING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair...
-
Compliance Officer
il y a 3 semaines
Luxembourg Findel Airport ING Temps pleinCompliance Officer, ManCo (M/F) ING Solutions Investment Management (ISIM) is looking for a Compliance officer to support the current and planned developments of its activities in Luxembourg. Your working environment: ISIM is a subsidiary of ING Luxembourg. ISIM benefits from the status of a “Super ManCo” as it has the licenses to manage both UCITS and...
-
Regulatory Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg Julius Baer Temps pleinAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.The (Junior) Regulatory Compliance Officer is part of the Julius Baer Europe's Regulatory Compliance (RC) Competence Center. To...
-
Regulatory Compliance Officer Fixed Terms Contract
il y a 4 semaines
Findel, Luxembourg Lombard International Temps plein**About Lombard International Group Lombard International Group is a leading provider of global wealth and succession planning solutions with 30+ years’ experience. We have the strength and expertise to help high net worth and ultra-high net worth individuals, their families and institutions to protect, preserve and pass on their legacy to future...
-
Regulatory Compliance Officer
Il y a 2 mois
Luxembourg Satispay Temps plein**Simplify payments to improve everyone’s life** More than an app, Satispay is a great group of creative, innovative, curious, and enthusiastic people united by a bold mission: to build the future of payments in Europe! We created a mobile payment network to revolutionize how people think about money, by creating a direct connection between consumers and...
-
Regulatory Compliance Officer
il y a 2 jours
Luxembourg Satispay Temps plein**Simplify payments to improve everyone’s life** More than an app, Satispay is a great group of creative, innovative, curious, and enthusiastic people united by a bold mission: to build the future of payments in Europe! We created a mobile payment network to revolutionize how people think about money, by creating a direct connection between consumers and...
-
Regulatory Compliance Officer Fixed Terms Contract
il y a 2 semaines
Findel, Luxembourg Lombard International Temps plein**About Lombard International GroupLombard International Group is a leading provider of global wealth and succession planning solutions with 30+ years' experience. We have the strength and expertise to help high net worth and ultra-high net worth individuals, their families and institutions to protect, preserve and pass on their legacy to future...
-
Regulatory Compliance Officer F/M
Il y a 2 mois
Luxembourg, Luxembourg Fyte Temps pleinWe are currently seeking a meticulous and knowledgeable Regulatory Compliance Officer with expertise in regulatory affairs to join the compliance team and work closely with the Head of Compliance of the bank. The successful candidate will play a pivotal role in ensuring the institution's adherence to relevant laws, regulations, and industry...
-
Regulatory Compliance Officer F/M
il y a 4 semaines
Luxembourg, Luxembourg Fyte Temps pleinWe are currently seeking a meticulous and knowledgeable Regulatory Compliance Officer with expertise in regulatory affairs to join the compliance team and work closely with the Head of Compliance of the bank. The successful candidate will play a pivotal role in ensuring the institution's adherence to relevant laws, regulations, and industry...
-
Regulatory Compliance Officer
il y a 4 semaines
Luxembourg, Luxembourg ING Temps plein(Senior) Regulatory Compliance OfficerING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair Customer...
-
Regulatory Compliance Officer
Il y a 2 mois
Luxembourg, Luxembourg ING Temps plein(Senior) Regulatory Compliance OfficerING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair Customer...
-
Regulatory Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg ING Luxembourg Temps plein(Senior) Regulatory Compliance OfficerING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair Customer...
-
Regulatory Compliance Officer
il y a 3 semaines
Luxembourg, Luxembourg ING Luxembourg Temps plein(Senior) Regulatory Compliance OfficerING Luxembourg is looking for a full-time (Senior) Regulatory Compliance officer to support the Conduct Compliance & Ethics (CC&E) team. Job description The Conduct Compliance & Ethics (CC&E) team is in charge of identifying, assessing, advising, overseeing and reporting on risks arising in the areas of Unfair Customer...
-
Compliance Officer, Luxembourg
il y a 2 semaines
Luxembourg Findel Airport Convera Temps pleinWe are looking for a motivated and experienced Markets Compliance professional, knowledgeable in regulations such as Commission de Surveillance du Secteur Financier (“CSSF”) Circulars, Markets in Financial Instruments Directive (MIFID), European Market Infrastructure regulation (EMIR), Packages Retail Investment Services (PRIIPS), Payment Service...
-
Senior Regulatory Compliance Officer
il y a 4 semaines
Luxembourg Saxton Leigh Temps plein**THE COMPANY**: We are working with an international financial institute who are looking for a MiFID specialist to join the team. The role is a Senior Regulatory Compliance Officer. **THE RESPONSIBILITIES**: - Analyse new regulations and related documents (directives, delegated regulations, laws, circulars, FAQs, ESMA guidelines, etc.); - Identify the...
-
Compliance Officer, Luxembourg
il y a 2 semaines
Luxembourg Findel Airport Convera Temps pleinWe are looking for a motivated and experienced Markets Compliance professional, knowledgeable in regulations such as Commission de Surveillance du Secteur Financier ("CSSF") Circulars, Markets in Financial Instruments Directive (MIFID), European Market Infrastructure regulation (EMIR), Packages Retail Investment Services (PRIIPS), Payment Service directive...
-
Senior Regulatory Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg ING Temps pleinSenior Regulatory Compliance Officer (M/F)ING Luxembourg is looking for a full-time Senior Regulatory Compliance officer to support the current team.Job descriptionAs member of the Regulatory team, your purpose is to manage risks arising from Unfair Customer Treatment, Conflicts of Interest, Financial Market and Investor's Protection, Market Conduct,...
-
Compliance Aml Officer
il y a 6 jours
Luxembourg Findel Airport Quintet Private Bank Temps plein**Purpose of the Job**: **Key Accountabilities**: - Coordinating the AML/CFT Compliance monitoring reporting process with MLROs and AML/CFT teams across locations in Quintet Europe BU, ensuring processes are harmonised. - Proactively identify AML/CFT risks across the different lines of business, provide day-to-day oversight related to the evolution of those...
-
Regulatory Compliance Team Leader
il y a 4 semaines
Luxembourg State Street Corporation Temps pleinState Street Corporation LuxembourgPosted 1 day ago Permanent Competitive - Regulatory Compliance Team Leader - Officer **Main purpose of role**: As the Regulatory Compliance Team Leader, you will be responsible for a small team monitoring and analyzing European and Luxembourg regulation impacting IFDSL which is a specialized PSF providing primarily...
-
Jr Regulatory Compliance Officer
il y a 2 semaines
Luxembourg, Luxembourg Greenfield S.à r.l. Temps pleinWe are thrilled to present an opportunity to work with our esteemed partner, a private bank, with whom we have built a strong and fruitful relationship. As part of our ongoing collaboration, we are seeking a dedicated professional to join their multicultural team, and reporting to the Chief Compliance Officer. This position offers a challenging opportunity...
