Vp Compliance

il y a 2 semaines


Luxembourg, Luxembourg XB Consultants Temps plein

Reference

Region

  • Luxembourg

Type

  • Permanent

Salary
- €100, ,999

Contact Consultant:

Consultant
J CarneOur client is a market-leading US Investment Firm with over €100 Billion AUM. They are experiencing year-on-year growth and have already established a stable team of 20+ staff in Luxembourg.

As they expand they are now looking to hire a new VP of Compliance to join the team

Responsibilities:

  • Work with different information stakeholders of the AIFM, the Group and service suppliers to
obtain data necessary for the performance of Compliance related tasks;

  • Monitoring and review of AML/CFT working papers and quarterly reports;
  • Regular tracking, monitoring and review of internal and external regulatory adhoc requested
compliance documentation/reports;

  • Review and monitoring of reports to be performed towards the CSSF or AED in relation to
AML/CFT or any other report in the scope of the Compliance function;

  • Tracking upcoming new regulations and assisting transfer into new policies and new
procedures;

  • Assistance in the review of existing policies and procedures;
  • Maintenance of the Compliance support tool;
  • Ensuring Internal Compliance reporting to comply with Audit and CSSF requirements;
  • Assistance in the setup of new AIFs, if needed;
  • Assistance in the annual training on AML/CFT of the AIFM staff and AIFs board of managers;
  • Assistance in the review of potential escalation cases by the Administrator or the Depositary
that would require a formal Compliance review;

  • Participation in potential upcoming compliance projects;
  • Perform a variety of other functions/adhoc projects as assigned by the Conducting Officer to
aid in the department's/company's achievement of goals and business objectives.

  • Promote the highest ethical standards required of staff and ensure staff meet the group's compliance requirements and the relevant regulatory rules in Luxembourg.
  • Implement and enforce Group Compliance strategy in Luxembourg

Requirements:

  • Experience in a Management Company/Financial Service Firm within the Alternative Investment Field
  • 5+ years of experience

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