Junior Compliance Officer
il y a 2 semaines
Junior Compliance Officer M/F:
Would you describe yourself as an enthusiastic, results-oriented person with an entrepreneurial mindset? Then you'll feel right at home here.
With our system-based, pragmatic, hands-on approach, we help independent wealth managers and family offices achieve success by making their work easier.
Your challenge
- Contributing in the implementation of the compliance monitoring plan
- Maintaining relevant policies and procedures, conducting risk assessments and participating in the drafting of various compliance reports
- Supervising AML control activities carried out by the Transfer Agent Department, in particular by reviewing investors' files and doing sample checks (all risk ratings)
- Being actively involved in reviewing the results from the screening tools (PEP, sanction lists and transaction monitoring)
- Carrying out a set of quality controls, both of the activities of the Transfer Agent
- Department and those of other departments involved in relationshipopening procedures
- Maintaining due diligence questionnaires to ensure the compliance with the applicable regulations and the internal processes
- Performing the initial and ongoing due diligence assessment and ongoing monitoring on the delegates
- Supporting the CCO with the statutory audit, providing data to internal and external audit as required
- Potential to take over the function "responsable du contrôle du respect des obligations" ("RC") for UCIs under management at a later stage
Your Profile
- Ideally you have successfully completed a degree in Business Law, Business Administration or Economics
- A minimum of two years' professional experience in the Luxembourg investment fund industry within a Management Company/AIFM, investment firm or a Big Four, ideally combined with first experience in Compliance
- Good knowledge of the Luxembourg fund industry and understanding of the practical aspects of the compliance function
- You are a motivated person with a reliable and resilient personality
- You provide a serviceoriented mindset and a diplomatic approach
- You have proactive problem solving skills with the ability to develop solutions independently
- Very good PC skills (MS Office)
- Fluency in English and German, French would be an advantage
Your benefits
Our employees are our pride and joy.
VP Bank considers it important to give something back and to contribute to the well-being of each and every individual.
We strive to do this every day. VP Bank employees enjoy respectful and fair treatment and also receive a wide range of benefits.Your new working environment
VP Bank Group's fund business is combined under the umbrella of VP Fund Solutions and includes business with third party funds, private label funds and proprietary funds.
We are a one stop shop offering a comprehensive range of services covering all aspects of fund business, from setting up funds through to fund administration, risk management, custodian services, UCITS- or AIFMD-compliant management companies, distribution support, fund brokerage and portfolio management.
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