Compliance Monitoring Auditor

Job description The Compliance Monitoring Department plays a vital role in ensuring ongoing adherence to applicable regulations and internal procedures. This is achieved through various methods such as audits, inspections, and the review of manuals and procedures. The department also oversees compliance for contracted activities, including maintenance...

A career at the Lombard Odier Group is something to be proud of. Our mission is to protect and grow our clients’ wealth - but not by any means necessary. Sustainability is at the heart of everything we do and we treat our clients’ wealth as if it were our own. We protect our clients’ assets for the long-term using expertise and innovation, all...

**Company Description** IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description** Responsibilities (how we will measure success)** The overall goal of the Risk &...

INTERNATIONAL FINANCIAL DATA SERVICES (IFDS) IFDS is a global market leader committed to providing high quality systems and services to our clients. Headquartered in Toronto with European offices in Dublin and Luxembourg. IFDS Luxembourg (IFDSL) was established in 2007. Its ultimate parent companies are SS&C Technologies Holdings, Inc. and Boston-based...

Bitstamp, the world's longest running crypto exchange is looking for a **Compliance Monitoring and Testing Officer **for a** 12-month contract**to join a dynamic team that sets standards in the industry. This is an opportunity to join a growing international company with a leading position in one of the most promising sectors of finance. Bitstamp offers...

Join us in building the future of finance.Our mission is to democratize finance for all - and it has never been more urgent. An estimated $124 trillion in assets is expected to transfer to younger generations over the next two decades. This is the largest wealth shift in human history—and we're building at the center of it. We're applying frontier...

**Key Responsibilities**: - Client acceptance and on-boarding processes - Ensure compliance of the company with applicable regulations - Ensure compliance of the existing policies and procedures, monitoring and interpretation of regulatory requirements, implementation and analysis of regulatory changes, drafting and/or reviewing of policies, procedures -...

Currently collaborating with a growing authorised AIFM managing AIF pursuing Private Equity, Real Estate, Infrastructure and Fixed Income strategies, I am looking to hire a Risk & Compliance Officer. **Risk**: Perform regulatory risk management for AIFs (e.g. private equity, real estate, debt and infrastructure) and the AIFM Perform risk monitoring...

**About TMF Group** TMF Group is a leading provider of critical administrative services, helping clients invest and operate safely around the world. Our 10,000 experts and 120 offices in 86 jurisdictions worldwide serve corporates, financial institutions, asset managers, private clients and family offices, providing the combination of accounting, tax,...

**YOUR MISSIONS AS SENIOR AUDITOR**: - Lead and oversee financial audits, ensuring accuracy and compliance - Conduct comprehensive financial analysis and identify areas for improvement - Ensure compliance with laws, regulations, and policies - Evaluate and enhance internal controls and risk management systems - Prepare detailed audit reports and effectively...